Finding Text
Condition: Our test work over the reporting compliance requirement included a sample of monthly financial and performance reports. We noted that five of the eight reports were not submitted by the required dates.
Criteria: The Uniform Guidance requires organizations to establish internal controls to detect potential noncompliance.
Cause: Overall significant turnover and lack of policies and procedures regarding report submission.
Effect: Non-compliance with submission of required financial and program reports.
Recommendation: We recommend that management establish procedures for timely submission of required financial and performance reports.
Views of Responsible Officials and Planned Corrective Actions: The Organization has recently hired an outside consultant and is working on documenting their internal controls to ensure timely submission of required financial and program reports.