Finding 115118 (2022-001)

Material Weakness
Requirement
A
Questioned Costs
-
Year
2022
Accepted
2022-10-19
Audit: 87357
Auditor: Kcoe Isom LLP

AI Summary

  • Core Issue: SHEF used property with a federal interest as collateral without HRSA's approval.
  • Impacted Requirements: Federal regulations require written consent from HRSA for using the property as collateral.
  • Recommended Follow-Up: SHEF should notify HRSA, modify the promissory note, and establish a review procedure for property restrictions.

Finding Text

Finding 2022-01 Material Weakness U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES Assistance Listing No. 93.244 Health Center Program Cluster Criteria On May 1, 2012, the Health Resources and Services Administration (HRSA) awarded a grant to SHEF. The grant provided capital development funds for building constrction at 651 E. Prescott, Salina, Kansas. A Notice of Federal Interest was recorded with the Salina County, Kansas, Register of Deeds on May 30, 2012, relating to property owned by SHEF. This notice restricts the property from being mortgaged or otherwise used as collateral on any debt without the written approval of HRSA. Condition On May 17, 2022, SHEF entered into a promissory note with a financial institution with the property at 651 E. Prescott, Salina, Kansas, used as collateral. SHEF did not obtain written approval from HRSA. Cause SHEF management was aware of the need for HRSA approval for a sale or other disposition but did not verify that HRSA approval was needed to use the property as collateral. Potential Effect and Context Property with a federal interest could be inappropriately used to satisfy a mortgage in default. Recommendations We recommend that SHEF contact HRSA to inform HRSA of the matter, and that the promissory note be modified to remove the property at 651 E. Prescott, Salina, Kansas, as collateral. In addition, we recommend that management develop and implement a procedure to review any property liens or other restrictions when property is considered for collateral. View of Responsible Officials Once SHEF learned of this matter, the CFO took immediate action to notify HRSA and make arrangements with the financial institution to remove the property at 651 E. Prescott, Salina, Kansas, as collateral on the promissory note. Management will develop and implement a procedure to review any property liens or other restrictions when property is considered collateral.

Corrective Action Plan

Finding 2022-001 Material Weakness U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES Assistance Listing No. 93.244 Health Center Program Cluster Recommendations We recommend that SHEF contact HRSA to inform HRSA of the matter, and that the promissory note be modified to remove the property at 651 E. Prescott, Salina, Kansas, as collateral. in addition, we recommend that management develop and implement a procedure to review any property liens or other restrictions when property is considered for collateral. View of Responsible Officials Once SHEF learned of this matter, the CFO took immediate action to notify HRSA and make arrangements with the financial institution to remove the property at 651 E. Prescott, Salina, Kansas, as collateral on the promissory note. Management will develop and implement a procedure to review any property liens or other restrictions when property is considered for collateral.

Categories

Material Weakness

Other Findings in this Audit

  • 115119 2022-001
    Material Weakness
  • 115120 2022-001
    Material Weakness
  • 115121 2022-001
    Material Weakness
  • 115122 2022-001
    Material Weakness
  • 115123 2022-001
    Material Weakness
  • 691560 2022-001
    Material Weakness
  • 691561 2022-001
    Material Weakness
  • 691562 2022-001
    Material Weakness
  • 691563 2022-001
    Material Weakness
  • 691564 2022-001
    Material Weakness
  • 691565 2022-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.310 Trans-Nih Research Support $80,000
93.268 Immunization Cooperative Agreements $64,243
93.884 Grants for Primary Care Training and Enhancement $21,500
93.898 Cancer Prevention and Control Programs for State, Territorial and Tribal Organizations $17,232
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $9,750
93.224 Consolidated Health Centers (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $3,987
93.526 Affordable Care Act (aca) Grants for Capital Development in Health Centers $2,663
93.778 Medical Assistance Program $157