Finding 1147080 (2024-006)

Material Weakness
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2025-07-08
Audit: 361664
Organization: The Mirror, Inc. (KS)

AI Summary

  • Core Issue: Eligibility requirements for the Work for Success program were not followed, leading to inaccuracies in participant applications.
  • Impacted Requirements: Lack of proper documentation for participant eligibility, including missing or unsigned applications.
  • Recommended Follow-Up: Collaborate with DCF to clarify eligibility criteria and establish a robust documentation process for applications.

Finding Text

Eligibility: Clarification of Eligibility and Proper Documentation U.S. Department of Health and Human Services No. 93.558 – Temporary Assistance for Needy Families Grant Period Year Ended June 30, 2024 Criteria: The Work for Success program eligibility requirements were not consistent with the program guidelines set by the Kansas Department for Children and Families (DCF). The applications filled out by the program’s participants were inaccurate but no documentation was noted for the inaccuracy. Applications were not kept or signed for some of the participants. Condition and Context: The Organization thought the granting agency allowed 18-24 year olds involved in the juvenile or foster care system but no documentation of this could be obtained and a DCF representative did not know about this exception to the eligibility of the program. Some applications were filled out incorrectly by the participant that was discovered by the manager but no documentation was noted so the participant appears to be ineligible for the program. Some applications could not be found or were not signed. Cause: The Organization could not provide sufficient documentation to verify the eligibility of all participants receiving services. Effect: Four out of the 12 months were tested which included 87 participants. Two participants were the ages 18-24 and involved in the juvenile or foster care system but does not appear to be eligible for the program. Three participants appeared to be ineligible according to their application but the Organization determined they were eligible and the application was incorrectly filled out but no documentation of this could be obtained. Two applications could not be found. One application was not signed for self-attestation and employee review. Recommendation: We recommend the Organization work with DCF to obtain the proper knowledge of who is eligible under this grant program. We also recommend there be a proper documentation process when applications are filled out incorrectly. Applications need to be signed and kept for the proper retention period. Management Response: Policies are being implemented to ensure appropriate eligibility to the program and proper documentation of each application, see corrective action plan.

Categories

Eligibility

Other Findings in this Audit

  • 570633 2024-001
    Material Weakness
  • 570634 2024-002
    Material Weakness
  • 570635 2024-003
    Material Weakness
  • 570636 2024-004
    Material Weakness
  • 570637 2024-005
    Material Weakness
  • 570638 2024-006
    Material Weakness
  • 1147075 2024-001
    Material Weakness
  • 1147076 2024-002
    Material Weakness
  • 1147077 2024-003
    Material Weakness
  • 1147078 2024-004
    Material Weakness
  • 1147079 2024-005
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.558 Temporary Assistance for Needy Families $585,586
93.276 Drug-Free Communities Support Program Grants $143,053
21.027 Coronavirus State and Local Fiscal Recovery Funds $138,904
93.959 Block Grants for Prevention and Treatment of Substance Abuse $48,745
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $37,425