Finding 1156571 (2024-005)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-09-30

AI Summary

  • Core Issue: The Authority did not conduct annual inspections for 6 out of 40 tenant files, violating federal Housing Quality Standards (HQS).
  • Impacted Requirements: The PHA must inspect leased units annually and prepare inspection reports as per HUD regulations.
  • Recommended Follow-Up: Implement stronger internal controls for inspections and consider hiring an outside firm if internal capacity is lacking.

Finding Text

HVC HQS Inspections Federal Agency: U.S. Department of Housing and Urban Development Federal Program Name: Housing Voucher Cluster Assistance Listing Number: 14.871/14.879 Federal Award Identification Number and Year: NE 001; 2024 Award Period: January 1, 2024 – December 31, 2024 Type of Finding: • Significant Deficiency in Internal Control over Compliance • Other Matters Criteria or specific requirement: The PHA must inspect the unit leased to a family at least annually to determine if the unit meets Housing Quality Standards (HQS) and the PHA must conduct quality control re-inspections. The PHA must prepare a unit inspection report (24 CFR sections 982.158(d) and 982.405(b)). Condition: Out of 40 tenant files tested for annual HQS inspections, 6 tenant files contained exceptions. Questioned costs: None Context: During the testing of 40 tenant files for annual HQS inspections, there were 6 instances where the unit was not inspected on an annual basis Cause: The Authority failed to implement internal controls designed to ensure the units are inspected annually. Effect: The Authority is not in compliance with federal regulations regarding HQS inspection requirements determined by HUD. Repeat Finding: No Recommendation: We recommend the Authority implement controls to ensure that all units are inspected annually. We recommend the Authority hire an outside firm to perform inspections if there is not capacity internally. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

U.S. Department of Housing and Urban Development 2024-005 Housing Voucher Cluster – Assistance Listing No. 14.871 and 14.879 – Annual HQS Inspections Recommendation: We recommend the Authority implement controls to ensure that all units are inspected annually. We recommend the Authority hire an outside firm to perform inspections if there is not capacity internally. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: The Authority will increase oversight in the Section 8 Housing Choice Voucher program to ensure that established internal control policies are being followed. The Authority has identified an error whereby our data system isn’t identifying every unit due for an annual inspection. The Authority is implementing a new procedure to confirm every household due for an annual recertification is also pulling for an annual inspection. Name(s) of the contact person(s) responsible for corrective action: Philisa Smith, HCV Director Planned completion date for corrective action plan: December 31, 2026 If the U.S. Department of Housing and Urban Development has questions regarding this plan, please call Ashley Hatheway, CFO at (402) 444-6900.

Categories

HUD Housing Programs Significant Deficiency

Other Findings in this Audit

  • 1156560 2024-002
    Material Weakness Repeat
  • 1156561 2024-002
    Material Weakness Repeat
  • 1156562 2024-003
    Material Weakness Repeat
  • 1156563 2024-003
    Material Weakness Repeat
  • 1156564 2024-004
    Material Weakness Repeat
  • 1156565 2024-004
    Material Weakness Repeat
  • 1156566 2024-005
    Material Weakness Repeat
  • 1156567 2024-005
    Material Weakness Repeat
  • 1156568 2024-002
    Material Weakness Repeat
  • 1156569 2024-003
    Material Weakness Repeat
  • 1156570 2024-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $45.76M
14.850 Public Housing Operating Fund $9.16M
14.872 Public Housing Capital Fund $8.37M
14.U01 Emergency Housing Vouchers $1.05M
14.889 Choice Neighborhoods Implementation Grants $859,424
14.879 Mainstream Vouchers $856,912
14.896 Family Self-Sufficiency Program $525,853
14.856 Lower Income Housing Assistance Program Section 8 Moderate Rehabilitation $236,893
14.870 Resident Opportunity and Supportive Services - Service Coordinators $209,647
14.239 Home Investment Partnerships Program $205,659