Finding 11176 (2023-001)

Material Weakness Repeat Finding
Requirement
ABHLN
Questioned Costs
-
Year
2023
Accepted
2024-02-01
Audit: 14986
Auditor: Wipfli LLP

AI Summary

  • Core Issue: The Hospital's internal controls over financial reporting are inadequate, leading to a material weakness in financial statement preparation.
  • Impacted Requirements: This situation violates Government Auditing Standards, which require reliable financial data reporting in accordance with GAAP.
  • Recommended Follow-Up: Management should assess the risks associated with this condition and consider investing in resources to improve internal controls.

Finding Text

Condition – Cumberland Memorial Hospital, Inc. d/b/a Cumberland Healthcare’s (the “Hospital”) internal control over financial reporting does not end at the general ledger but extends to the financial statements and notes. As part of our professional services for the year ended June 30, 2023, we were requested to draft the financial statements and accompanying notes to the financial statements. It is the responsibility of management and those charged with governance to make the decision about whether to accept the degree of risk associated with this condition because of cost or other considerations. Because the Hospital relies on Wipfli LLP to provide the necessary understanding of current accounting and disclosure principles in the preparation of the financial statements and notes, a material weakness exists in the Hospital’s internal controls. This is a repeat finding from 2022, Finding 2022.001. Criteria – Government Auditing Standards consider the inability to report financial data reliably in accordance with GAAP to be an internal control deficiency. Effect – The completeness of the financial statement disclosures and the accuracy of the overall financial presentation may be negatively impacted, since outside auditors do not have the same comprehensive understanding of the Hospital as its internal staff. Recommendation – We recommend management and those charged with governance continue to evaluate whether to accept the degree of risk associated with this condition because of cost or other considerations. Management’s Response – The Hospital does not have the resources and staff to prepare the financial statements and notes but will continue to oversee the auditor’s services and review and approve the financial statements and notes.

Corrective Action Plan

Recommendation – We recommend management and those charged with governance continue to evaluate whether to accept the degree of risk associated with this condition because of cost or other considerations. Management’s Response – The Hospital does not have the resources and staff to prepare the financial statements and notes but will continue to oversee the auditor’s services and review and approve the financial statements and notes.

Categories

Internal Control / Segregation of Duties Material Weakness Reporting

Other Findings in this Audit

  • 11177 2023-002
    Material Weakness Repeat
  • 11178 2023-003
    Material Weakness Repeat
  • 11179 2023-001
    Material Weakness Repeat
  • 11180 2023-002
    Material Weakness Repeat
  • 11181 2023-003
    Material Weakness Repeat
  • 587618 2023-001
    Material Weakness Repeat
  • 587619 2023-002
    Material Weakness Repeat
  • 587620 2023-003
    Material Weakness Repeat
  • 587621 2023-001
    Material Weakness Repeat
  • 587622 2023-002
    Material Weakness Repeat
  • 587623 2023-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.766 Community Facilities Loans and Grants $34.99M
93.498 Provider Relief Fund $582,907