Finding 11363 (2023-002)

Significant Deficiency
Requirement
N
Questioned Costs
$1
Year
2023
Accepted
2024-02-02
Audit: 15270
Auditor: Auditor General

AI Summary

  • Core Issue: The District failed to ensure compliance with the Davis-Bacon Act for federally funded construction projects, leading to questioned costs of $433,295.
  • Impacted Requirements: Contracts did not explicitly require weekly certified payrolls, increasing the risk of non-compliance with prevailing wage rates.
  • Recommended Follow-Up: The District should improve procedures to mandate weekly payroll submissions and verify compliance, and document the allowability of questioned costs with the FDOE.

Finding Text

Finding - District controls did not always ensure compliance with the Davis-Bacon Act for Federally funded construction projects exceeding $2,000, resulting in questioned costs totaling $433,295. Criteria - The ES Fund provides Federal funds for school facility repairs and improvements to reduce the risk of virus transmission and exposure to environmental health hazards, and to support student health needs. Title 29, Section 5.5, Code of Federal Regulations (Davis-Bacon Act), requires the District to include prevailing wage rate clauses in any construction contract exceeding $2,000 that is financed either wholly or in part by Federal funds and ensure that contractors pay workers the prevailing wage rates established by the United States Department of Labor. This includes a requirement for the contractor to submit to the District weekly, for each week in which any contract work is performed, a copy of the payroll and a statement of compliance (certified payrolls). The United States Department of Labor established “prevailing wages” by geographic area and interprets the Davis-Bacon Act to apply to construction, alteration, or repair of public buildings or public work. Condition - During the 2022-23 fiscal year, the District expended $53,667,312 from the ES Fund. The expenditures included $438,019 for projects related to seven construction contracts totaling $961,711 for heating, ventilation, and air-conditioning renovation, playground installation, and playground fence installation. While the contracts included a general requirement to comply with the Davis-Bacon Act provisions, the contracts did not explicitly require, and the contractors did not submit, weekly certified payrolls to the District demonstrating prevailing wage rates were paid. Subsequent to our inquiry, District personnel obtained certified payrolls for two contracts for playground fence installation totaling $4,724, demonstrating that prevailing wage rates were paid for these projects. Cause - Construction contracts did not specifically require contractors to submit to the District weekly payrolls and District personnel relied upon contractors to ensure wage rates paid by contractors were in compliance with Davis-Bacon Act. Effect - Absent specific contract clauses and weekly certified payrolls, there is an increased risk that construction contractors paid with Federal moneys will not pay workers the prevailing wage rates established by the United States Department of Labor. Although we requested, the District did not provide from certain contractors certified payrolls demonstrating that the prevailing wage rates were paid. Consequently, the $433,295 (i.e., $438,019 expended by the District from the ES Fund minus $4,724 supported by certified payrolls) are questioned costs. Recommendation - The District should enhance procedures to ensure compliance with all Davis-Bacon Act requirements. Such procedures should ensure that applicable Federally funded construction contracts require submittal of weekly certified payrolls and that District personnel verify that the payrolls were received and demonstrated that prevailing wage rates were paid. In addition, the District should document to the FDOE the allowability of the questioned costs or contact the FDOE regarding necessary corrective action. District Response - The District's procedures will be enhanced to ensure compliance with the Davis-Bacon Act prevailing wage requirements. The District is currently working with the contractors to obtain the required documents to be in compliance with the Davis-Bacon Act.

Categories

Questioned Costs Special Tests & Provisions

Other Findings in this Audit

  • 11361 2023-001
    Significant Deficiency
  • 11362 2023-002
    Significant Deficiency
  • 587803 2023-001
    Significant Deficiency
  • 587804 2023-002
    Significant Deficiency
  • 587805 2023-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.010 Title I Grants to Local Educational Agencies $18.21M
10.553 School Breakfast Program $7.96M
10.555 National School Lunch Program $2.10M
84.027 Special Education_grants to States $1.74M
84.367 Supporting Effective Instruction State Grants $1.56M
10.558 Child and Adult Care Food Program $1.37M
84.424 Student Support and Academic Enrichment Program $1.11M
84.063 Federal Pell Grant Program $1.06M
84.002 Adult Education - Basic Grants to States $685,481
10.559 Summer Food Service Program for Children $651,548
84.048 Career and Technical Education -- Basic Grants to States $639,884
10.582 Fresh Fruit and Vegetable Program $368,277
84.365 English Language Acquisition State Grants $363,985
84.287 Twenty-First Century Community Learning Centers $321,078
12.U02 Air Force Junior Reserve Officers Training Corps $264,685
10.665 Schools and Roads - Grants to States $241,319
12.U01 Army Junior Reserve Officers Training Corps $236,367
84.425 Education Stabilization Fund $161,486
84.173 Special Education_preschool Grants $128,174
84.196 Education for Homeless Children and Youth $123,260
12.U03 Navy Junior Reserve Officers Training Corps $121,004
93.575 Child Care and Development Block Grant $118,976
93.434 Every Student Succeeds Act/preschool Development Grants $109,740
84.007 Federal Supplemental Educational Opportunity Grants $19,125
84.011 Migrant Education_state Grant Program $9,140
84.377 School Improvement Grants $8,496
84.282 Charter Schools $1,775