Finding 1163264 (2023-003)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2023
Accepted
2025-12-02
Audit: 372774
Auditor: 311334820

AI Summary

  • Core Issue: The District spent $8,648 on airfare for a conference in Rwanda, which is considered excessive and not reasonable under federal guidelines.
  • Impacted Requirements: This finding violates 2 CFR § 200.404, which requires costs to be ordinary, necessary, and prudent for the operation of federal awards.
  • Recommended Follow-Up: District management should review grant documents and strengthen controls to ensure compliance with cost principles and reasonableness of expenditures.

Finding Text

CFR § 200.404 Reasonable Costs Finding Number: 2023-003 Assistance Listing Number and Title: AL # 84.425 Education Stabilization Fund – Elementary and Secondary Education Federal Award Identification Number / Year: 2023 Federal Agency: U.S. Department of Education Compliance Requirement: 2 CFR § 200.404 Pass-Through Entity: Ohio Department of Education & Workforce Repeat Finding from Prior Audit? No A-Noncompliance and Material Weakness 2 CFR § 200.404 states that a cost is reasonable if it does not exceed an amount that a prudent person would incur under the circumstances prevailing when the decision was made to incur the cost. In determining the reasonableness of a given cost, consideration must be given to the following: (a) Whether the cost is generally recognized as ordinary and necessary for the recipient's or subrecipient's operation or the proper and efficient performance of the Federal award; (b) The restraints or requirements imposed by such factors as sound business practices; arm's-length bargaining; Federal, State, local, tribal, and other laws and regulations; and terms and conditions of the Federal award; (c) Market prices for comparable costs for the geographic area; (d) Whether the individuals concerned acted with prudence in the circumstances considering their responsibilities to the recipient or subrecipient, its employees, its students or membership (if applicable), the public at large, and the Federal Government; and (e) Whether the cost represents a deviation from the recipient's or subrecipient's established written policies and procedures for incurring costs. The District used Federal American Rescue Plan Elementary and Secondary School Emergency Relief (ESSER) grant funding in the amount of $8,648 for airfare for three employees to attend a three-day professional development conference in Rwanda, Africa. Because there were options for professional development conferences with similar content that did not require overseas travel, this expenditure does not meet the prudent person test and the cost of the airfare is deemed excessive in relation to the guidelines above. Furthermore, the use of Federal funding for unallowable expenditure such as this indicates a lack of effective controls over compliance with Federal Allowable Cost/Cost Principle requirements. District management should review all grant award documents in order to execute policies and procedures which help ensure compliance with grant requirements including reasonableness of all expenditures.

Corrective Action Plan

Grants are looked at for compliance and ensures proper spending and documentation.

Categories

Allowable Costs / Cost Principles Subrecipient Monitoring

Other Findings in this Audit

  • 1163260 2023-003
    Material Weakness Repeat
  • 1163261 2023-003
    Material Weakness Repeat
  • 1163262 2023-003
    Material Weakness Repeat
  • 1163263 2023-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.027 SPECIAL EDUCATION GRANTS TO STATES $1.20M
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $347,064
10.555 NATIONAL SCHOOL LUNCH PROGRAM $121,949
84.425 EDUCATION STABILIZATION FUND $110,431
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $102,286
10.553 SCHOOL BREAKFAST PROGRAM $96,589
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $14,688
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $14,431
10.649 PANDEMIC EBT ADMINISTRATIVE COSTS $3,135
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $2,175