Audit 353787

FY End
2023-12-31
Total Expended
$3.04M
Findings
10
Programs
7
Organization: Porchlight, Inc. (WI)
Year: 2023 Accepted: 2025-04-16
Auditor: Wipfli LLP

Organization Exclusion Status:

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Findings

ID Ref Severity Repeat Requirement
555179 2023-001 Material Weakness Yes ABP
555180 2023-002 Significant Deficiency Yes L
555181 2023-001 Material Weakness Yes ABP
555182 2023-002 Significant Deficiency Yes L
555183 2023-003 Material Weakness - HIL
1131621 2023-001 Material Weakness Yes ABP
1131622 2023-002 Significant Deficiency Yes L
1131623 2023-001 Material Weakness Yes ABP
1131624 2023-002 Significant Deficiency Yes L
1131625 2023-003 Material Weakness - HIL

Contacts

Name Title Type
MK56LJ7VD691 Karla Thennes Auditee
6082572534 John Hemming Auditor
No contacts on file

Notes to SEFA

Title: Subrecipients Accounting Policies: The Schedule of Expenditures of Federal Awards and Other Financial Assistance (the “Schedule”) includes the federal grant activity of Porchlight, Inc. under programs of the federal government for the year ended December 31, 2023. Because the schedule presents only a selected portion of the operations of Porchlight, Inc., it is not intended to and does not present the financial position, changes in net assets or cash flows of Porchlight, Inc. Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Pass-through entity identifying numbers are presented where available. De Minimis Rate Used: N Rate Explanation: Porchlight, Inc. has not elected to use the 10-percent de minimis indirect cost rate as allowed under the Uniform Guidance. No federal grant awards were passed through to subrecipients during the year ended December 31, 2023.

Finding Details

Condition – During our audit, Wipfli, LLP identified several deficiencies related to Porchlight, Inc.'s internal controls and compliance over financial reporting. Wipfli noted deficiencies in both the design and the execution of the fiscal policies and procedures. Matters identified were as follows: Management was unable to provide individual profit and loss statements for each specific grant award that could be used to verify the accuracy of the information provided on the schedule of expenditures of federal awards. Expenses were recorded to the program expense categories identified in the Statement of Activities but management was unable to provide sufficient audit evidence to identify the specific expenses to specific grant awards. Management was unable to provide adequate audit evidence to substantiate how indirect expenses were allocated to specific expense categories. Proper review and approval of reconciliation's and journal entries in accordance with fiscal policies and procedures was not evident. Essentially all significant general ledger accounts were not reconciled in a timely manner throughout the year. Proper authorizations of cash disbursement transactions was not evident. Financial reports provided to the Board of Directors did not provide an accurate presentation of Porchlight, Inc's financial results based on material adjustments made to signficant account balances during the audit. Material adjusting journal entries to cash, investments, accounts receivable, allowance for credit losses, promises to give and accounts payable were proposed by the auditor and recorded by management during the audit. The financial statements and schedule of expenditures of federal awards were prepared by Wipfli, LLP as the audit information provided did not provide an accurate presentation of Porchlight, Inc's financial results. The primary cause of these deficiencies was the resignation of the Finance Director during the year. Porchlight, Inc. did hire an outside contractor as well as additional finance team members to reconcile accounts in preparation of the financial audit. Subsequent to fiscal year end, a new Finance Director was hired to oversee the fiscal department of Porchlight, Inc. Based on the items noted above, a material weakness exists in Porchlight, Inc.’s internal control and compliance over financial reporting. Criteria – Proper design and execution of Internal controls are essential to ensure effective control over, and accountability for all funds, property and other assets for all programs operated by Porchlight, Inc. Cause – During the audit year, there was turnover in Porchlight, Inc.’s business office which contributed to the lack of timely reconciliation's.Porchlight, Inc. is working on streamlining and implementing processes to address the deficiencies noted in the condition paragraph. Effect – As a result of the financial reporting matters identified in the condition paragraph, a material weakness exists in Porchlight, Inc.'s internal control and compliance over financial reporting. Recommendation – We recommend management and those charged with governance evaluate the operation of the business office and implement adequate and timely closing procedures to ensure that financial statement amounts are being reconciled appropriately and all reconciliation's/purchases/reports are being reviewed. View of Responsible Officials – Management agrees with the assessment and has committed to a corrective action plan.
Condition – Under Uniform Guidance, Porchlight, Inc.'s audited financial statements for the year ended December 31, 2023 were due to the federal single audit clearinghouse by September 30, 2024.  Porchlight Inc.'s December 31, 2023 audited financial statements were not completed for submission to the federal audit clearinghouse until after September 30, 2024. Criteria – Uniform Guidance 200.302(b)(4) states each non-federal entity must provide for “effective control over, and accountability for, all funds, property, and other assets.”  In addition, Uniform Guidance requires audited financial statements to be submitted to the federal audit clearinghouse within nine-months after an entity’s year-end. Cause – During the audit year, there was turnover in Porchlight, Inc.’s business office which contributed to the lack of timely reconciliation's. Porchlight, Inc. is working on streamlining and implementing processes to address the deficiencies noted in the condition paragraph. Effect – A significant deficiency in internal control over compliance and an instance of noncompliance exists due to failure to provide financial statements in a timely manner in order to meet audit submission deadlines. Recommendation – We recommend Porchlight, Inc.'s implement procedures to ensure timely completion of the filing of the reporting package to the federal audit clearinghouse. View of Responsible Officials – Management agrees with the assessment and has committed to a corrective action plan.
Condition – During our audit, Wipfli, LLP identified several deficiencies related to Porchlight, Inc.'s internal controls and compliance over financial reporting. Wipfli noted deficiencies in both the design and the execution of the fiscal policies and procedures. Matters identified were as follows: Management was unable to provide individual profit and loss statements for each specific grant award that could be used to verify the accuracy of the information provided on the schedule of expenditures of federal awards. Expenses were recorded to the program expense categories identified in the Statement of Activities but management was unable to provide sufficient audit evidence to identify the specific expenses to specific grant awards. Management was unable to provide adequate audit evidence to substantiate how indirect expenses were allocated to specific expense categories. Proper review and approval of reconciliation's and journal entries in accordance with fiscal policies and procedures was not evident. Essentially all significant general ledger accounts were not reconciled in a timely manner throughout the year. Proper authorizations of cash disbursement transactions was not evident. Financial reports provided to the Board of Directors did not provide an accurate presentation of Porchlight, Inc's financial results based on material adjustments made to signficant account balances during the audit. Material adjusting journal entries to cash, investments, accounts receivable, allowance for credit losses, promises to give and accounts payable were proposed by the auditor and recorded by management during the audit. The financial statements and schedule of expenditures of federal awards were prepared by Wipfli, LLP as the audit information provided did not provide an accurate presentation of Porchlight, Inc's financial results. The primary cause of these deficiencies was the resignation of the Finance Director during the year. Porchlight, Inc. did hire an outside contractor as well as additional finance team members to reconcile accounts in preparation of the financial audit. Subsequent to fiscal year end, a new Finance Director was hired to oversee the fiscal department of Porchlight, Inc. Based on the items noted above, a material weakness exists in Porchlight, Inc.’s internal control and compliance over financial reporting. Criteria – Proper design and execution of Internal controls are essential to ensure effective control over, and accountability for all funds, property and other assets for all programs operated by Porchlight, Inc. Cause – During the audit year, there was turnover in Porchlight, Inc.’s business office which contributed to the lack of timely reconciliation's.Porchlight, Inc. is working on streamlining and implementing processes to address the deficiencies noted in the condition paragraph. Effect – As a result of the financial reporting matters identified in the condition paragraph, a material weakness exists in Porchlight, Inc.'s internal control and compliance over financial reporting. Recommendation – We recommend management and those charged with governance evaluate the operation of the business office and implement adequate and timely closing procedures to ensure that financial statement amounts are being reconciled appropriately and all reconciliation's/purchases/reports are being reviewed. View of Responsible Officials – Management agrees with the assessment and has committed to a corrective action plan.
Condition – Under Uniform Guidance, Porchlight, Inc.'s audited financial statements for the year ended December 31, 2023 were due to the federal single audit clearinghouse by September 30, 2024.  Porchlight Inc.'s December 31, 2023 audited financial statements were not completed for submission to the federal audit clearinghouse until after September 30, 2024. Criteria – Uniform Guidance 200.302(b)(4) states each non-federal entity must provide for “effective control over, and accountability for, all funds, property, and other assets.”  In addition, Uniform Guidance requires audited financial statements to be submitted to the federal audit clearinghouse within nine-months after an entity’s year-end. Cause – During the audit year, there was turnover in Porchlight, Inc.’s business office which contributed to the lack of timely reconciliation's. Porchlight, Inc. is working on streamlining and implementing processes to address the deficiencies noted in the condition paragraph. Effect – A significant deficiency in internal control over compliance and an instance of noncompliance exists due to failure to provide financial statements in a timely manner in order to meet audit submission deadlines. Recommendation – We recommend Porchlight, Inc.'s implement procedures to ensure timely completion of the filing of the reporting package to the federal audit clearinghouse. View of Responsible Officials – Management agrees with the assessment and has committed to a corrective action plan.
Condition – Wipfli,LLP was unable to verify the period of performance for the program due to Porchlight, Inc.'s inability to provide detailed transaction reports for the program for the period January 1, 2023 through December 31, 2023. In addition, Porchlight was not able to provide documentation to show proper procurement procedures were followed on purchases. Lastly, Porchlight, Inc. did not file its performance report for the grant award in a timely manner. Criteria – Uniform Guidance 200.302(b)(4) states each non-federal entity must provide for “effective control over, and accountability for, all funds, property, and other assets.”  In addition, the federal grant contract provided a requirement for specific procurement requirements for the purchase of goods and materials. Lastly, the federal grant contract provided a performance report be submitted within the provided guidelines. Cause – During the audit year, there was turnover in Porchlight, Inc.’s business office which contributed to the lack of transaction tracking. Porchlight, Inc. is working on streamlining and implementing processes to address the deficiencies noted in the condition paragraph. Effect – A material weakness in internal control over compliance and an instance of noncompliance exists due to failure to provide accurate data for testing of period of performance, documentation that procurement procedures were followed and the performance report in order to meet contract submission deadlines. Recommendation – We recommend Porchlight, Inc.'s implement procedures to ensure accurate tracking of data for testing of period of performance, procurement procedures are followed in accordance with policies and procedures and the grant award and performance reports are prepared accurately and submitted timely. View of Responsible Officials – Management agrees with the assessment and has committed to a corrective action plan.
Condition – During our audit, Wipfli, LLP identified several deficiencies related to Porchlight, Inc.'s internal controls and compliance over financial reporting. Wipfli noted deficiencies in both the design and the execution of the fiscal policies and procedures. Matters identified were as follows: Management was unable to provide individual profit and loss statements for each specific grant award that could be used to verify the accuracy of the information provided on the schedule of expenditures of federal awards. Expenses were recorded to the program expense categories identified in the Statement of Activities but management was unable to provide sufficient audit evidence to identify the specific expenses to specific grant awards. Management was unable to provide adequate audit evidence to substantiate how indirect expenses were allocated to specific expense categories. Proper review and approval of reconciliation's and journal entries in accordance with fiscal policies and procedures was not evident. Essentially all significant general ledger accounts were not reconciled in a timely manner throughout the year. Proper authorizations of cash disbursement transactions was not evident. Financial reports provided to the Board of Directors did not provide an accurate presentation of Porchlight, Inc's financial results based on material adjustments made to signficant account balances during the audit. Material adjusting journal entries to cash, investments, accounts receivable, allowance for credit losses, promises to give and accounts payable were proposed by the auditor and recorded by management during the audit. The financial statements and schedule of expenditures of federal awards were prepared by Wipfli, LLP as the audit information provided did not provide an accurate presentation of Porchlight, Inc's financial results. The primary cause of these deficiencies was the resignation of the Finance Director during the year. Porchlight, Inc. did hire an outside contractor as well as additional finance team members to reconcile accounts in preparation of the financial audit. Subsequent to fiscal year end, a new Finance Director was hired to oversee the fiscal department of Porchlight, Inc. Based on the items noted above, a material weakness exists in Porchlight, Inc.’s internal control and compliance over financial reporting. Criteria – Proper design and execution of Internal controls are essential to ensure effective control over, and accountability for all funds, property and other assets for all programs operated by Porchlight, Inc. Cause – During the audit year, there was turnover in Porchlight, Inc.’s business office which contributed to the lack of timely reconciliation's.Porchlight, Inc. is working on streamlining and implementing processes to address the deficiencies noted in the condition paragraph. Effect – As a result of the financial reporting matters identified in the condition paragraph, a material weakness exists in Porchlight, Inc.'s internal control and compliance over financial reporting. Recommendation – We recommend management and those charged with governance evaluate the operation of the business office and implement adequate and timely closing procedures to ensure that financial statement amounts are being reconciled appropriately and all reconciliation's/purchases/reports are being reviewed. View of Responsible Officials – Management agrees with the assessment and has committed to a corrective action plan.
Condition – Under Uniform Guidance, Porchlight, Inc.'s audited financial statements for the year ended December 31, 2023 were due to the federal single audit clearinghouse by September 30, 2024.  Porchlight Inc.'s December 31, 2023 audited financial statements were not completed for submission to the federal audit clearinghouse until after September 30, 2024. Criteria – Uniform Guidance 200.302(b)(4) states each non-federal entity must provide for “effective control over, and accountability for, all funds, property, and other assets.”  In addition, Uniform Guidance requires audited financial statements to be submitted to the federal audit clearinghouse within nine-months after an entity’s year-end. Cause – During the audit year, there was turnover in Porchlight, Inc.’s business office which contributed to the lack of timely reconciliation's. Porchlight, Inc. is working on streamlining and implementing processes to address the deficiencies noted in the condition paragraph. Effect – A significant deficiency in internal control over compliance and an instance of noncompliance exists due to failure to provide financial statements in a timely manner in order to meet audit submission deadlines. Recommendation – We recommend Porchlight, Inc.'s implement procedures to ensure timely completion of the filing of the reporting package to the federal audit clearinghouse. View of Responsible Officials – Management agrees with the assessment and has committed to a corrective action plan.
Condition – During our audit, Wipfli, LLP identified several deficiencies related to Porchlight, Inc.'s internal controls and compliance over financial reporting. Wipfli noted deficiencies in both the design and the execution of the fiscal policies and procedures. Matters identified were as follows: Management was unable to provide individual profit and loss statements for each specific grant award that could be used to verify the accuracy of the information provided on the schedule of expenditures of federal awards. Expenses were recorded to the program expense categories identified in the Statement of Activities but management was unable to provide sufficient audit evidence to identify the specific expenses to specific grant awards. Management was unable to provide adequate audit evidence to substantiate how indirect expenses were allocated to specific expense categories. Proper review and approval of reconciliation's and journal entries in accordance with fiscal policies and procedures was not evident. Essentially all significant general ledger accounts were not reconciled in a timely manner throughout the year. Proper authorizations of cash disbursement transactions was not evident. Financial reports provided to the Board of Directors did not provide an accurate presentation of Porchlight, Inc's financial results based on material adjustments made to signficant account balances during the audit. Material adjusting journal entries to cash, investments, accounts receivable, allowance for credit losses, promises to give and accounts payable were proposed by the auditor and recorded by management during the audit. The financial statements and schedule of expenditures of federal awards were prepared by Wipfli, LLP as the audit information provided did not provide an accurate presentation of Porchlight, Inc's financial results. The primary cause of these deficiencies was the resignation of the Finance Director during the year. Porchlight, Inc. did hire an outside contractor as well as additional finance team members to reconcile accounts in preparation of the financial audit. Subsequent to fiscal year end, a new Finance Director was hired to oversee the fiscal department of Porchlight, Inc. Based on the items noted above, a material weakness exists in Porchlight, Inc.’s internal control and compliance over financial reporting. Criteria – Proper design and execution of Internal controls are essential to ensure effective control over, and accountability for all funds, property and other assets for all programs operated by Porchlight, Inc. Cause – During the audit year, there was turnover in Porchlight, Inc.’s business office which contributed to the lack of timely reconciliation's.Porchlight, Inc. is working on streamlining and implementing processes to address the deficiencies noted in the condition paragraph. Effect – As a result of the financial reporting matters identified in the condition paragraph, a material weakness exists in Porchlight, Inc.'s internal control and compliance over financial reporting. Recommendation – We recommend management and those charged with governance evaluate the operation of the business office and implement adequate and timely closing procedures to ensure that financial statement amounts are being reconciled appropriately and all reconciliation's/purchases/reports are being reviewed. View of Responsible Officials – Management agrees with the assessment and has committed to a corrective action plan.
Condition – Under Uniform Guidance, Porchlight, Inc.'s audited financial statements for the year ended December 31, 2023 were due to the federal single audit clearinghouse by September 30, 2024.  Porchlight Inc.'s December 31, 2023 audited financial statements were not completed for submission to the federal audit clearinghouse until after September 30, 2024. Criteria – Uniform Guidance 200.302(b)(4) states each non-federal entity must provide for “effective control over, and accountability for, all funds, property, and other assets.”  In addition, Uniform Guidance requires audited financial statements to be submitted to the federal audit clearinghouse within nine-months after an entity’s year-end. Cause – During the audit year, there was turnover in Porchlight, Inc.’s business office which contributed to the lack of timely reconciliation's. Porchlight, Inc. is working on streamlining and implementing processes to address the deficiencies noted in the condition paragraph. Effect – A significant deficiency in internal control over compliance and an instance of noncompliance exists due to failure to provide financial statements in a timely manner in order to meet audit submission deadlines. Recommendation – We recommend Porchlight, Inc.'s implement procedures to ensure timely completion of the filing of the reporting package to the federal audit clearinghouse. View of Responsible Officials – Management agrees with the assessment and has committed to a corrective action plan.
Condition – Wipfli,LLP was unable to verify the period of performance for the program due to Porchlight, Inc.'s inability to provide detailed transaction reports for the program for the period January 1, 2023 through December 31, 2023. In addition, Porchlight was not able to provide documentation to show proper procurement procedures were followed on purchases. Lastly, Porchlight, Inc. did not file its performance report for the grant award in a timely manner. Criteria – Uniform Guidance 200.302(b)(4) states each non-federal entity must provide for “effective control over, and accountability for, all funds, property, and other assets.”  In addition, the federal grant contract provided a requirement for specific procurement requirements for the purchase of goods and materials. Lastly, the federal grant contract provided a performance report be submitted within the provided guidelines. Cause – During the audit year, there was turnover in Porchlight, Inc.’s business office which contributed to the lack of transaction tracking. Porchlight, Inc. is working on streamlining and implementing processes to address the deficiencies noted in the condition paragraph. Effect – A material weakness in internal control over compliance and an instance of noncompliance exists due to failure to provide accurate data for testing of period of performance, documentation that procurement procedures were followed and the performance report in order to meet contract submission deadlines. Recommendation – We recommend Porchlight, Inc.'s implement procedures to ensure accurate tracking of data for testing of period of performance, procurement procedures are followed in accordance with policies and procedures and the grant award and performance reports are prepared accurately and submitted timely. View of Responsible Officials – Management agrees with the assessment and has committed to a corrective action plan.