Finding 1074624 (2023-005)

Material Weakness
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2024-09-25

AI Summary

  • Core Issue: Lack of internal review and signature approval for the Schedule of Expenditures of Federal Awards before submission to external auditors.
  • Impacted Requirements: Compliance with internal control standards for accurate reporting of federal expenditures.
  • Recommended Follow-up: Implement controls for internal review and signature approval to ensure accuracy prior to external submission.

Finding Text

Finding Number 2023-005 Internal Controls, United States Department of Housing and Urban Development, Economic Development Initiative, Community Project Funding Grants, ALN 14.251, January 1, 2023 through December 31, 2023 (Material Weakness). Statement of Condition: The Organization does not have a control requiring internal review with signature approval of the Schedule of Expenditures of Federal Awards before submitting to external auditors. Questioned Costs: None. Criteria: There is no internal review with signature approval of the Schedule of Expenditures of Federal Awards at the Organization before submitting to external auditors. Cause: The Organization did not have adequate controls in place ensuring the Schedule of Expenditures of Federal Awards internally with signature approval to ensure accuracy before submitting to external auditors. Effect: Amounts on the Schedule of Expenditures of Federal Awards could be incorrect, or federal expenditures could be missing from the schedule. Recommendation: We recommend the Organization create and implement controls to ensure the Schedule of Expenditures of Federal Awards is reviewed internally with signature approval before submitting to external auditors. Management Response: Management agrees with the finding. Controls are being implemented for an internal review with signature approval of the Schedule of Expenditures of Federal Awards before submitting to external auditors.

Categories

Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 498178 2023-001
    Material Weakness
  • 498179 2023-002
    Significant Deficiency
  • 498180 2023-003
    Significant Deficiency
  • 498181 2023-004
    Material Weakness
  • 498182 2023-005
    Material Weakness
  • 1074620 2023-001
    Material Weakness
  • 1074621 2023-002
    Significant Deficiency
  • 1074622 2023-003
    Significant Deficiency
  • 1074623 2023-004
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.251 Economic Development Initiative, Community Project Funding, and Miscellaneous Grants $935,204
21.027 Coronavirus State and Local Fiscal Recovery Funds $74,601
10.558 Child and Adult Care Food Program $41,070