Finding 1055840 (2022-006)

Material Weakness
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2024-07-25
Audit: 315892
Organization: Gloversville Housing Authority (RI)
Auditor: Marcum LLP

AI Summary

  • Core Issue: There were significant errors in verifying tenant income and expenses, leading to potential miscalculations in rent payments.
  • Impacted Requirements: The Authority failed to meet HUD's documentation and verification standards for tenant income and rent calculations.
  • Recommended Follow-Up: Implement a recertification checklist to ensure all necessary documentation is collected and verified for each tenant.

Finding Text

2022-006 – ELIGIBILITY Material Weakness/Material Noncompliance U.S. Department of Housing and Urban Development ALN #: 14.850 – Public and Indian Housing CRITERIA For both family income examinations and reexamination, obtain and document in the family file third-party verification of (1) reported family annual income (2) the value of assets (3) expenses related to deductions from annual income; and (4) other factors that affect the determination of adjusted income or income-based rent (24 CFR Section 960.259). Determine income eligibility and calculate the tenant’s rent payment using the documentation from third-party verification in accordance with 24 CFR Part 5 subpart F (24 CFR section 5.601 et seq.) (24CFR sections 960.253, 960.255, 960.259). CONDITION As a result of our audit, we identified the following exceptions in our testing:  Twenty-one (21) instances of income, asset or medical expense miscalculation or insufficient verification  Five (5) instances of untimely reexaminations CAUSE The Authority’s system of internal controls over the participant recertification process was not sufficient to meet the requirements established by HUD. EFFECT Redetermination of tenant’s rent was not performed in accordance with HUD regulations. As a result, tenants may have paid more or less in rent than they should have paid. QUESTIONED COSTS None identified. CONTEXT We selected a sample of 25 from a population of 268. This was not a statistically valid sample. REPEAT FINDING Not a repeat finding. RECOMMENDATION We recommend that the Authority develop and implement a recertification checklist to accompany the tenant file to ensure all required documentation is obtained. AUDITEE’S RESPONSE AND PLANNED CORRECTIVE ACTION See Corrective Action Plan.

Categories

Eligibility HUD Housing Programs Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 479385 2022-003
    Material Weakness Repeat
  • 479386 2022-003
    Material Weakness Repeat
  • 479387 2022-003
    Material Weakness Repeat
  • 479388 2022-003
    Material Weakness Repeat
  • 479389 2022-004
    Material Weakness Repeat
  • 479390 2022-004
    Material Weakness Repeat
  • 479391 2022-004
    Material Weakness Repeat
  • 479392 2022-004
    Material Weakness Repeat
  • 479393 2022-004
    Material Weakness Repeat
  • 479394 2022-005
    Material Weakness
  • 479395 2022-005
    Material Weakness
  • 479396 2022-005
    Material Weakness
  • 479397 2022-005
    Material Weakness
  • 479398 2022-006
    Material Weakness
  • 479399 2022-007
    Material Weakness
  • 1055827 2022-003
    Material Weakness Repeat
  • 1055828 2022-003
    Material Weakness Repeat
  • 1055829 2022-003
    Material Weakness Repeat
  • 1055830 2022-003
    Material Weakness Repeat
  • 1055831 2022-004
    Material Weakness Repeat
  • 1055832 2022-004
    Material Weakness Repeat
  • 1055833 2022-004
    Material Weakness Repeat
  • 1055834 2022-004
    Material Weakness Repeat
  • 1055835 2022-004
    Material Weakness Repeat
  • 1055836 2022-005
    Material Weakness
  • 1055837 2022-005
    Material Weakness
  • 1055838 2022-005
    Material Weakness
  • 1055839 2022-005
    Material Weakness
  • 1055841 2022-007
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.850 Public and Indian Housing $893,943
14.872 Public Housing Capital Fund $297,117
14.896 Family Self-Sufficiency Program $104,631
14.871 Section 8 Housing Choice Vouchers $22,940
14.879 Mainstream Vouchers $3,226