Finding 1157966 (2024-004)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2025-09-30

AI Summary

  • Core Issue: Wisconsin Women's Business Initiative Corporation's cost allocation methodology is outdated and inconsistently applied, leading to inaccuracies in financial reporting.
  • Impacted Requirements: The organization is not complying with 2 CFR §200.405(d), which mandates proportional cost allocation for projects benefiting multiple activities.
  • Recommended Follow-Up: Conduct a thorough review of the cost allocation methodology, update policies, implement documentation controls, and provide staff training on allocation principles.

Finding Text

Finding 2024-004: Cost Allocation Methodology Condition: As a result of audit procedures, it was determined that Wisconsin Women's Business Initiative Corporation's cost allocation methodology was not properly updated based on a recent time study or other means to verify the accuracy of the allocations. For some awards, the de minimis rate was used but it was not applied consistently to all programs, where a method of direct allocation was done based on a prior time study conducted in 2020. Criteria: Per 2 CFR §200.405(d), if a cost benefits two or more projects or activities in proportions that can be determined without undue effort or cost, the cost must be allocated to the projects based on the proportional benefit. Cause: Wisconsin Women's Business Initiative Corporation continued to use a legacy cost allocation model without periodic review or revision. There was no formal process to evaluate whether the methodology remained appropriate given changes in program structure, staffing, or funding sources. Effect: As a result of the financial reporting matter identified in the condition paragraph, a significant deficiency exists in Wisconsin Women's Business Initiative Corporation's internal controls over financial reporting. Recommendation: We recommend Wisconsin Women's Business Initiative Corporation conduct a comprehensive review of its cost allocation methodology, update policies to reflect current program operations and federal requirements. Wisconsin Women's Business Initiative Corporation should also implement controls to ensure allocations are based on actual benefit and supported by documentation and provide staff training on time-and-effort reporting and allocation principles. View of responsible officials: Management agrees with the finding and has developed a written corrective action plan. This finding represents a significant deficiency in internal controls over compliance and a non-material non-compliance with the reporting requirement for the major federal programs. Questioned Costs: None Major Programs: AL #14.218 Community Development Block Grant Cluster, Award Numbers CDBG FY 2024, FD 003 2023, CD5075180249, CDBG MKE RLF, CDBG Racine 2023-2024, CDBG FY 2023, B-23-UC-55-0003, ED 24020, 2024-2025 CDBG - Classic; AL #59.046 Microloan Program, Award Numbers SBAOCAML230534, SBAOCAML2024001568

Corrective Action Plan

WWBIC plans to develop and adopt a written Cost Allocation Plan that complies with 2 CFR 200. Ml P's Cost Allocation Module will be implemented for efficiency and automation. WWBIC plans to use a direct method of recording staff time, by requiring staff to allocate time on time sheets by funding source. Once payroll postings align with funding sources, direct wages will be used as the allocation base. The 3rd party payroll integration with Paylocity will be implemented to use this method. This project is currently under development with our payroll system, Paylocity and the accounting team.

Categories

Allowable Costs / Cost Principles Reporting Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1157934 2024-002
    Material Weakness Repeat
  • 1157935 2024-002
    Material Weakness Repeat
  • 1157936 2024-002
    Material Weakness Repeat
  • 1157937 2024-002
    Material Weakness Repeat
  • 1157938 2024-002
    Material Weakness Repeat
  • 1157939 2024-002
    Material Weakness Repeat
  • 1157940 2024-002
    Material Weakness Repeat
  • 1157941 2024-002
    Material Weakness Repeat
  • 1157942 2024-002
    Material Weakness Repeat
  • 1157943 2024-002
    Material Weakness Repeat
  • 1157944 2024-002
    Material Weakness Repeat
  • 1157945 2024-003
    Material Weakness Repeat
  • 1157946 2024-003
    Material Weakness Repeat
  • 1157947 2024-003
    Material Weakness Repeat
  • 1157948 2024-003
    Material Weakness Repeat
  • 1157949 2024-003
    Material Weakness Repeat
  • 1157950 2024-003
    Material Weakness Repeat
  • 1157951 2024-003
    Material Weakness Repeat
  • 1157952 2024-003
    Material Weakness Repeat
  • 1157953 2024-003
    Material Weakness Repeat
  • 1157954 2024-003
    Material Weakness Repeat
  • 1157955 2024-003
    Material Weakness Repeat
  • 1157956 2024-004
    Material Weakness Repeat
  • 1157957 2024-004
    Material Weakness Repeat
  • 1157958 2024-004
    Material Weakness Repeat
  • 1157959 2024-004
    Material Weakness Repeat
  • 1157960 2024-004
    Material Weakness Repeat
  • 1157961 2024-004
    Material Weakness Repeat
  • 1157962 2024-004
    Material Weakness Repeat
  • 1157963 2024-004
    Material Weakness Repeat
  • 1157964 2024-004
    Material Weakness Repeat
  • 1157965 2024-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
59.046 Microloan Program $2.01M
59.043 Women's Business Ownership Assistance $592,000
10.870 Rural Microentrepreneur Assistance Program $532,872
59.044 Veterans Outreach Program $283,378
21.020 Community Development Financial Institutions Program $245,769
59.050 Prime Technical Assistance $189,396
21.024 Community Development Financial Institutions Rapid Response Program (cdfi Rrp) $173,895
21.033 Community Development Financial Institutions Fund Equitable Recovery Program (cdfi Erp) $125,000
14.870 Resident Opportunity and Supportive Services - Service Coordinators $120,000
10.351 Rural Business Development Grant $70,030
21.027 Coronavirus State and Local Fiscal Recovery Funds $66,000
21.020 Covid-19 Community Development Financial Institutions Program $18,469
14.218 Community Development Block Grants/entitlement Grants $14,725