Finding 1093544 (2023-016)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-12-29
Audit: 334970
Organization: Guam Department of Education (GU)

AI Summary

  • Core Issue: Reported FY 2023 expenditures do not match underlying accounting records due to lack of monitoring controls.
  • Impacted Requirements: GDOE is noncompliant with reporting requirements, although no questioned costs were identified.
  • Recommended Follow-Up: Enforce monitoring controls and retain accounting records to support reported amounts in future submissions.

Finding Text

Finding No.: 2023-016 Federal Agency: U.S. Department of Education (ED) AL Program: 84.425 Education Stabilization Fund Area: Reporting Questioned Costs: $0 Criteria: In accordance with applicable reporting requirements, reported amounts should be substantiated by underlying accounting records. Condition: FY 2023 expenditure amounts reported in the required annual report differ from underlying accounting records, as follows: Cause: GDOE did not enforce monitoring controls over compliance with reporting requirements. Effect: GDOE is in noncompliance with applicable reporting requirements. No questioned cost is presented as the variances do not represent overpayments. Recommendation: Responsible personnel should enforce monitoring controls over compliance with applicable reporting requirements. Responsible personnel should retain underlying accounting records used during report preparation to substantiate reported amounts. Finding No.: 2023-016, continued Federal Agency: U.S. Department of Education (ED) AL Program: 84.425 Education Stabilization Fund Area: Reporting Questioned Costs: $0 Views of Responsible Officials: GDOE disagrees with the finding. Annual reports are prepared at a point in time. GDOE submitted the required annual reports for ESF I, ESF II, and ARP on May 23, 2023. Auditors referencing figures in the annual report should also be reconciling to the same period covered and utilized in the financial reporting, as transactions and adjustments occur in the system after the reports are submitted. Plan of action and completion date: GDOE disagrees with the finding but will continue to monitor all federal financial reporting for accuracy and timely submission per the grant requirements. Auditor Response: GDOE did not provide underlying accounting records or a reconciliation to substantiate reported amounts.

Categories

Reporting Subrecipient Monitoring

Other Findings in this Audit

  • 517081 2023-004
    Material Weakness
  • 517082 2023-005
    Significant Deficiency
  • 517083 2023-006
    Significant Deficiency
  • 517084 2023-007
    Significant Deficiency
  • 517085 2023-008
    Significant Deficiency
  • 517086 2023-007
    Significant Deficiency
  • 517087 2023-008
    Significant Deficiency
  • 517088 2023-007
    Significant Deficiency
  • 517089 2023-008
    Significant Deficiency
  • 517090 2023-009
    Material Weakness Repeat
  • 517091 2023-010
    Significant Deficiency Repeat
  • 517092 2023-009
    Material Weakness Repeat
  • 517093 2023-010
    Significant Deficiency Repeat
  • 517094 2023-011
    Significant Deficiency
  • 517095 2023-012
    Material Weakness Repeat
  • 517096 2023-013
    Material Weakness
  • 517097 2023-014
    Significant Deficiency
  • 517098 2023-015
    Material Weakness Repeat
  • 517099 2023-016
    Material Weakness
  • 517100 2023-014
    Significant Deficiency
  • 517101 2023-015
    Material Weakness Repeat
  • 517102 2023-016
    Material Weakness
  • 1093523 2023-004
    Material Weakness
  • 1093524 2023-005
    Significant Deficiency
  • 1093525 2023-006
    Significant Deficiency
  • 1093526 2023-007
    Significant Deficiency
  • 1093527 2023-008
    Significant Deficiency
  • 1093528 2023-007
    Significant Deficiency
  • 1093529 2023-008
    Significant Deficiency
  • 1093530 2023-007
    Significant Deficiency
  • 1093531 2023-008
    Significant Deficiency
  • 1093532 2023-009
    Material Weakness Repeat
  • 1093533 2023-010
    Significant Deficiency Repeat
  • 1093534 2023-009
    Material Weakness Repeat
  • 1093535 2023-010
    Significant Deficiency Repeat
  • 1093536 2023-011
    Significant Deficiency
  • 1093537 2023-012
    Material Weakness Repeat
  • 1093538 2023-013
    Material Weakness
  • 1093539 2023-014
    Significant Deficiency
  • 1093540 2023-015
    Material Weakness Repeat
  • 1093541 2023-016
    Material Weakness
  • 1093542 2023-014
    Significant Deficiency
  • 1093543 2023-015
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.403 Consolidated Grant to the Outlying Areas $26.20M
10.555 National School Lunch Program $16.81M
15.875 Economic, Social, and Political Development of the Territories $5.74M
84.425 Education Stabilization Fund $4.01M
84.027 Special Education Grants to States $2.80M
84.181 Special Education-Grants for Infants and Families $1.67M
84.371 Comprehensive Literacy Development $326,597
12.U01 Army Jrotc $303,008
84.372 Statewide Longitudinal Data Systems $267,608
10.560 State Administrative Expenses for Child Nutrition $257,847
12.U02 Air Force Jrotc $218,197
93.600 Head Start $210,378
93.092 Affordable Care Act (aca) Personal Responsibility Education Program $162,290
84.323 Special Education - State Personnel Development $160,284
12.U03 Marine Jrotc $74,691
10.558 Child and Adult Care Food Program $34,833
84.424 Student Support and Academic Enrichment Program $14,274
10.574 Team Nutrition Grants $12,444
10.568 Emergency Food Assistance Program (administrative Costs) $5,918
10.579 Child Nutrition Discretionary Grants Limited Availability $2,584