Finding 1061584 (2021-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2021
Accepted
2024-08-27
Audit: 317957
Organization: Village of Spring Valley (NY)

AI Summary

  • Core Issue: PHA has not submitted required audited financial data for 2009-2020, continuing a previous finding.
  • Impacted Requirements: Timely submission of GAAP-based financial information to HUD via the FASS-PH system is mandatory.
  • Recommended Follow-up: Management must ensure compliance by submitting the overdue audited data and addressing the issues with the outside accounting service.

Finding Text

Finding 2021-001: Financial Reporting Requirements for Financial Assessment Submission-PHA (“FASPHA”) Material Weakness. Federal Agency: U.S. Department of Housing and Urban Development, CFDA 14.871, Section 8 Housing Choice Vouchers; Criteria: The Financial Assessment Sub-system, FASS-PH and (24 CFR section 5.801) require PHAs to submit timely GAAP-based unaudited and audited financial information electronically to HUD. The FASS-PH system is one of HUD's main monitoring and oversight systems for the Housing Choice Voucher Program (“HCVP”). Condition: PHA Management has not filed the audited data for the years 2009 through 2020. This condition continues from previous years. Reference prior year finding 2020-001. Cause: PHA management uses an outside accounting service to submit the required information to the Financial Assessment Sub-system. Since 2009 only unaudited data has been submitted by the outside accounting service. The outside service has not reconciled and reported the audited data. Effect: Since the required audited information has not been submitted to the FASS-PH System, as the PHA’s Independent Public Accountant, (“IPA”) we have not been able to verify that the actual audit information was correctly entered into the system. We are not able to certify and agree to the PHA’s submission. Questioned Costs: None Recommendation: Management must comply with the requirements to submit timely GAAP-based unaudited and audited financial information to the FASS-PH system. Management’s Views and Corrective Action Plan Management’s views and corrective action plan are included at the end of this report.

Categories

HUD Housing Programs Subrecipient Monitoring Material Weakness Reporting

Other Findings in this Audit

  • 485142 2021-001
    Material Weakness Repeat
  • 485143 2021-002
    Material Weakness Repeat
  • 1061585 2021-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $9.54M
97.044 Assistance to Firefighters Grant $143,000
16.738 Edward Byrne Memorial Justice Assistance Grant Program $6,238