Finding 1161915 (2025-003)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
$1
Year
2025
Accepted
2025-11-05

AI Summary

  • Core Issue: The Authority failed to calculate tenant rent payments correctly due to inadequate use of third-party income verification.
  • Impacted Requirements: Compliance with eligibility criteria under 24 CFR sections 5.230, 5.609, and 960.259 is not being met, leading to material weaknesses in internal controls.
  • Recommended Follow-Up: Implement stronger internal control procedures to ensure compliance with the Uniform Guidance and maintain accurate tenant files for audits.

Finding Text

Finding 2025-003 Federal Agency: U.S. Department of Housing and Urban Development Federal Program Titles: Public and Indian Housing Program Federal Assistance Listing Numbers: 14.850 Noncompliance – E. Eligibility Non Compliance Material to the Financial Statements: Yes Material Weakness in Internal Control over Compliance for Eligibility Criteria: Tenant Files. The PHA must do the following: As a condition of admission or continued occupancy, require the tenant and other family members to provide necessary information, documentation, and releases for the PHA to verify income eligibility (24 CFR sections 5.230, 5.609, and 960.259). Determine income eligibility and calculate the tenant's rent payment using the documentation from third party verification in accordance with 24 CFR Part 5, Subpart F (24 CFR sections 5.601 et seq.) and 24 CFR Subpart C sections 960.253, 960.255, and 960.259). These files are required to be maintained and available for examination at the time of audit. Condition: Based upon inspection of the Authority’s files and on discussion with management, the Authority failed to properly calculate the tenant's rent payments using documentation from third party income verification. Context: There are approximately two hundred forty one (241) Public and Indian Housing Program units. Of a sample size of thirteen (13) tenant files, the Authority failed to properly calculate the rent payments of three (3) tenants by not utilizing documentation from third party income verification. Our sample size is statistically valid. Known Questioned Costs: $27,188 Cause: There is a material weakness in internal controls over the compliance for the eligibility type of compliance related to the calculation of rent. The Authority has not properly considered, designed, implemented, maintained and monitored a system of internal controls that reasonably assures the program is in compliance. Effect: The Public and Indian Housing Program is in material non-compliance with the eligibility type of compliance related to the calculation of rent. Recommendation: We recommend the Authority design and implement internal control procedures that will reasonably assure compliance with the Uniform Guidance and the compliance supplement.

Corrective Action Plan

Authority's Response and Planned Corrective Action: The Authority accepts the recommendation of the auditor. The Authority will increase oversight in the Public and Indian Housing Program to ensure that established internal control policies are being followed on a timely basis. Dominique J. Dunn, Interim Executive Director, will be responsible to implement this corrective action by March 31, 2026.

Categories

Questioned Costs Eligibility HUD Housing Programs Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1161914 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $2.55M
14.850 PUBLIC AND INDIAN HOUSING $936,044
14.872 PUBLIC HOUSING CAPITAL FUND $321,558