Finding 1078244 (2023-004)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-10-04
Audit: 323884
Organization: Cadence Care Network (OH)
Auditor: Packer Thomas

AI Summary

  • Core Issue: The organization lacks a formal manual for accounting and financial reporting policies related to federal grants.
  • Impacted Requirements: This deficiency may hinder the effective administration of federal awards, as current policies do not adequately address federal grant requirements.
  • Recommended Follow-Up: Management should document and regularly update policies for federal grant compliance, with a goal to draft new policies by September 2024, leveraging input from the independent auditing firm.

Finding Text

STATEMENT OF CRITERIA: THE ORGANIZATION DOES NOT MAINTAIN A FORMAL MANUAL FOR POLICIES AND PROCEDURES RELATED TO ACCOUNTING AND FINANCIAL REPORTING FOR FEDERAL GRANTS REQUIREMENTS. STATEMENT OF CONDITION: THE ORGANIZATION IS RESPONSIBLE FOR THE EFFICIENT AND EFFECTIVE ADMINISTRATION OF FEDERAL AWARDS THROUGH THE APPLICATION OF SOUND MANAGEMENT PRACTICES. STATEMENT OF CAUSE: THE ORGANIZATION DOES IN FACT MAINTAIN A FORMAL MANUAL FOR POLICIES RELATED TO ACCOUNTING AND FINANCE. THOSE POLICIES MAY BE DEFICIENT IN HOW THEY ADDRESS FEDERAL GRANT REQUIREMENTS DUE TO THE FACT THAT MANAGEMENT WAS OPERATING UNDER THE ERRONEOUS ASSUMPTION THAT IT DID NOT MEET THE SINGLE AUDIT THRESHOLD AND AS A RESULT IT DID NOT FORMALIZE POLICIES AND PROCEDURES AS THEY RELATE TO FEDERAL AWARDS. STATEMENT OF EFFECT: THE ORGANIZATION MAY NOT BE ABLE TO ENSURE EFFICIENT AND EFFECTIVE ADMINISTRATION OF FEDERAL AWARDS. STATEMENT OF EFFECT: THE ORGANIZATION MAY NOT BE ABLE TO ENSURE EFFICIENT AND EFFECTIVE ADMINISTRATION OF FEDERAL AWARDS. RECOMMENDATION: MANAGEMENT SHOULD FORMALLY DOCUMENT POLICIES AND PROCEDURES RELATED ACCOUNTING AND FINANCIAL REPORTING FOR FEDERAL GRANT REQUIREMENTS AND CONTINUE TO ENHANCE THESE FORMAL PRACTICES AND PROCEDURES ON A REGULAR BASIS AS DETERMINED NECESSARY. MANGEMENT RESPONSE: THE ORGANIZATION HAS RECENTLY HIRED A NEW CFO WITH EXTENSIVE EXPERIENCE MANAGING FEDERAL AWARDS. UPON REVIEW OF CURRENT FISCAL POLICIES AND PRACTICES, THE CFO WILL DEVELOP AND IMPLEMENT NEW WRITTEN POLICIES AND PROCEDURES RELATED TO ACCOUNTING AND FINANCIAL REPORTING AS THEY RELATE TO FEDERAL GRANT REQUIREMENTS. MANAGEMENT WILL SEEK INPUT FROM OUR INDEPENDENT AUDTING FIRM AS IT RELATES TO THE IMPLEMENTATION OF SAID POLICIES. THE MANAGEMENT TEAM'S GOAL IS TO HAVE DRAFT POLICIES AVAILABLE BY THE END OF SEPTEMBER 2024.

Categories

Reporting

Other Findings in this Audit

  • 501799 2023-001
    Material Weakness
  • 501800 2023-002
    Material Weakness
  • 501801 2023-003
    Significant Deficiency
  • 501802 2023-004
    Significant Deficiency
  • 1078241 2023-001
    Material Weakness
  • 1078242 2023-002
    Material Weakness
  • 1078243 2023-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.658 Foster Care Title IV-E $816,611
84.425 Education Stabilization Fund $350,373
93.670 Child Abuse and Neglect Discretionary Activities $120,600