Finding 1154849 (2024-003)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-09-23

AI Summary

  • Core Issue: The District lacks strong internal controls for preparing completion reports, risking inaccurate information submission.
  • Impacted Requirements: Completion reports must be submitted within 90 days and align with accounting records, which was not met.
  • Recommended Follow-Up: The District should enhance internal controls and provide training for staff responsible for reporting to ensure compliance.

Finding Text

Finding Number: 2024‐003 Repeat Finding: No Program Name/Assistance Listing Title: Education Stabilization Fund Assistance Listing Number: 84.425U Federal Agency: U.S. Department of Education Federal Award Number: S425U210038 Pass‐Through Agency: Arizona Department of Education Questioned Costs: N/A Type of Finding: Noncompliance, Material Weakness Compliance Requirement: Reporting Criteria The Arizona Department of Education (ADE) requires Districts to submit a completion report through the ADE grants management system. Completion reports are required for all grants, must be submitted to ADE within 90 days after the grant end date, and must agree to the underlying accounting records. Condition Inadequate internal controls existed over the preparation of the completion report for the American Rescue Plan ‐ Elementary and Secondary School Emergency Relief (ARP ESSER) grant within the Education Stabilization Fund. Cause The District did not develop nor implement strong internal controls over reporting due to lack of training for individuals with reporting responsibilities and lack of timely management of grant expenditures. Effect The District is at risk of reporting inaccurate information. Context The District reported $10.6 million of equipment expenditures in the completion report, which agreed in total to the accounting records. However, the detail by object code presented in the completion report did not agree to the underlying accounting records. The sample was not intended to be, and was not, a statistically valid sample. Recommendation The District should develop or implement strong internal controls over reporting to reduce the risk of reporting inaccurate information to ADE. Views of Responsible Officials See Corrective Action Plan.

Corrective Action Plan

Program Name/Assistance Listing Title: Education Stabilization Fund Assistance Listing Number: 84.425U Contact Person: James Serbin, Chief Financial Officer Anticipated Completion Date: June 30, 2026 Planned Corrective Action: Since July 2025 the District has implemented processes to ensure accurate and timely reporting. The District finds frequent journal adjustments to be problematic and an indication of inaccurate reporting. The District’s Completion Reports will be will be timely filed and supported by the accounting data.

Categories

Material Weakness Reporting Equipment & Real Property Management Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1154842 2024-001
    Material Weakness Repeat
  • 1154843 2024-001
    Material Weakness Repeat
  • 1154844 2024-001
    Material Weakness Repeat
  • 1154845 2024-001
    Material Weakness Repeat
  • 1154846 2024-001
    Material Weakness Repeat
  • 1154847 2024-001
    Material Weakness Repeat
  • 1154848 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 Title I Grants to Local Educational Agencies $4.36M
84.027 Special Education Grants to States $2.02M
10.553 School Breakfast Program $1.38M
84.287 Twenty-First Century Community Learning Centers $1.16M
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $486,173
93.778 Medical Assistance Program $382,879
84.365 English Language Acquisition State Grants $265,568
32.009 Covid-19 Emergency Connectivity Fund Program $209,220
10.555 National School Lunch Program $143,375
84.424 Student Support and Academic Enrichment Program $124,494
10.559 Summer Food Service Program for Children $111,669
10.558 Child and Adult Care Food Program $69,825
84.173 Special Education Preschool Grants $53,625
84.173 Covid-19 Special Education Preschool Grants $35,813
10.582 Fresh Fruit and Vegetable Program $20,990
21.027 Covid-19 Coronavirus State and Local Fiscal Recovery Funds $11,067
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $5,064
84.425 Covid-19 Education Stabilization Fund $-1,815
84.027 Covid-19 Special Education Grants to States $-43,590