Finding 1159836 (2024-007)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2025-10-03
Audit: 370389
Auditor: Rsm US LLP

AI Summary

  • Core Issue: Lack of proper documentation for eligibility in the Commodity Food Supplemental Program, risking compliance with federal requirements.
  • Impacted Requirements: Internal controls under Uniform Guidance (2 CFR 200.303) were not effectively maintained, leading to potential ineligibility of recipients.
  • Recommended Follow-up: SHN should consolidate procedures from pre-merger entities to establish unified controls and ensure proper documentation is retained.

Finding Text

Item 2024-007: Eligibility Identification of federal programs: Commodity Food Supplemental Program, Assistance Listing Number 10.565 (a program included in the Food Distribution Cluster) Federal award grant number: 204645 Federal agency: U.S. Department of Agriculture Pass-through entity: Minnesota Department of Health Criteria: The Uniform Guidance (2 CFR 200.303) requires that nonfederal entities receiving federal awards establish and maintain internal controls designed to reasonably ensure compliance with federal laws, regulations, and program compliance requirements. Effective internal controls should include procedures to maintain documentation to support eligibility requirements for program recipients. Condition: During our testing of eligibility requirements, we noted that proper documentation was not available to provide proof of eligibility for program recipients. Cause: Management did not retain or maintain appropriate documentation. Effect: Improper control procedures can lead to individuals receiving food distributions when not meeting eligibility criteria. Questioned costs: None Context: The population subject to commodity supplemental food program eligibility requirements included over 250 individuals. The sample size of 60 was determined using the guidance in the AICPA Audit and Accounting Guide—Government Auditing Standards and Single Audits. We noted one application that was not on file, one application that was out of date, and one application that was not signed. We noted 19 applications where there was no indication that eligibility requirements were reevaluated on an annual basis. Repeat finding: No Recommendation: We recommend that SHN unify the procedures from pre-merger entities to have one set of controls and procedures as all findings relate to only one of the pre-merger entities. Views of responsible officials of the auditee: SHN concurs with this finding and a response is included in the corrective action plan.

Corrective Action Plan

The Programs and Partnership Team has developed a Standard Operating Procedure to ensure all team members are following requirements for eligibility and properly documenting that eligibility was obtained.

Categories

Subrecipient Monitoring Eligibility Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1159827 2024-003
    Material Weakness Repeat
  • 1159828 2024-004
    Material Weakness Repeat
  • 1159829 2024-005
    Material Weakness Repeat
  • 1159830 2024-006
    Material Weakness Repeat
  • 1159831 2024-007
    Material Weakness Repeat
  • 1159832 2024-003
    Material Weakness Repeat
  • 1159833 2024-004
    Material Weakness Repeat
  • 1159834 2024-005
    Material Weakness Repeat
  • 1159835 2024-006
    Material Weakness Repeat
  • 1159837 2024-003
    Material Weakness Repeat
  • 1159838 2024-004
    Material Weakness Repeat
  • 1159839 2024-005
    Material Weakness Repeat
  • 1159840 2024-006
    Material Weakness Repeat
  • 1159841 2024-003
    Material Weakness Repeat
  • 1159842 2024-004
    Material Weakness Repeat
  • 1159843 2024-005
    Material Weakness Repeat
  • 1159844 2024-006
    Material Weakness Repeat
  • 1159845 2024-003
    Material Weakness Repeat
  • 1159846 2024-004
    Material Weakness Repeat
  • 1159847 2024-005
    Material Weakness Repeat
  • 1159848 2024-006
    Material Weakness Repeat
  • 1159849 2024-003
    Material Weakness Repeat
  • 1159850 2024-004
    Material Weakness Repeat
  • 1159851 2024-005
    Material Weakness Repeat
  • 1159852 2024-006
    Material Weakness Repeat
  • 1159853 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.569 Emergency Food Assistance Program (food Commodities) $584,582
10.565 Commodity Supplemental Food Program $510,167
21.027 Coronavirus State and Local Fiscal Recovery Funds $77,462
10.568 Emergency Food Assistance Program (administrative Costs) $20,343