Finding 1061951 (2023-003)

- Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-08-30

AI Summary

  • Core Issue: Two Federal Financial Reports (SF-425 FFR) were submitted late due to staffing shortages in the finance department.
  • Impacted Requirements: Compliance with grant agreement reporting deadlines was not met, leading to noncompliance findings.
  • Recommended Follow-Up: Implement a monitoring system within the finance department to track all reporting deadlines effectively.

Finding Text

Reporting Federal Program and Specific Federal Award U.S. Department of Health and Human Services (HHS) 93.224 Consolidated Health Centers (Community Health Centers, Migrant Health Centers, Health Care for the Homeless, Public Housing Primary Care, and School Based Health Centers); (HHS Community Health Center Program) Type of Finding: Compliance Specific Requirement - Criteria The Association is required to submit Federal Financial Reports (SF-425 FFR) on an annual and final basis for grant periods. Condition - Context In a sample of three reports, the following two, of the required Federal Financial Report (SF-425 FFR), were not submitted within the required time frame: Report PeriodDate ReportDate ReportReportEnd date DueSubmittedAnnual FFRMarch 31, 2023July 30, 2023September 1, 2023Annual FFRMarch 31, 2023July 30, 2023September 1, 2023 Cause Due to open positions in the finance department, untimely completion of internal financial reporting occurred during fiscal year 2021, 2022 and 2023, accordingly the financial records were being brought up to date to ensure accuracy in reporting on the FFR, resulting in late data to be available for reporting on the FFRs. During 2022, the Associate hired contract financial consultants to aid in the open positions and bring financial information up to date. Effect Noncompliance with the grant agreement requirement reporting due dates. Questioned Costs None. Repeat Finding Yes, see finding 2022-004 Recommendation We recommend that management instills a system on monitoring all reporting due dates and within the finance department to ensure all grant agreement required reporting is met. Management Response We agreed with the above comment and all reporting has been completed and up to date as of November 30, 2023.

Categories

Reporting

Other Findings in this Audit

  • 485506 2023-001
    Significant Deficiency Repeat
  • 485507 2023-002
    Significant Deficiency Repeat
  • 485508 2023-002
    Significant Deficiency Repeat
  • 485509 2023-003
    - Repeat
  • 1061948 2023-001
    Significant Deficiency Repeat
  • 1061949 2023-002
    Significant Deficiency Repeat
  • 1061950 2023-002
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.224 Consolidated Health Centers (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $4.49M
93.526 Affordable Care Act (aca) Grants for Capital Development in Health Centers $371,894
93.498 Provider Relief Fund $53,659
14.218 Community Development Block Grants/entitlement Grants $51,426
10.557 Special Supplemental Nutrition Program for Women, Infants, and Children $45,402
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $40,539