Finding 1132235 (2024-005)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-04-24
Audit: 354468
Organization: Rome Housing Authority (NY)

AI Summary

  • Core Issue: The Authority missed the deadline for submitting audited financial data, which is required within 9 months after the fiscal year end.
  • Impacted Requirements: This noncompliance affects the Financial Data Schedule (FDS) submissions and could lead to a lower SEMAP score, classifying the Authority as troubled.
  • Recommended Follow-Up: Improve internal controls over financial reporting and adjust procedures to ensure timely submissions and reduce reliance on external spreadsheets.

Finding Text

Program Name Housing Choice Vouchers Noncompliance Significant Deficiency ALN Number 14.871 L Reporting 2024-005 Financial Assessment Subsystem Criteria Financial Data Schedule (FDS) audited submissions are due 9 months after fiscal year end (24 CFR section 5.801). Condition Management missed the deadline for the audited submission to the FDS system. Context The audited numbers were not available until 2025. Cause The failure to meet the reporting deadline can be attributed to the audit not being completed within the 9 month required period after the fiscal year end. Effect The Authority will receive a lower SEMAP score and will be classified as a troubled housing authority which could impact its subsidies. Recommendations The Authority needs to improve its internal controls over financial reporting by submitting its financial data on a timelier basis and modifying its procedures to minimize its reliance on external spreadsheets for financial information. Management Views Management agrees.

Categories

HUD Housing Programs Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 555792 2024-004
    Significant Deficiency Repeat
  • 555793 2024-005
    Significant Deficiency Repeat
  • 1132234 2024-004
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $3.04M
14.872 Public Housing Capital Fund $1.22M
14.850 Public Housing Operating Fund $232,684