Finding 1135425 (2024-001)

-
Requirement
A
Questioned Costs
$1
Year
2024
Accepted
2025-05-01

AI Summary

  • Core Issue: The Project withdrew $27,281 from the Reserve for Replacement (RFR) account without prior HUD approval.
  • Impacted Requirements: Withdrawals exceeded HUD-approved amounts, violating the HUD Regulatory Agreement.
  • Recommended Follow-Up: Management should submit a Form 9250 Fund Authorization for the unapproved withdrawals and ensure future requests align with HUD approvals.

Finding Text

Finding 2024-001 Questioned Costs: $27,281 Information on Universe and Population Size: N/A Sample Size Information: N/A Noncompliance Information: The Project withdrew funds from the Reserve for Replacement (RFR) account without prior HUD approval. Condition: RFR withdrawals exceeded HUD approved withdrawal requests by $27,281 for the year ended December 31, 2024. Criteria: The HUD Regulatory Agreement requires that the Project receive prior HUD approval for all RFR account withdrawals. Cause: Management experienced a great deal of problems finding a cost-effective replacement solution for the original PTAC units. In addition to a very warm summer with more PTAC units failing than expected, elderly tenants complaining of the heat, and staffing shortages, the Project experienced a shortfall in available operating cash to make the RFR deposits because HUD delayed subsidy payments for the months September - December 2024 while not communicating to Management in a timely matter during Management’s repeated attempts to respond to HUD and resolve the situation that the Project's UEI number needed re-verified. Effect or Potential Effect: The 9250 Funds Authorization form was not submitted and the Project made unauthorized RFR withdrawals used to fund replacement of the PTAC units for the year ended December 31, 2024. Recommendation: Management should submit a Form 9250 Fund Authorization for the 2024 unapproved withdrawals and receive approval. Future RFR requests should be in amounts necessary for specific funding requests and spending should be monitored to ensure that funds are not withdrawn from the RFR account in excess of specific HUD-approved amounts. Reporting Views of Responsible Officials: Management submitted a Form 9250 Fund Authorization on March 26, 2025 for combined 2024 unapproved withdrawals and additional 2025 fund requests. Management is awaiting approval.

Categories

Questioned Costs HUD Housing Programs Reporting

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $1.84M
14.195 Section 8 Housing Assistance Payments Program $117,233