Finding 1092418 (2023-005)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-12-19
Audit: 333783
Organization: The National Judicial College (NV)
Auditor: Marcum LLP

AI Summary

  • Core Issue: The College missed the September 30, 2024 deadline for submitting the Single Audit Reporting Package.
  • Impacted Requirements: This failure violates the Uniform Guidance submission timeline for federal reporting.
  • Recommended Follow-Up: Ensure compliance with reporting requirements in the future, as done in previous years.

Finding Text

Agency U.S. Department of Transportation, Federal Motor Carrier Safety Administration ALN 16.588 – Violence Against Women 16.608 – Tribal Justice Systems 16.746 – Capital Case Litigation Initiative 20.232 – Commercial Driver’s License Program Implementation 20.600 – State and Community Highway Safety 20.614 – National Highway Traffic Safety Administration 93.243 – Substance Abuse and Mental Health Services Criteria The Uniform Guidance requires the reporting package and data collection form to be submitted to the Federal Audit Clearinghouse the earlier of 30 days after the reports are received from auditors or nine months after the end of the audit period, unless a longer period was agreed to in advance by the cognizant or oversight agency for audit. The Federal Audit Clearinghouse considers the submission requirement complete when it has received the electronic submission of both the data collection form and the reporting package. Condition and Context The Federal reporting deadline for the Single Audit Reporting Package was September 30, 2024. The College did not issue its Single Audit Reporting Package by this due date. Cause During audit fieldwork for the December 31, 2023 audit, the College had a number of other ongoing projects which required the immediate and full attention of the College’s accounting staff. In addition, the efforts supporting the restatement of net assets, see Finding No. 2023-001 started shortly before the required filing date. Repeat Finding No Recommendation We recommend that The College comply with Uniform Guidance and reporting requirements as it has in previous years. Views of Responsible Officials and Planned Corrective Action: See attached corrective action plan Questioned Costs None

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 515974 2023-003
    Significant Deficiency
  • 515975 2023-004
    Significant Deficiency
  • 515976 2023-005
    Significant Deficiency
  • 1092416 2023-003
    Significant Deficiency
  • 1092417 2023-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
20.232 Commercial Driver's License Program Implementation Grant $1.30M
20.614 National Highway Traffic Safety Administration (nhtsa) Discretionary Safety Grants and Cooperative Agreements $266,642
99.U02 Education Support Program:njc Courses $144,498
16.746 Capital Case Litigation Initiative $38,953
99.U01 Environmental Law $17,824
16.588 Violence Against Women Formula Grants $15,818
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $8,997
20.600 State and Community Highway Safety $5,541
16.608 Tribal Justice Systems $3,148