Finding 1061585 (2021-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2021
Accepted
2024-08-27
Audit: 317957
Organization: Village of Spring Valley (NY)

AI Summary

  • Core Issue: There is a material weakness in maintaining accurate equity balances for Housing Assistance Payments (HAP) and Administrative Fees.
  • Impacted Requirements: PHAs must ensure complete and accurate accounting as per HUD's Annual Contributions Contract.
  • Recommended Follow-Up: PHA management should close the books annually and correct the HAP and Administrative Fee equity accounts.

Finding Text

Finding 2021-002: Rolling Forward Equity Balances: Material Weakness. Federal Agency: U.S. Department of Housing and Urban Development, CFDA 14.871, Section 8 Housing Choice Vouchers. Criteria: PHAs are required to maintain complete and accurate accounts. HUD enters into an Annual Contributions Contract (“ACC”). The ACC requires the PHA to properly account for program activity. Proper accounting requires that (1) account balances are properly maintained, (2) records and accounting transactions support a proper roll-forward of equity, and (3) errors are corrected as detected. Condition: The unaudited year end working trial balance reflected total positive equity of $932,248 and did not reflect correct HAP and Administrative Fee equity balances. This condition continues from previous years. Reference prior year finding 2020-002. Cause: PHA management is not making the proper entries to ensure the HAP and Administrative Fee equity balances are stated correctly. Effect: This could result in the PHA not being funded correctly and may result in HUD’s Office of Inspector General findings against the PHAs. Questioned Costs: None Recommendation: PHA management must close the books each year and ensure that the HAP and Administrative Fee equity accounts are properly stated. Management’s Views and Corrective Action Plan Management’s views and corrective action plan are included at the end of this report.

Categories

HUD Housing Programs Material Weakness

Other Findings in this Audit

  • 485142 2021-001
    Material Weakness Repeat
  • 485143 2021-002
    Material Weakness Repeat
  • 1061584 2021-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $9.54M
97.044 Assistance to Firefighters Grant $143,000
16.738 Edward Byrne Memorial Justice Assistance Grant Program $6,238