Finding 1142483 (2024-002)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2025-06-24
Audit: 359690
Organization: County of Caldwell (TX)

AI Summary

  • Core Issue: Subsidiary accounts are not being reconciled to the general ledger, leading to inaccurate financial statements.
  • Impacted Requirements: This affects the accuracy of balance sheet accounts, including receivables, liabilities, and interfund transactions.
  • Recommended Follow-Up: Ensure that subsidiary ledgers are prepared by the appropriate personnel and audited by the County Auditor’s office for reconciliation.

Finding Text

Criteria - A primary control over accurate financial statements is the reconciliation of the subsidiary accounts to the general ledger. Condition – The County Auditor is charged with maintaining the records of the County’s financial transactions including the general ledger. We noted numerous balance sheet accounts are not being reconciled to the supporting subsidiary ledgers and accounts. This includes accruals such as receivables and liabilities, as well as, interfund transactions including due to/from and transfers. Effect – Inaccurate financial information was provided to Commissioners’ Court. Additionally, the balance sheet accounts were either over or understated. Cause – Subsidiary Ledgers are not being compared to the corresponding general ledger accounts in the accounting software system by the County Auditor’s Office. Recommendation – Supporting subsidiary ledgers and accounts should be prepared by the appropriate department/personnel, such as the elected official, purchasing agent or grant coordinator and then audited and reconciled to the general ledger by the County Auditor’s office. There has been improvement in this area in the past year.

Categories

No categories assigned yet.

Other Findings in this Audit

  • 566038 2024-001
    Material Weakness Repeat
  • 566039 2024-002
    Material Weakness Repeat
  • 566040 2024-001
    Material Weakness Repeat
  • 566041 2024-002
    Material Weakness Repeat
  • 1142480 2024-001
    Material Weakness Repeat
  • 1142481 2024-002
    Material Weakness Repeat
  • 1142482 2024-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $3.15M
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $1.50M
16.593 Residential Substance Abuse Treatment for State Prisoners $13,340
16.582 Crime Victim Assistance/discretionary Grants $10,000
16.606 State Criminal Alien Assistance Program $4,488