Finding 1142145 (2022-001)

Significant Deficiency Repeat Finding
Requirement
B
Questioned Costs
$1
Year
2022
Accepted
2025-06-22
Audit: 359422

AI Summary

  • Core Issue: Lack of supporting documentation for expenditures leads to noncompliance with federal cost principles, resulting in questioned costs of $27,380.
  • Impacted Requirements: Federal program expenditures must be necessary, reasonable, and directly related to program objectives; inadequate documentation undermines these criteria.
  • Recommended Follow-Up: Improve documentation practices and enhance monitoring controls to ensure all expenditures are valid and allowable.

Finding Text

Finding No.: 2022-001 Federal Agency: U.S. Department of the Interior AL Program: 15.875 Economic, Social, and Political Development of the Territories Federal Award No.: Compact Sector Grants Questioned Costs: $27,380 Area: Allowable Costs/Cost Principles Criteria: Federal program expenditures should be necessary and reasonable for the performance of the Federal award, in accordance with allowable costs/cost principles requirements, and be directly related to, and in accordance with, program intent and objectives. Condition 1: For 3 (or 10%) of 29 non-payroll transactions tested aggregating $3,375,773 of $14,205,851 in total non-payroll program expenditures, supporting documentation were not provided for the following: Item # Fund # Encumbrance/ Voucher/JV # Account Total 1 410150 T83102001 Training and Staff Development $ 1,750 2 410100 G22-279W Food Stuff 18,275 3 410102 G22-283C Other Supplies and Materials 5,621 $ 25,646 Condition 2: For 8 (or 21%) of 39 payroll transactions tested aggregating $66,558 of $17,286,417 in total payroll program expenditures, the following deficiencies were noted: Leave hours were not supported by an approved leave form for the following: # Employee # PPE Hours Amount 1 93573 03/12/2022 16 114 2 88856 04/23/2022 8 92 $ 206 Condition 2, continued: Overpayment of or unsupported salaries and wages were noted for the following: # Employee # PPE Amount 1 94419 10/09/2021 $ 170 2 203158 10/23/2021 692 3 62883 11/20/2021 34 4 93669 12/18/2021 185 5 244918 8/13/2022 293 6 205561 9/10/2022 154 $ 1,528 Item # 1 resulted from 126 unsupported additional night differential hours paid. Item # 2 resulted from incorrect payment of 80 differential hours (paid at 20%) as regular hours. Item #s 3 and 4 each resulted from overpayment of 8 hours. Item # 5 resulted from incorrect retroactive pay calculation resulting in overpayment of 102.8 hours. Item # 6 resulted from incorrect standby differential rate used (30%) rather than the Public Service Commission Personnel Manual rate (20%). The above resulted in reportable questioned costs of $1,734 because the projected questioned cost amount exceeds the $25,000 threshold. Cause: Inadequate file maintenance to support expenditures charged to federal programs. RepMar did not effectively monitor the validity and allowability of expenditures. Effect: RepMar is in noncompliance with allowable costs/cost principles requirements. The reportable questioned cost is $27,380. Recommendation: Documents supporting expenditures should be maintained. Further, RepMar management should strengthen monitoring controls so that expenditures are verified for validity and allowability. Views of Responsible Officials: We partially agree with the finding and provide details in our Corrective Action Plan.

Categories

Questioned Costs Allowable Costs / Cost Principles Subrecipient Monitoring

Other Findings in this Audit

  • 565703 2022-001
    Significant Deficiency Repeat
  • 565704 2022-004
    Material Weakness Repeat
  • 565705 2022-005
    Significant Deficiency Repeat
  • 565706 2022-006
    Material Weakness Repeat
  • 565707 2022-009
    Material Weakness Repeat
  • 565708 2022-010
    Significant Deficiency Repeat
  • 565709 2022-002
    Material Weakness
  • 565710 2022-005
    Material Weakness
  • 565711 2022-007
    Material Weakness
  • 565712 2022-009
    Material Weakness
  • 565713 2022-011
    Material Weakness
  • 565714 2022-003
    Material Weakness Repeat
  • 565715 2022-005
    Material Weakness
  • 565716 2022-008
    Material Weakness Repeat
  • 565717 2022-009
    Material Weakness Repeat
  • 565718 2022-003
    Material Weakness Repeat
  • 565719 2022-005
    Material Weakness
  • 565720 2022-008
    Material Weakness Repeat
  • 565721 2022-009
    Material Weakness Repeat
  • 1142146 2022-004
    Material Weakness Repeat
  • 1142147 2022-005
    Significant Deficiency Repeat
  • 1142148 2022-006
    Material Weakness Repeat
  • 1142149 2022-009
    Material Weakness Repeat
  • 1142150 2022-010
    Significant Deficiency Repeat
  • 1142151 2022-002
    Material Weakness
  • 1142152 2022-005
    Material Weakness
  • 1142153 2022-007
    Material Weakness
  • 1142154 2022-009
    Material Weakness
  • 1142155 2022-011
    Material Weakness
  • 1142156 2022-003
    Material Weakness Repeat
  • 1142157 2022-005
    Material Weakness
  • 1142158 2022-008
    Material Weakness Repeat
  • 1142159 2022-009
    Material Weakness Repeat
  • 1142160 2022-003
    Material Weakness Repeat
  • 1142161 2022-005
    Material Weakness
  • 1142162 2022-008
    Material Weakness Repeat
  • 1142163 2022-009
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $2.57M
84.027 Special Education Grants to States $1.91M
93.268 Immunization Cooperative Agreements $1.07M
17.225 Unemployment Insurance $821,936
93.116 Project Grants and Cooperative Agreements for Tuberculosis Control Programs $753,281
93.898 Cancer Prevention and Control Programs for State, Territorial and Tribal Organizations $643,583
10.582 Fresh Fruit and Vegetable Program $584,706
11.460 Special Oceanic and Atmospheric Projects $439,312
15.904 Historic Preservation Fund Grants-in-Aid $423,284
93.069 Public Health Emergency Preparedness $407,951
15.875 Economic, Social, and Political Development of the Territories $290,106
93.945 Assistance Programs for Chronic Disease Prevention and Control $251,776
93.074 Hospital Preparedness Program (hpp) and Public Health Emergency Preparedness (phep) Aligned Cooperative Agreements $241,580
93.994 Maternal and Child Health Services Block Grant to the States $225,394
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $209,308
84.325P The Republic of the Marshall Islands Teacher Retention Project $209,144
93.391 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $199,155
93.224 Health Center Program (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $175,234
93.217 Family Planning Services $83,726
93.917 Hiv Care Formula Grants $78,330
45.310 Grants to States $51,863
10.664 Cooperative Forestry Assistance $43,035
93.110 Maternal and Child Health Federal Consolidated Programs $37,826
93.991 Preventive Health and Health Services Block Grant $36,139
97.042 Emergency Management Performance Grants $23,639
93.495 Community Health Workers for Public Health Response and Resilient $9,568
93.958 Block Grants for Community Mental Health Services $3,708
93.959 Block Grants for Prevention and Treatment of Substance Abuse $1,995