Finding 1120519 (2024-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-03-31

AI Summary

  • Core Issue: The District failed to submit required annual performance reports for federal education funds, indicating a lack of compliance with federal reporting requirements.
  • Impacted Requirements: Noncompliance with reporting criteria for ESSER, GEER, and EANS programs, specifically regarding the submission of expenditure data and uses of funds.
  • Recommended Follow-Up: Implement stronger internal controls and procedures to ensure timely submission of all required reports and maintain adequate supporting documentation.

Finding Text

Finding Number: 2024‐001 Repeat Finding: Yes, 2023‐001 Program Name/Assistance Listing Title: Education Stabilization Fund Assistance Listing Number: 84.425 Federal Agency: U.S. Department of Education Federal Award Numbers: S425D210038, S425U210038, S425W210003 Pass‐Through Agency: Arizona Department of Education Questioned Costs: N/A Type of Finding: Noncompliance, Material Weakness Compliance Requirement: Reporting Criteria ESSER, GEER, and EANS grantees must submit an annual performance report with data on expenditures, planned expenditures, subrecipients, and uses of funds, including for mandatory reservations. LEAs/subrecipients submit data to the SEA/Governor for the SEA/Governor’s report. Annual reports are due each spring for the previous reporting period under OMB No. 1810‐0749. Condition District procedures were not in place to ensure all federal requirements were followed. Cause The District’s internal controls and procedures were not always followed to ensure that all applicable reports were submitted to the SEA. Staff turnover contributed to the deficiency. Effect The District was not in compliance with federal requirements related to special reporting. Context The District did not submit the LEA Uses of ESSER I, II, & III – Use of Funds Detail report to the Arizona Department of Education as required. The sample was not intended to be, and was not, a statistically valid sample. Recommendation The District should ensure that all special reports are submitted to the Arizona Department of Education in a timely manner, and that adequate supporting documentation is maintained. Views of Responsible Officials See Corrective Action Plan.

Categories

Subrecipient Monitoring Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 544075 2024-001
    Material Weakness Repeat
  • 544076 2024-001
    Material Weakness Repeat
  • 544077 2024-001
    Material Weakness Repeat
  • 1120517 2024-001
    Material Weakness Repeat
  • 1120518 2024-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 Title I Grants to Local Educational Agencies $387,776
84.027 Special Education Grants to States $223,152
84.287 Twenty-First Century Community Learning Centers $99,041
93.778 Medical Assistance Program $61,188
10.553 School Breakfast Program $55,498
10.665 Schools and Roads - Grants to States $40,589
84.424 Student Support and Academic Enrichment Program $24,082
84.048 Career and Technical Education -- Basic Grants to States $21,297
10.555 National School Lunch Program $20,670
84.358 Rural Education $17,814
84.425 Covid-19 Education Stabilization Fund $17,002
84.196 Education for Homeless Children and Youth $15,342
21.027 Covid-19 Coronavirus State and Local Fiscal Recovery Funds $13,566
10.559 Summer Food Service Program for Children $9,478
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $8,404
84.365 English Language Acquisition State Grants $6,122
84.173 Special Education Preschool Grants $3,024