Finding 1140362 (2023-010)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2025-06-04
Audit: 358096
Organization: Barclay College (KS)
Auditor: Capincrouse LLC

AI Summary

  • Core Issue: Discrepancies between the dates and amounts of Pell and Federal Direct Loans posted to student accounts and those reported to COD.
  • Impacted Requirements: Non-compliance with federal regulations regarding disbursement reporting and reconciliation.
  • Recommended Follow-Up: Implement monthly reconciliations of disbursements to ensure accuracy and timely identification of errors.

Finding Text

Common Origination and Disbursement (COD) Reporting and Reconciliations Material Weakness DEPARTMENT OF EDUCATION ALN #: 84.268, 84.063 Federal Award Identification #: 2022-2023 Financial Aid Year Condition: The dates and amounts that Pell and Federal Direct Loans (FDL) awards were posted to student accounts did not always agree to disbursement records reported to Common Origination and Disbursement (COD). Reconciliations between COD and disbursements to student accounts were not performed regularly. Criteria: 34 CFR 668.164, 34 CFR 685.300(b)(5), 34 CFR 685.301(a)(2) and 34 CFR 690.83 Questioned Costs: $0 Context: Two students of 39 tested had COD loan disbursement date errors ranging from 25-153 days, both in the Fall and Spring terms. One student out of 39 tested had COD Pell disbursement date error of 15 days. Cause: Reconciliations of College records to COD were not completed regularly so the errors between the two systems were not identified in a timely manner. Effect: Inaccurate reporting of disbursements to COD can impact accrued interest for FDL as well as the monitoring of Pell lifetime limits and FDL aggregate limits for subsidized and unsubsidized loans. Identification as repeat finding, if applicable: 2022-006 Recommendation: We recommend the College implement procedures to monthly reconcile FDL and Pell disbursements to student accounts with disbursements reported to COD. Views of Responsible Officials and Planned Corrective Action: Management agrees with the finding. See corrective action plan.

Categories

Reporting Student Financial Aid Subrecipient Monitoring Material Weakness Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 563901 2023-004
    Material Weakness
  • 563902 2023-004
    Material Weakness
  • 563903 2023-004
    Material Weakness
  • 563904 2023-004
    Material Weakness
  • 563905 2023-004
    Material Weakness
  • 563906 2023-005
    Material Weakness
  • 563907 2023-005
    Material Weakness
  • 563908 2023-005
    Material Weakness
  • 563909 2023-005
    Material Weakness
  • 563910 2023-005
    Material Weakness
  • 563911 2023-006
    Material Weakness
  • 563912 2023-006
    Material Weakness
  • 563913 2023-006
    Material Weakness
  • 563914 2023-006
    Material Weakness
  • 563915 2023-006
    Material Weakness
  • 563916 2023-007
    Material Weakness
  • 563917 2023-007
    Material Weakness
  • 563918 2023-008
    Material Weakness Repeat
  • 563919 2023-009
    Material Weakness Repeat
  • 563920 2023-010
    Material Weakness Repeat
  • 563921 2023-010
    Material Weakness Repeat
  • 563922 2023-011
    Material Weakness
  • 563923 2023-011
    Material Weakness
  • 563924 2023-011
    Material Weakness
  • 563925 2023-011
    Material Weakness
  • 563926 2023-012
    Material Weakness
  • 563927 2023-012
    Material Weakness
  • 563928 2023-012
    Material Weakness
  • 563929 2023-012
    Material Weakness
  • 563930 2023-012
    Material Weakness
  • 563931 2023-013
    Significant Deficiency Repeat
  • 563932 2023-013
    Significant Deficiency Repeat
  • 563933 2023-013
    Significant Deficiency Repeat
  • 1140343 2023-004
    Material Weakness
  • 1140344 2023-004
    Material Weakness
  • 1140345 2023-004
    Material Weakness
  • 1140346 2023-004
    Material Weakness
  • 1140347 2023-004
    Material Weakness
  • 1140348 2023-005
    Material Weakness
  • 1140349 2023-005
    Material Weakness
  • 1140350 2023-005
    Material Weakness
  • 1140351 2023-005
    Material Weakness
  • 1140352 2023-005
    Material Weakness
  • 1140353 2023-006
    Material Weakness
  • 1140354 2023-006
    Material Weakness
  • 1140355 2023-006
    Material Weakness
  • 1140356 2023-006
    Material Weakness
  • 1140357 2023-006
    Material Weakness
  • 1140358 2023-007
    Material Weakness
  • 1140359 2023-007
    Material Weakness
  • 1140360 2023-008
    Material Weakness Repeat
  • 1140361 2023-009
    Material Weakness Repeat
  • 1140363 2023-010
    Material Weakness Repeat
  • 1140364 2023-011
    Material Weakness
  • 1140365 2023-011
    Material Weakness
  • 1140366 2023-011
    Material Weakness
  • 1140367 2023-011
    Material Weakness
  • 1140368 2023-012
    Material Weakness
  • 1140369 2023-012
    Material Weakness
  • 1140370 2023-012
    Material Weakness
  • 1140371 2023-012
    Material Weakness
  • 1140372 2023-012
    Material Weakness
  • 1140373 2023-013
    Significant Deficiency Repeat
  • 1140374 2023-013
    Significant Deficiency Repeat
  • 1140375 2023-013
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $710,658
84.063 Federal Pell Grant Program $469,280
84.033 Federal Work-Study Program $40,692
84.425 Covid-19 Education Stabilization Fund Heerf - Institutional Portion $40,326
84.007 Federal Supplemental Educational Opportunity Grants $13,134
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $11,316