Finding 1131625 (2023-003)

Material Weakness
Requirement
HIL
Questioned Costs
-
Year
2023
Accepted
2025-04-16
Audit: 353787
Organization: Porchlight, Inc. (WI)
Auditor: Wipfli LLP

AI Summary

  • Core Issue: Porchlight, Inc. failed to provide necessary transaction reports and documentation, impacting the verification of program performance for 2023.
  • Impacted Requirements: Non-compliance with Uniform Guidance 200.302(b)(4) and federal grant contract procurement and reporting requirements.
  • Recommended Follow-Up: Implement procedures for accurate data tracking, ensure procurement compliance, and timely submission of performance reports.

Finding Text

Condition – Wipfli,LLP was unable to verify the period of performance for the program due to Porchlight, Inc.'s inability to provide detailed transaction reports for the program for the period January 1, 2023 through December 31, 2023. In addition, Porchlight was not able to provide documentation to show proper procurement procedures were followed on purchases. Lastly, Porchlight, Inc. did not file its performance report for the grant award in a timely manner. Criteria – Uniform Guidance 200.302(b)(4) states each non-federal entity must provide for “effective control over, and accountability for, all funds, property, and other assets.”  In addition, the federal grant contract provided a requirement for specific procurement requirements for the purchase of goods and materials. Lastly, the federal grant contract provided a performance report be submitted within the provided guidelines. Cause – During the audit year, there was turnover in Porchlight, Inc.’s business office which contributed to the lack of transaction tracking. Porchlight, Inc. is working on streamlining and implementing processes to address the deficiencies noted in the condition paragraph. Effect – A material weakness in internal control over compliance and an instance of noncompliance exists due to failure to provide accurate data for testing of period of performance, documentation that procurement procedures were followed and the performance report in order to meet contract submission deadlines. Recommendation – We recommend Porchlight, Inc.'s implement procedures to ensure accurate tracking of data for testing of period of performance, procurement procedures are followed in accordance with policies and procedures and the grant award and performance reports are prepared accurately and submitted timely. View of Responsible Officials – Management agrees with the assessment and has committed to a corrective action plan.

Categories

Procurement, Suspension & Debarment Material Weakness Period of Performance

Other Findings in this Audit

  • 555179 2023-001
    Material Weakness Repeat
  • 555180 2023-002
    Significant Deficiency Repeat
  • 555181 2023-001
    Material Weakness Repeat
  • 555182 2023-002
    Significant Deficiency Repeat
  • 555183 2023-003
    Material Weakness
  • 1131621 2023-001
    Material Weakness Repeat
  • 1131622 2023-002
    Significant Deficiency Repeat
  • 1131623 2023-001
    Material Weakness Repeat
  • 1131624 2023-002
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $1.03M
14.218 Community Development Block Grants/entitlement Grants $638,906
14.267 Continuum of Care Program $433,557
64.024 Va Homeless Providers Grant and Per Diem Program $430,034
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $233,376
97.024 Emergency Food and Shelter National Board Program $10,402
14.231 Emergency Solutions Grant Program $10,000