Finding 1162835 (2024-001)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
$1
Year
2024
Accepted
2025-11-24

AI Summary

  • Core Issue: Payroll costs charged to the ESSER grant did not match employee time reporting in 2 out of 25 transactions, totaling $6,286.
  • Impacted Requirements: Compliance with 2 CFR 200.430, which mandates accurate time reporting and internal controls for federal payroll allocations.
  • Recommended Follow-Up: Update the payroll allocation worksheet quarterly to reflect changes in employee responsibilities and ensure payroll charges align with actual time worked on the grant.

Finding Text

2024-001 Payroll Allocations Federal Program - U.S. Department of Education – Education Stabilization Fund (ALN 84.425D) Federal Award Number and Year - S425E210046 – FY24 Criteria - Per 2 CFR 200.430, charges to federal awards for salaries and wages must be based on records that accurately reflect the work performed, are supported by a system of internal control, and must reasonably reflect the total activity for which the employee is compensated. Allocations must be made based on actual, not budgeted, time unless subsequently adjusted. Condition - During testing of payroll expenses charged to the ESSER grant, we identified instances where employee time reporting did not agree to the payroll costs allocated and charged to ESSER funding. In 2 out of 25 payroll transactions tested, totaling $6,286 in ESSER payroll charges, employee time reporting did not agree to the amount charged. Cause - The payroll allocation worksheet used to create the postings in the accounting system for payroll transactions was not updated for changes in employee responsibilities. Effect - The Organization charged payroll costs to the ESSER grant for time and effort not spent on the grant initiatives. Questioned Costs - $6,286 Context - Of a sample of 25 payroll transactions tested, 2 included variances between employee time reporting and payroll postings. The total ESSER payroll tested was $61,897, with total ESSER payroll expenditures of approximately $873,128 during the fiscal year. Identification as a Repeat Finding - No, this is a new finding in FY24. Recommendation - We recommend the Organization update the payroll allocation worksheet for changes in employee time and effort reporting on a regular basis with a frequency no less than quarterly. Payroll allocations to federal programs should be based on actual time worked on the program and time and effort reporting should agree to the amount charged. Views of Responsible Officials - we agree with the finding and determined it was due to an oversight by the employee on their time and effort reporting to not reflect an updated allocation based on a review of the job description and work completed by management. All work items performed by the employee would have been eligible and allowable under the grant contract.

Corrective Action Plan

2024-1 Payroll Allocations Contact Person - Shannon MacKenzie, Director of Finance Description of Corrective Action - The School’s new Director of Finance will continue to work closely with the Deputy Head of School to ensure that payroll and other expenses are being charged correctly to our grant funding. We will ensure that the expenses for the grants are reviewed monthly and will make the correct adjustments on a timely basis to ensure that the grants are charged for the correct amounts based on the grant documents. The Director of Finance will also make sure that the time and efforts match the payrolls and that the changes in the payroll are updated on a timely basis. Completion Date - June 30, 2025 Root Cause - Turnover in the Director of Finance position

Categories

Questioned Costs Allowable Costs / Cost Principles Internal Control / Segregation of Duties Reporting

Programs in Audit

ALN Program Name Expenditures
84.425 EDUCATION STABILIZATION FUND $914,340
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $495,472
84.027 SPECIAL EDUCATION GRANTS TO STATES $191,196
84.287 TWENTY-FIRST CENTURY COMMUNITY LEARNING CENTERS $169,636
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $96,230
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $37,563
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $2,527