Finding 1075681 (2023-004)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-09-28
Audit: 322033
Organization: Home Forward (OR)

AI Summary

  • Core Issue: Home Forward lacks adequate internal controls for documenting the approval of comparables in rental files.
  • Impacted Requirements: This affects compliance with §200.303, which mandates effective internal controls over federal awards.
  • Recommended Follow-Up: Implement controls to ensure formal documentation of comparables is consistently maintained in all relevant files.

Finding Text

Criteria or specific requirement: According to §200.303 Internal controls of 2 CFR Part 200, the non-federal entity must establish and maintain effective internal control over the federal award that provides reasonable assurance that the non-federal entity is managing the federal award in compliance with federal statutes, regulations, and the terms and conditions of the federal award. The Authority is required to establish a reasonable rent policy and ensure that policy is followed. Condition: During our testing, we noted Home Forward did not have adequate internal controls designed to ensure the approval of comparables is formally documented in the files. Questioned costs: Unable to determine. Context: During our testing, it was noted that Home Forward did not formally document approval of comparables in 4 of 40 files. Cause: Home Forward has not been consistent with keeping formal documentation of approval of comparables in the files. Effect: The auditor noted no instances of noncompliance with the provisions of special tests and provisions - reasonable rental rates; however, the lack of internal controls over these compliance requirements provides an opportunity for noncompliance. Repeat Finding: No. Recommendation: We recommend Home Forward design controls to ensure formal documentation of approval of comparables is in the files. Views of responsible officials: There is no disagreement with the audit finding.

Categories

Special Tests & Provisions Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 499236 2023-001
    Significant Deficiency
  • 499237 2023-002
    Significant Deficiency
  • 499238 2023-003
    Significant Deficiency
  • 499239 2023-004
    Significant Deficiency
  • 1075678 2023-001
    Significant Deficiency
  • 1075679 2023-002
    Significant Deficiency
  • 1075680 2023-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.881 Moving to Work Demonstration Program $133.36M
14.871 Section 8 Housing Choice Vouchers $46.98M
21.027 Covid-19 Coronavirus State and Local Fiscal Recovery Funds $9.87M
14.874 Emergency Housing Vouchers $8.21M
14.267 Continuum of Care Program $7.79M
14.879 Section 8 Mainstream Vouchers $2.70M
14.896 Family Self-Sufficiency Program $797,904
21.023 Covid-19 Emergency Rental Assistance Program $687,429
14.191 Multifamily Housing Service Coordinators $456,407
97.024 Emergency Food and Shelter National Board Program $449,460
14.856 Lower Income Housing Assistance Program Section 8 Moderate Rehabilitation $281,667
14.249 Section 8 Moderate Rehabilitation Single Room Occupancy $189,497
14.218 Covid-19 Cdbg-Cv $115,686
32.011 Affordable Connectivity Outreach Grant Program $42,386
14.866 Demolition and Revitalization of Severely Distressed Public Housing $37,235