Finding 1076762 (2023-004)

Material Weakness
Requirement
C
Questioned Costs
-
Year
2023
Accepted
2024-09-30

AI Summary

  • Core Issue: There is a material weakness in internal controls over compliance related to cash management for subrecipient payments.
  • Impacted Requirements: Payments to subrecipients were not made within the required 30 days as outlined in 2 CFR section 200.305.
  • Recommended Follow-Up: Implement policies to ensure timely payments and maintain documentation if delays occur due to improper requests.

Finding Text

Federal Agency: U.S. Department of Health and Human Services Federal Program Name: The Department of Health and Human Services/Centers for Disease Control and Prevention Assistance Listing Number: 93.323 Federal Award Identification Number and Year: NU50CK000515 - 2021 Pass-Through Agency: State of Washington Department of Health Pass-Through Number: CBO28488-0 Award Period: July 1, 2023 through July 31, 2024 Type of Finding: • Material Weakness in Internal Control over Compliance – Cash Management – Subrecipient Payments • Other Matters Criteria or specific requirement: 2 CFR section 200.305(b)(1) requires that an entity implement procedures to ensure that the time elapsing between the transfer of federal funds to the subrecipient and the disbursement of such funds for program purposes by the subrecipient be minimized. 2 CFR section 200.305 (b)(3) states the pass-through entity must make payment within 30 calendar days after receipt of the billing, unless the request is believed to be improper. Condition: 2 out of 8 total billings sampled were not paid timely. Questioned costs: None. Context: During our testing of subrecipient payments, 2 out of the 8 billings sampled were not paid within 30 calendar days to the subrecipient after the billing was submitted for payment. Cause: Policies and procedures were not in place to ensure timely payments of subrecipient billings. Effect: Subrecipients received payments a significant amount of time after expenditures have been incurred. Recommendation: We recommend that the Organization implement policies and procedures to ensure subrecipients are paid within 30 days of when the billing is received. If the request is believed to be improper, support for the delay in payment should be maintained. Views of responsible officials: There is no disagreement with the audit finding.

Categories

Subrecipient Monitoring Internal Control / Segregation of Duties Cash Management Material Weakness

Other Findings in this Audit

  • 500318 2023-002
    Significant Deficiency
  • 500319 2023-003
    Material Weakness
  • 500320 2023-004
    Material Weakness
  • 500321 2023-005
    Material Weakness
  • 500322 2023-006
    Material Weakness
  • 1076760 2023-002
    Significant Deficiency
  • 1076761 2023-003
    Material Weakness
  • 1076763 2023-005
    Material Weakness
  • 1076764 2023-006
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $1.16M