Finding 1162969 (2024-004)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2025-11-25
Audit: 372565

AI Summary

  • Core Issue: The City misreported federal expenditures on the Schedule of Expenditures of Federal Awards (SEFA) due to ineffective internal controls.
  • Impacted Requirements: City management must ensure accurate reporting of federal awards as part of their internal control responsibilities.
  • Recommended Follow-Up: Implement new policies and procedures to verify SEFA accuracy, as agreed upon in the Corrective Action Plan.

Finding Text

2024-004. Schedule of Expenditures of Federal Awards Criteria or specific requirement (including statutory, regulatory, or other citation): It is the responsibility of City management to design and implement internal controls that provide reasonable assurance over the accuracy of the schedule of expenditures of federal awards (SEFA). Condition and context: During the course of the City’s audit as of and for the year ended December 31, 2024, it was determined that federal expenditures related to the United States Department of Highway Planning and Construction, as passed through the State of New York, were incorrectly reported on the original SEFA provided by management to begin the audit. Cause: Internal controls not operating as designed, whereby the City was unable to ensure that the SEFA was accurate. Effect or potential effect: As a result of the error, material modifications were required to the SEFA prior to the issuance of the City’s single audit report. Questioned costs: None. Identification as a repeat finding, if applicable: Not applicable. Recommendation: Policies and procedures should be implemented by City management to verify the accuracy of the SEFA. Views of responsible officials: As detailed in the Corrective Action Plan, management has agreed to the findings and recommendations noted above.

Corrective Action Plan

The City has established policies and procedures related to accounting, auditing, financial reporting, and grant administration. City Departments will work together to ensure personnel are supervised, trained and provided policies and procedures for accounting and reporting grants. Responsible Party and Anticipated Completion Date: Commissioner of Finance Minita Sanghvi 12/31/2026

Categories

Reporting

Other Findings in this Audit

  • 1162970 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
97.083 STAFFING FOR ADEQUATE FIRE AND EMERGENCY RESPONSE (SAFER) $1.31M
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $379,201
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $155,425
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $143,435
97.041 NATIONAL DAM SAFETY PROGRAM $131,659
16.607 BULLETPROOF VEST PARTNERSHIP PROGRAM $15,942
15.904 HISTORIC PRESERVATION FUND GRANTS-IN-AID $14,060