Finding 1080402 (2022-005)

Material Weakness
Requirement
A
Questioned Costs
-
Year
2022
Accepted
2024-10-28

AI Summary

  • Core Issue: Deficiencies in Emergency Rental Assistance (ERA) files, including lack of approval for disbursements and non-compliance with policies.
  • Impacted Requirements: Non-compliance with HUD regulations and internal control requirements for cash disbursement documentation.
  • Recommended Follow-Up: Review and update cash disbursement processes and internal controls, ensuring full documentation before check issuance.

Finding Text

2022-006 Condition: Deficiencies Noted in Our Examination of Emergency Rental Assistance (ERA) Files During the review of four (4) Emergency Rental Assistance Payments, the following deficiencies were noted: 2 Checks selected lacked appropriate approval for disbursement 2 Disbursements lacked compliance with ERA policies and sufficient support Assistance Listing #: 21.023 Questioned Costs: Undetermined Cause: The Authority’s deficiency in the area of cash disbursements is a lack of internal controls or the invoice approval process. Effect: The Authority has not been in complete compliance with HUD regulations and internal control requirements to support invoices. Criteria: 24 CFR requirements for Cash Disbursements Documentation Recommendation: We recommend a review of the cash disbursement documentation process in order to ensure that each disbursement is fully documented prior to check issuance, and we further recommend an update of internal control policies and regular quality control reviews over cash disbursements to ensure compliance with HUD regulations. Reply: Management agrees with the audit finding and the auditor’s recommendation. We will implement procedures and changes to ensure that this finding will be cleared by the subsequent fiscal year audit.

Categories

HUD Housing Programs Internal Control / Segregation of Duties

Other Findings in this Audit

  • 503956 2022-001
    Material Weakness Repeat
  • 503957 2022-002
    Material Weakness Repeat
  • 503958 2022-003
    Material Weakness Repeat
  • 503959 2022-004
    Material Weakness Repeat
  • 503960 2022-005
    Material Weakness
  • 1080398 2022-001
    Material Weakness Repeat
  • 1080399 2022-002
    Material Weakness Repeat
  • 1080400 2022-003
    Material Weakness Repeat
  • 1080401 2022-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.867 Indian Housing Block Grants $377,184
21.019 Coronavirus Relief Fund $312,781
21.023 Emergency Rental Assistance Program $229,902