Finding 1105968 (2024-003)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-03-24

AI Summary

  • Core Issue: The University failed to report three address changes and one student status change on time, leading to inaccurate enrollment information.
  • Impacted Requirements: This violates enrollment reporting regulations under 34 CFR §690.83 and §685.309.
  • Recommended Follow-Up: Improve controls for timely and accurate reporting of enrollment changes; the Registrar will now report changes during summer semesters and notify the Director of Student Financial Services.

Finding Text

Federal Program – Student Financial Assistance Cluster – Assistance Listing Numbers 84.063 and 84.268 – U.S. Department of Education Program Year 2023-2024 Criteria or Specific Requirement – Special Tests and Provision – Enrollment Reporting – 34 CFR §690.83 and 34 CFR §685.309 Condition – Three address changes and one student status change were not reported timely and one student had incorrect enrollment information. Questioned Costs – N/A Context – Out of a population of 1,393 students with status changes during the Spring and Fall semesters of the 2024 aid year, 25 were selected for testing. Of those students, three had status or address changes during the period that were not reported timely, and one had both an address change that was not reported timely and the incorrect CIP code reported. Our sample was not, and was not intended to be, statistically valid. Effect – The University reported inaccurate information or failed to report changes within the required time frame and, as such, ED was not provided accurate and timely information. Cause – The University did not have appropriate controls in place to ensure timely and accurate reporting. Identification as a Repeat Finding, if Applicable – N/A Recommendation – The University should ensure the design and appropriate operating effectiveness of controls surrounding enrollment reporting to ensure that all status and address changes are reported timely and that all enrollment information is reported accurately. Views of Responsible Officials and Planned Corrective Actions – Management agrees with the findings and has put the following in place. The Registrar will report enrollment changes during the summer semesters. The Registrar will also send the Director of Student Financial Services notifications when enrollment changes are submitted through the National Student Clearinghouse.

Categories

Reporting Special Tests & Provisions

Other Findings in this Audit

  • 529519 2024-002
    Significant Deficiency
  • 529520 2024-003
    Significant Deficiency
  • 529521 2024-004
    Significant Deficiency
  • 529522 2024-002
    Significant Deficiency
  • 529523 2024-004
    Significant Deficiency
  • 529524 2024-002
    Significant Deficiency
  • 529525 2024-002
    Significant Deficiency
  • 529526 2024-003
    Significant Deficiency
  • 529527 2024-004
    Significant Deficiency
  • 1105961 2024-002
    Significant Deficiency
  • 1105962 2024-003
    Significant Deficiency
  • 1105963 2024-004
    Significant Deficiency
  • 1105964 2024-002
    Significant Deficiency
  • 1105965 2024-004
    Significant Deficiency
  • 1105966 2024-002
    Significant Deficiency
  • 1105967 2024-002
    Significant Deficiency
  • 1105969 2024-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $17.65M
84.063 Federal Pell Grant Program $8.89M
21.027 Coronavirus State and Local Fiscal Recovery Funds $3.86M
15.114 Indian Education Higher Education Grant $1.42M
93.558 Temporary Assistance for Needy Families $718,434
84.047 Trio Upward Bound $429,592
84.033 Federal Work-Study Program $247,256
84.031 Higher Education Institutional Aid $199,751
10.855 Distance Learning and Telemedicine Loans and Grants $189,532
93.859 Biomedical Research and Research Training $172,870
93.426 The National Cardiovascular Health Program $166,018
84.425 Education Stabilization Fund $144,563
84.007 Federal Supplemental Educational Opportunity Grants $120,447
47.076 Stem Education (formerly Education and Human Resources) $110,131
47.083 Integrative Activities $74,659
43.001 Science $55,462
43.008 Office of Stem Engagement (ostem) $20,665
45.149 Promotion of the Humanities Division of Preservation and Access $9,900
93.468 Indian Child Welfare Act Partnership $9,349
64.116 Veteran Readiness and Employment $4,716
45.129 Promotion of the Humanities Federal/state Partnership $500