Finding 1157971 (2024-006)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2025-09-30

AI Summary

  • Core Issue: The organization charged higher hourly rates to federal grants than what was documented in personnel files.
  • Impacted Requirements: This violates 2 CFR 200.430 (g), which mandates accurate documentation of salaries and wages for federal awards.
  • Recommended Follow-Up: Ensure that actual rates from approved compensation records are used for grant charges, as outlined in the management's Corrective Action Plan.

Finding Text

2024-006 - Failure to Maintain Standards for Documentation of Personnel Expenses Finding Type. Immaterial Noncompliance; Significant Deficiency in Internal Control over Compliance (Allowable Costs/Cost Principles). Programs. Environmental and Scientific Partnerships and Programs; U.S. Department of State; ALN Number 19.017; Award Number SAQMIP23CA0021 Criteria. Per 2 CFR 200.430 (g), charges to Federal awards for salaries and wages must be based on records that accurately reflect the work performed. These records must be incorporated into the official records of the recipient. Condition. During our testing of Allowable Costs, for all 12 disbursements tested we noted that the hourly rate charged under the grant was higher than the actual hourly rate noted in personnel files. Cause. This condition appears to have been caused by a lack of knowledge of applicable federal compliance requirements causing the grant to be incorrectly charged. Effect. As a result of this condition, the Organization did not fully comply with the Uniform Guidance by not charging the proper hourly rate to the grant. Questioned Costs. No costs are required to be questioned as a result of this finding, in as much as the actual and projected error was de minimis. Recommendation. We recommend that the Organization use actual rates per approved compensation records when charging costs to the grants. View of Responsible Officials. Management agrees with this finding and has prepared a Corrective Action Plan.

Corrective Action Plan

2024-006 - Failure to Maintain Standards for Documentation of Personnel Expenses Auditor Description of Condition and Effect: During our testing of Allowable Costs, for all 12 disbursements tested we noted that the hourly rate charged under the grant was higher than the actual hourly rate noted in personnel files. As a result of this condition, the Organization did not fully comply with the Uniform Guidance by not charging the proper hourly rate to the grant. Auditor Recommendation: We recommend that the Organization use actual rates per approved compensation records when charging costs to the grants. Corrective Action: Management has established procedures to enhance and improve the controls related to payroll charges under the grant to ensure that the proper pay rate is charged. Responsible Person: Michael Young & Dora Gonzales Anticipated Completion Date: December 2025

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1157967 2024-002
    Material Weakness Repeat
  • 1157968 2024-003
    Material Weakness Repeat
  • 1157969 2024-004
    Material Weakness Repeat
  • 1157970 2024-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
19.017 Environmental and Scientific Partnerships and Programs $1.57M
66.957 Greenhouse Gas Reduction Fund: National Clean Investment Fund $576,149