Finding 1104740 (2024-002)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-03-17

AI Summary

  • Core Issue: Lack of proper supervisory review and approval for grant reporting increases the risk of errors.
  • Impacted Requirements: Effective internal controls require timely and documented supervisory reviews.
  • Recommended Follow-Up: Ensure the Treasurer reviews and documents approval of all future grant reports before submission.

Finding Text

2024-002 – CONTROLS OVER GRANT REPORTING (93.788 U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES) Condition: The Association does not have appropriate supervisory review and approval procedures in the grant reporting function within the internal control framework. Criteria: Effective internal control over compliance includes appropriate, timely, and documented supervisory review and approval procedures. Cause: The grant reporting is prepared and submitted by the program manager without documented supervisory review and approval. Effect: The Association is at an increased risk for grant reporting errors or omissions without timely supervisory review and approval. Questioned Costs: N/A Recommendation: We recommend the Treasurer review and approve all future grant reports prior to their submission. The approval should be documented in writing. Views of Responsible Officials: Management concurs with the finding and has developed a plan to correct the finding.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 528297 2024-001
    - Repeat
  • 528298 2024-002
    Significant Deficiency Repeat
  • 528299 2024-001
    - Repeat
  • 528300 2024-002
    Significant Deficiency Repeat
  • 1104739 2024-001
    - Repeat
  • 1104741 2024-001
    - Repeat
  • 1104742 2024-002
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.788 Opioid Str $3.74M