Finding 1155282 (2024-002)

Material Weakness Repeat Finding
Requirement
C
Questioned Costs
-
Year
2024
Accepted
2025-09-25

AI Summary

  • Core Issue: The PHA failed to comply with the 3-day rule for vendor payments after drawdowns of federal funds.
  • Impacted Requirements: This violates HUD's cash management guidelines, which require prompt payment after funds are received.
  • Recommended Follow-Up: Implement procedures to ensure vendor invoices are paid only after Capital Fund drawdowns are completed.

Finding Text

2024-002 – HUD CAPITAL FUND PROGRAM (CFDA #14.872) DRAWDOWNS Federal Program Name: Capital Fund Program Assistance Listing Number: 14.872 Federal Agency: U.S. Department of Housing and Urban Development Compliance Requirement: Cash Management Criteria: Per HUD Capital Fund Program guidance and 2 CFR 200.305(b) (Cash Management), PHAs must minimize the time between the drawdown of federal funds and disbursement to vendors. HUD guidance further states: “Once funds are disbursed, i.e., transferred from LOCCS to the PHA’s bank account, the PHA must pay the applicable bill(s) within 3 business days. PHAs cannot expend nonfederal funds first to pay the applicable bills and then use Capital Funds to reimburse themselves.” Condition: During our testing of Capital Fund drawdowns, we identified three drawdown transactions where the PHA did not comply with the 3-day rule. In each case, vendor payments were made prior to funds being received. Cause: Oversight Effect: The PHA is not in compliance with HUD’s cash management rules for Capital Fund drawdowns. Repeat Finding: No Recommendation: We recommend the PHA establish procedures requiring that Capital Fund related vendor invoices not be paid until drawdowns have occurred.

Corrective Action Plan

Management will review and retrain to insure that capital fund expenditures are drawn down prior to payment.

Categories

Cash Management HUD Housing Programs Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1155281 2024-001
    Material Weakness Repeat
  • 1155283 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $2.46M
14.872 Public Housing Capital Fund $1.29M
14.850 Public and Indian Housing $1.12M
10.415 Rural Rental Housing Loans $767,957