Finding 1153024 (2024-001)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-09-15
Audit: 366299
Organization: Poverello Center, INC (MT)

AI Summary

  • Core Issue: 24 out of 40 vendor transactions lacked checks for suspension or debarment before payment.
  • Impacted Requirements: Federal grant agreements mandate policies to ensure vendors are not suspended or debarred.
  • Recommended Follow-Up: Establish written policies and a comprehensive plan to ensure all vendors are checked prior to payment.

Finding Text

2024-001 Evaluation of Suspension and Debarment of Vendors – Significant Deficiency Criteria: Federal grant agreements and contracts require policies and procedures are in place to ensure vendors are not suspended or debarred by the Federal government. Condition: During our testing we found that 24 of the 40 transactions had not been properly checked to ensure that the vendor was not suspended nor debarred prior to making payment. Management has since verified that these vendors are not suspended or debarred. Cause: The Organization does not have written policies to provide guidance over these matters but have procedures in place to check vendors for suspension and debarment, but controls were missed for an instance of evaluation and appears to be an oversight. Effects: The Organization could do business with a vendor which has been suspended or debarred resulting in non-compliance with federal awards and subject federal dollars to possible fraud, waste, or abuse. Recommendation: We recommend that management establishes written policy to guide the procedures over the checks and implements a comprehensive plan to ensure that all vendors are checked for suspension/debarment prior to making payment.

Corrective Action Plan

Recommendation: We recommend that management establishes written policy to guide the procedures over the checks and implements a comprehensive plan to ensure that all vendors are checked for suspension/debarment prior to making payment. Views of Responsible Officials and Planned Corrective Actions: We agree with the auditors' comments, and the following actions will be taken to improve the situation. We will continue to check every new vendor for suspension or debarment before using them for good and services, and the proper documentation showing this will be kept in our records. In addition, we have established a written policy to guide the procedures over the checks. This policy also details a comprehensive plan to ensure that all vendors are checked for suspension and debarment prior to making any payments.

Categories

Procurement, Suspension & Debarment Significant Deficiency

Other Findings in this Audit

  • 1153025 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $417,172
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $127,918
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $33,375
97.024 Emergency Food and Shelter National Board Program $5,000