Finding 1161347 (2023-010)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2025-10-23
Audit: 371240
Organization: Municipality of Santa Isabel (PR)

AI Summary

  • Core Issue: The Municipality failed to submit the Single Audit Reporting package on time, similar to past years.
  • Impacted Requirements: This violates Uniform Guidance, Section 500.512, which mandates timely submission of audit reports.
  • Recommended Follow-Up: Management should enhance internal controls to ensure timely preparation of financial statements and compliance with future deadlines.

Finding Text

Requirement: Single Audit Act Type of Finding: Significant Deficiency in Internal Control (SD), Instance of Noncompliance (NC) This finding is similar to prior year finding(s) 2022-008, 2021-009 and 2020-007. Statement of Condition The Municipality did not submit, in a timely manner, to the Federal Audit Clearinghouse, the Single Audit Reporting package for the fiscal year ending on June 30, 2023. The due date for this report was no later than March 31, 2024. Criteria Uniform Guidance, Section 500.512, states that the audit must be completed, and the data collection form and reporting package must be submitted within of earlier of 30 calendar days after receipt of the auditors’ report, or nine (9) months after the end of the audit period. Cause of Condition Due to the delay in the preparation of the financial statements, the Municipality did not comply with the requirements established in the Uniform Guidance. Effect of Condition The Municipality could be sanctioned by the Federal government for the noncompliance of this requirement. Recommendation We recommend management to continue strengthening the internal controls over the accounting records to complete in a timely manner the process of preparation of the financial statements of the Municipality. Questioned Costs None Views of Responsible Officials and Planned Corrective Action We are giving instructions to the Finance Department, the Federal Program Office, and all other departments to submit, in a timely manner, all the required financial information, to our financial consultant and the external auditors, to comply with the deadline for the submission of the Single Audit Report for the fiscal year ended June 30, 2025, which is March 31, 2026. Responsible Official: Mrs. Irma M. Vargas Aguirre, Finance and Budget Director Implementation Date: March 31, 2026

Corrective Action Plan

Views of Responsible Officials and Planned Corrective Action We are giving instructions to the Finance Department, the Federal Program Office, and all other departments to submit, in a timely manner, all the required financial information, to our financial consultant and the external auditors, to comply with the deadline for the submission of the Single Audit Report for the fiscal year ended June 30, 2025, which is March 31, 2026. Responsible Official: Mrs. Irma M. Vargas Aguirre, Finance and Budget Director Implementation Date: March 31, 2026

Categories

Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1161343 2023-010
    Material Weakness Repeat
  • 1161344 2023-008
    Material Weakness Repeat
  • 1161345 2023-010
    Material Weakness Repeat
  • 1161346 2023-009
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $2.53M
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $963,121
97.030 COMMUNITY DISASTER LOANS $890,630
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $332,185
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $251,813
21.019 CORONAVIRUS RELIEF FUND $147,414
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $12,439
10.558 CHILD AND ADULT CARE FOOD PROGRAM $5,582