Finding 1155306 (2023-012)

Material Weakness Repeat Finding
Requirement
C
Questioned Costs
-
Year
2023
Accepted
2025-09-25
Audit: 367551
Organization: The City of Frederick, Maryland (MD)
Auditor: Brown Plus

AI Summary

  • Core Issue: Significant deficiency in internal control over cash management for federal funds, specifically regarding interest earned on draws.
  • Impacted Requirements: Interest over $500 on federal cash draws must be reported and remitted to the Department of Health and Human Services.
  • Recommended Follow-Up: The City should implement a system to track interest earned on federal programs to ensure compliance with regulations.

Finding Text

Federal Agency: Department of Health and Human Services Federal Program: 93.568 Low-Income Home Energy Assistance Pass-Through Entity: Maryland Department of Human Services Identification Number: FIA/OHEP/22-001 Requirement: Cash Management Type of Finding: Significant deficiency in internal control over major program Criteria: Interest earned in excess of $500 on federal cash draws should be remitted annually to the Department of Health and Human Services, Payment Management System (Uniform Guidance Section 200.305(9)). Condition: The amount of interest on federal cash draws could not be determined. Cause: Management does not have any support for the interest earned specific to federal cash draws for this program. Effect: If interest in excess of $500 was earned, the City would owe the Department of Health and Human Services. Context: During inquiries with program management and the finance department, it was noted that the City does not believe they have earned interest in excess of $500. The City had total draw downs for the program of $2,393,735 which are subject to earning interest. The City was ultimately not able to provide any evidence to support the fact that the draw downs did not earn less than $500 and, as such, their claim could not be corroborated. Repeat Finding: This finding was reported for the year ended June 30, 2022 as 2022-013. Recommendation: The City should track interest earned on each applicable federal program to ensure they are in compliance with federal regulations. Views of Responsible Official(s) and Planned Corrective Actions: See corrective action plan.

Corrective Action Plan

The City is no longer receiving advance funds. Therefore, no interest is being earned.

Categories

Cash Management

Other Findings in this Audit

  • 1155297 2023-003
    Material Weakness Repeat
  • 1155298 2023-004
    Material Weakness Repeat
  • 1155299 2023-005
    Material Weakness Repeat
  • 1155300 2023-006
    Material Weakness Repeat
  • 1155301 2023-007
    Material Weakness Repeat
  • 1155302 2023-008
    Material Weakness Repeat
  • 1155303 2023-009
    Material Weakness Repeat
  • 1155304 2023-010
    Material Weakness Repeat
  • 1155305 2023-011
    Material Weakness Repeat
  • 1155307 2023-013
    Material Weakness Repeat
  • 1155308 2023-014
    Material Weakness Repeat
  • 1155309 2023-015
    Material Weakness Repeat
  • 1155310 2023-016
    Material Weakness Repeat
  • 1155311 2023-017
    Material Weakness Repeat
  • 1155312 2023-018
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
20.106 Airport Improvement Program, Infrastructure Investment and Jobs Act Programs, and Covid-19 Airports Programs $4.30M
93.224 Health Center Program (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $2.21M
93.137 Community Programs to Improve Minority Health $2.07M
14.231 Emergency Solutions Grant Program $1.03M
10.558 Child and Adult Care Food Program $996,154
93.568 Low-Income Home Energy Assistance $960,360
21.027 Coronavirus State and Local Fiscal Recovery Funds $786,960
93.569 Community Services Block Grant $452,538
14.218 Community Development Block Grants/entitlement Grants $271,995
14.267 Continuum of Care Program $184,808
16.745 Criminal and Juvenile Justice and Mental Health Collaboration Program $94,827
21.026 Homeowner Assistance Fund $85,771
93.150 Projects for Assistance in Transition From Homelessness (path) $74,103
81.042 Weatherization Assistance for Low-Income Persons $62,520
16.753 Congressionally Recommended Awards $41,550
16.738 Edward Byrne Memorial Justice Assistance Grant Program $26,732
10.559 Summer Food Service Program for Children $26,497
93.499 Low Income Household Water Assistance Program $18,086
97.067 Homeland Security Grant Program $14,280
20.600 State and Community Highway Safety $14,003
95.001 High Intensity Drug Trafficking Areas Program $13,275
66.466 Geographic Programs - Chesapeake Bay Program $11,325
20.616 National Priority Safety Programs $8,554
66.818 Brownfields Multipurpose, Assessment, Revolving Loan Fund, and Cleanup Cooperative Agreements $2,487