Finding 1075580 (2023-001)

Significant Deficiency
Requirement
C
Questioned Costs
-
Year
2023
Accepted
2024-09-27

AI Summary

  • Core Issue: The Organization delayed a $100,000 payment to a vendor for completed work, violating federal cash management rules.
  • Impacted Requirements: This delay does not comply with 2 CFR 200.305(b), which mandates timely disbursement of federal funds.
  • Recommended Follow-Up: The Organization should improve its processes to ensure timely reimbursements to vendors in the future.

Finding Text

Criteria In accordance with 2 CFR 200.305(b), entities receiving federal funds are responsible for ensuring payment methods minimize the time elapsing between the transfer of funds from the United States Treasury or the pass-through entity and the disbursement by the non-Federal entity. Condition and Context The Organization engaged the services of an information technology firm for the initial development work (Phase 1) to create a tool to assist in outreach to employers in Ohio that are in the broadband sector. This initial development work was completed in September 2023 at a cost of $100,000. The Organization requested reimbursement of this expense in November 2023 as part of the award’s final close-out procedures. Given that the Organization was negotiating terms with this vendor for Phase 2 of this effort, the Organization did not issue a payment to the vendor for the $100,000 that had been received. Rather, the Organization determined it would be appropriate to withhold payment to the vendor until the Phase 2 negotiations were completed or terminated. Cause The ongoing work related to this project was to be completed under a different federal contract. Thus, the Organization determined that it would be in the best interest of the overall project to hold payment for the completed Phase 1 work until a comprehensive agreement for Phase 2 could be reached. The vendor was amenable to this arrangement. The contract negotiations have taken longer than anticipated. As a result, payment has been delayed. Effect The Organization’s treatment of this $100,000 reimbursement was not in compliance with the requirements of the cash management provisions of 2 CFR 200.305(b). Repeat Finding No. Recommendation We recommend that the Organization review its processes to ensure all reimbursements of federal funds are remitted in a timely manner to vendors. Views of Responsible Officials and Planned Corrective Actions See attached corrective action plan. Questioned Costs None.

Categories

Cash Management Subrecipient Monitoring HUD Housing Programs Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 499138 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
17.RD Expansion of Registered Apprenticeship Program Through Industry Intermediaries $1.68M
17.268 H-1b Job Training Grants $1.59M
84.425 Education Stabilization Fund $669,341
11.112 Market Development Cooperator Program $66,787
17.RD Registered Apprenticeship Technical Assistance Strategic Partnerships and System Alignment Center of Excellence $66,658
23.002 Appalachian Area Development $46,286