Finding 10259 (2023-010)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-01-26
Audit: 13897
Organization: Heritage University (WA)
Auditor: Moss Adams LLP

AI Summary

  • Core Issue: The University failed to provide required monthly reconciliations for Perkins funds as mandated by federal regulations.
  • Impacted Requirements: Compliance with 34 CFR 674.19(d) regarding maintenance and reconciliation of Perkins program and fiscal records.
  • Recommended Follow-Up: The University should reconcile its records with the latest FISAP to confirm proper liquidation of the Perkins loan portfolio.

Finding Text

2023-010 – Special Tests and Provisions – Federal Perkins Loan Liquidation – Significant Deficiency in Internal Controls over Compliance Department of Education Student Financial Assistance Cluster Federal Assistance Listing Number: 84.038 Federal Program Name: Federal Perkins Loan Program Award Year: 2022-23 Criteria – In accordance with 34 CFR 674.19(d) the institutional must maintain program and fiscal records of all Perkins funds since the most recent Fiscal Operations Report (FISAP) was submitted and reconcile this information at least monthly. Condition/context – The University could not provide the required reconciliations as required by 34 CFR section 674.19(d). Our sample was not, and was not intended to be, statistically valid. Questioned costs – None. Cause/effect – This occurred because of a lack of understanding of the compliance requirements for Perkins program and fiscal records. The University is unable to provide support that the program and fiscal records of all the Perkins funds reconciles to the most recent FISAP. Repeat finding – No Recommendation – We recommend the University reconcile the information to the most recent filed FISAP to ensure the entire portfolio of Perkins loans was properly liquidated. Views of responsible officials and planned corrective actions – To ensure the Perkins loan portfolio was correctly liquidated, the University will reconcile the data with the most current FISAP filed.

Corrective Action Plan

2023-010 – Special Tests and Provisions – Federal Perkins Loan Liquidation – Significant Deficiency in Internal Controls over Compliance Recommendation: The auditors recommend the University reconcile the information to the most recent filed FISAP to ensure the entire portfolio of Perkins loans was properly liquidated. Planned corrective actions: To ensure the Perkins loan portfolio was correctly liquidated, the University will reconcile the data with the most current FISAP filed. Name of Responsible Party: 1. Financial Aid Director 2. Alysia Stevens, Controller 3. VP of Administration/CFO 4. Dr. Andrew Sund, President Anticipated completion date: 6/30/2024

Categories

Student Financial Aid Special Tests & Provisions Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties Significant Deficiency

Other Findings in this Audit

  • 10234 2023-002
    Material Weakness Repeat
  • 10235 2023-002
    Material Weakness Repeat
  • 10236 2023-002
    Material Weakness Repeat
  • 10237 2023-003
    Significant Deficiency Repeat
  • 10238 2023-003
    Significant Deficiency Repeat
  • 10239 2023-004
    Material Weakness Repeat
  • 10240 2023-004
    Material Weakness Repeat
  • 10241 2023-004
    Material Weakness Repeat
  • 10242 2023-005
    Significant Deficiency Repeat
  • 10243 2023-005
    Significant Deficiency Repeat
  • 10244 2023-005
    Significant Deficiency Repeat
  • 10245 2023-006
    Material Weakness Repeat
  • 10246 2023-006
    Material Weakness Repeat
  • 10247 2023-006
    Material Weakness Repeat
  • 10248 2023-007
    Significant Deficiency Repeat
  • 10249 2023-007
    Significant Deficiency Repeat
  • 10250 2023-008
    Material Weakness
  • 10251 2023-008
    Material Weakness
  • 10252 2023-008
    Material Weakness
  • 10253 2023-009
    Significant Deficiency
  • 10254 2023-009
    Significant Deficiency
  • 10255 2023-009
    Significant Deficiency
  • 10256 2023-009
    Significant Deficiency
  • 10257 2023-005
    Significant Deficiency Repeat
  • 10258 2023-005
    Significant Deficiency Repeat
  • 586676 2023-002
    Material Weakness Repeat
  • 586677 2023-002
    Material Weakness Repeat
  • 586678 2023-002
    Material Weakness Repeat
  • 586679 2023-003
    Significant Deficiency Repeat
  • 586680 2023-003
    Significant Deficiency Repeat
  • 586681 2023-004
    Material Weakness Repeat
  • 586682 2023-004
    Material Weakness Repeat
  • 586683 2023-004
    Material Weakness Repeat
  • 586684 2023-005
    Significant Deficiency Repeat
  • 586685 2023-005
    Significant Deficiency Repeat
  • 586686 2023-005
    Significant Deficiency Repeat
  • 586687 2023-006
    Material Weakness Repeat
  • 586688 2023-006
    Material Weakness Repeat
  • 586689 2023-006
    Material Weakness Repeat
  • 586690 2023-007
    Significant Deficiency Repeat
  • 586691 2023-007
    Significant Deficiency Repeat
  • 586692 2023-008
    Material Weakness
  • 586693 2023-008
    Material Weakness
  • 586694 2023-008
    Material Weakness
  • 586695 2023-009
    Significant Deficiency
  • 586696 2023-009
    Significant Deficiency
  • 586697 2023-009
    Significant Deficiency
  • 586698 2023-009
    Significant Deficiency
  • 586699 2023-005
    Significant Deficiency Repeat
  • 586700 2023-005
    Significant Deficiency Repeat
  • 586701 2023-010
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $2.77M
84.063 Federal Pell Grant Program $2.61M
84.031 Higher Education_institutional Aid $720,353
84.149 Migrant Education_college Assistance Migrant Program $471,416
84.141 Migrant Education_high School Equivalency Program $464,776
84.042 Trio_student Support Services $298,722
47.074 Biological Sciences $159,648
84.217 Trio_mcnair Post-Baccalaureate Achievement $133,446
84.033 Federal Work-Study Program $111,988
84.007 Federal Supplemental Educational Opportunity Grants $106,506
84.215 Fund for the Improvement of Education $64,806
84.425 Education Stabilization Fund $44,646
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $43,378
84.184 Safe and Drug-Free Schools and Communities_national Programs $41,814
10.558 Child and Adult Care Food Program $37,872
93.011 National Organizations of State and Local Officials $27,151
43.001 Science $20,010
10.310 Agriculture and Food Research Initiative (afri) $18,577
47.076 Education and Human Resources $15,699
93.732 Mental and Behavioral Health Education and Training Grants $8,757
45.164 Promotion of the Humanities_public Programs $8,468
45.024 Promotion of the Arts_grants to Organizations and Individuals $5,000
45.129 Promotion of the Humanities_federal/state Partnership $2,297
84.038 Federal Perkins Loan Rogram $0