Finding 1161914 (2025-002)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
$1
Year
2025
Accepted
2025-11-05

AI Summary

  • Core Issue: The Authority failed to maintain complete tenant files, leading to material non-compliance with eligibility requirements for the Section 8 Housing Choice Vouchers Program.
  • Impacted Requirements: Missing documents include applications, consent forms, leases, and income verification, which are essential for verifying tenant eligibility and calculating rent.
  • Recommended Follow-Up: Implement stronger internal controls to ensure all necessary documentation is collected and maintained, ensuring compliance with federal regulations.

Finding Text

Finding 2025-002 Federal Agency: U.S. Department of Housing and Urban Development Federal Program Titles: Section 8 Housing Choice Vouchers Federal Assistance Listing Numbers: 14.871 Noncompliance - E. Eligibility Non Compliance Material to the Financial Statements: Yes Material Weakness in Internal Control over Compliance for Eligibility Criteria: Tenant Files. The PHA must do the following: As a condition of admission or continued occupancy, require the tenant and other family members to provide necessary information, documentation, and releases for the PHA to verify income eligibility (24 CFR sections 5.230, 5.609, and 982.516). Determine income eligibility and calculate the tenant's rent payment using the documentation from third party verification in accordance with 24 CFR Part 5, Subpart F (24 CFR sections 5.601 et seq.) and 24 CFR sections 982.201, 982.515, and 982.516). These files are required to be maintained and available for examination at the time of audit. Condition: Based upon inspection of the Authority’s files and on discussion with management, there were documents that were unavailable for examination at the time of audit and the Authority included income that was miscalculated during the annual recertification. Context: There are approximately one hundred seventy five (175) Section 8 Housing Choice Voucher units. Of a sample size of twelve (12) tenant files, the following information was unavailable for examination at the time of audit:  Original applications were missing in two (2) files  Consent to release information form was missing in one (1) file  Lead based paint form was missing in one (1) file  Copies of signed leases were missing in four (4) files  Verification of income and assets was missing in three (3) files In addition, two (2) tenants' annual recertifications (HUD-50058 form) included income that was miscalculated. Our sample size is statistically valid. Known Questioned Costs: $36,406 Cause: There is a material weakness in internal controls over the compliance for the eligibility type of compliance related to the maintenance of tenant files. The Authority has not properly considered, designed, implemented, maintained and monitored a system of internal controls that reasonably assures the program is in compliance. Effect: The Section 8 Housing Choice Vouchers Program is in material non-compliance with the eligibility type of compliance related to the maintenance of tenant files. Recommendation: We recommend the Authority design and implement internal control procedures that will reasonably assure compliance with the Uniform Guidance and the compliance supplement.

Corrective Action Plan

Authority's Response and Planned Corrective Action: The Authority accepts the recommendation of the auditor. The Authority will increase oversight in the Section 8 Housing Choice Vouchers Program to ensure that established internal control policies are being followed on a timely basis. Dominique J. Dunn, Interim Executive Director, will be responsible to implement this corrective action by March 31, 2026.

Categories

Questioned Costs HUD Housing Programs

Other Findings in this Audit

  • 1161915 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $2.55M
14.850 PUBLIC AND INDIAN HOUSING $936,044
14.872 PUBLIC HOUSING CAPITAL FUND $321,558