Finding 1144362 (2024-014)

Significant Deficiency
Requirement
A
Questioned Costs
-
Year
2024
Accepted
2025-06-27
Audit: 360260
Organization: The City of Homewood, Alabama (AL)
Auditor: Bmss LLC

AI Summary

  • Core Issue: Two invoices were paid without proper approval, violating the City’s policies.
  • Impacted Requirements: All invoices must be approved by department heads or authorized individuals before payment, except for certain utility bills.
  • Recommended Follow-Up: Ensure compliance with approval processes for all payments and address the City’s corrective action plan regarding this issue.

Finding Text

Criteria: The policies and procedures of the City state that invoices must be approved by the department head or an individual who has been given authority by the department head before payment is made (with the exclusion of utilities and other data sensitive billings). Condition: During our testing of internal control over compliance, we identified two invoices to which approval was not properly documented prior to payment. Cause and effect: The lack of approval documented on the identified invoices indicates that payments can be made to vendors without being approved by department heads or individuals who have been given such authority by the department head. Identification of repeat finding: This is not a repeat finding. Recommendation: The City should follow established policies and procedures concerning obtaining approval prior to payment. View of responsible officials: The City does not concur – see corrective action plan.. View of responsible officials: The City of Homewood, Alabama will strive to submit its Single Audit Reporting Package to the federal audit clearinghouse no later than nine months after the fiscal year end for all future funds received from the federal government.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 567912 2024-016
    Significant Deficiency
  • 567913 2024-017
    Significant Deficiency Repeat
  • 567914 2024-016
    Significant Deficiency
  • 567915 2024-017
    Significant Deficiency Repeat
  • 567916 2024-016
    Significant Deficiency
  • 567917 2024-017
    Significant Deficiency Repeat
  • 567918 2024-016
    Significant Deficiency
  • 567919 2024-017
    Significant Deficiency Repeat
  • 567920 2024-014
    Significant Deficiency
  • 567921 2024-015
    Significant Deficiency Repeat
  • 567922 2024-016
    Significant Deficiency
  • 567923 2024-017
    Significant Deficiency Repeat
  • 567924 2024-016
    Significant Deficiency
  • 567925 2024-017
    Significant Deficiency Repeat
  • 1144354 2024-016
    Significant Deficiency
  • 1144355 2024-017
    Significant Deficiency Repeat
  • 1144356 2024-016
    Significant Deficiency
  • 1144357 2024-017
    Significant Deficiency Repeat
  • 1144358 2024-016
    Significant Deficiency
  • 1144359 2024-017
    Significant Deficiency Repeat
  • 1144360 2024-016
    Significant Deficiency
  • 1144361 2024-017
    Significant Deficiency Repeat
  • 1144363 2024-015
    Significant Deficiency Repeat
  • 1144364 2024-016
    Significant Deficiency
  • 1144365 2024-017
    Significant Deficiency Repeat
  • 1144366 2024-016
    Significant Deficiency
  • 1144367 2024-017
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $702,062
20.219 Recreational Trails Program $206,673
20.205 Highway Planning and Construction $51,870
20.600 State and Community Highway Safety $29,476
45.310 Grants to States $10,000
16.U01 U.s. Marshals Overtime Reimbursement $1,872
15.904 Historic Preservation Fund Grants-in-Aid $1,833