Finding 1157968 (2024-003)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-09-30

AI Summary

  • Core Issue: The Organization failed to register and report subawards over $30,000 as required by the FFATA, leading to noncompliance.
  • Impacted Requirements: Compliance with Title 2 U.S. CFR Part 170, which mandates timely reporting of subawards through the FSRS.
  • Recommended Follow-Up: Implement procedures for FFATA reporting and ensure timely submission of all required data moving forward.

Finding Text

2024-003 - Federal Funding Accountability and Transparency Act (FFATA) Reporting Finding Type. Immaterial Noncompliance; Significant Deficiency in Internal Control over Compliance (Reporting). Program. Environmental and Scientific Partnerships and Programs; U.S. Department of State; ALN Number 19.017; Award Number SAQMIP23CA0021 Criteria. Title 2 U.S. Code of Federal Regulations (CFR) Part 170 Appendix A requires prime recipients of grants or cooperative agreements to report first-tier subawards of $30,000 or more to the Federal Funding Accountability and Transparency Act (FFAATA) Subaward Reporting System (FSRS). Prime recipients must report key data by registering through the FSRS and reporting subaward data through that system. Prime recipients that are awarded a federal grant are required to file a FFATA sub-award report by the end of the month following the month in which the prime awardee awards any sub-grant equal to or greater than$30,000. Condition. The Organization did not register or submit any subaward information through the FSRS reporting system as required by the Uniform Guidance. Cause. The Organization was not aware of this requirement and therefore does not have the proper internal controls in place to ensure that FFATA reporting is completed promptly in accordance with the requirements Effect. The Organization did not follow federal requirements for FFATA reporting through the FSRS and as a result has not completed the appropriate subaward reporting that is required for prime recipients. Questioned Costs. None Recommendation. We recommend that the Organization establish and implement procedures for FFATA reporting through FSRS and ensure that all key data are reported timely moving forward. View of Responsible Officials. Management agrees with this finding and has prepared a Corrective Action Plan.

Corrective Action Plan

2024-003 - Federal Funding Accountability and Transparency Act (FFATA) Reporting Auditor Description of Condition and Effect: The Organization did not register or submit any subaward information through the FFATA Subaward Reporting System (“FSRS”) reporting system as required by the Uniform Guidance. The Organization did not follow federal requirements for FFATA reporting through the FSRS and as a result has not completed the appropriate subaward reporting that is required for prime recipients. Auditor Recommendation: We recommend that the Organization establish and implement procedures for FFATA reporting through FSRS and ensure that all key data are reported timely moving forward. Corrective Action: When granting funds as a subaward to a pass-through entity, the Organization will update its records for subawards to include the required information and therefore comply with FFATA reporting requirements for direct awards. Responsible Person: Dora Gonzales Anticipated Completion Date: December 2025

Categories

Subrecipient Monitoring Reporting Significant Deficiency

Other Findings in this Audit

  • 1157967 2024-002
    Material Weakness Repeat
  • 1157969 2024-004
    Material Weakness Repeat
  • 1157970 2024-005
    Material Weakness Repeat
  • 1157971 2024-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
19.017 Environmental and Scientific Partnerships and Programs $1.57M
66.957 Greenhouse Gas Reduction Fund: National Clean Investment Fund $576,149