Finding 10061 (2023-001)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2023
Accepted
2024-01-25

AI Summary

  • Core Issue: The District failed to comply with federal and state procurement regulations when purchasing goods, specifically by not issuing formal procurement processes.
  • Impacted Requirements: Non-compliance with procurement standards outlined in 2 CFR §§200.318-326 and failure to verify vendor eligibility against suspension or debarment lists.
  • Recommended Follow-Up: Provide training for procurement staff on compliance requirements and ensure that all purchases above the threshold follow proper procurement procedures.

Finding Text

Findings and Questioned Costs Related to Federal Awards Finding Number: 2023‐001 Repeat Finding: No Program Name/Assistance Listing Title: Education Stabilization Fund Assistance Listing Number: 84.425U Federal Agency: U.S. Department of Education Federal Award Number: 21528001075902 Pass‐Through Agency: Texas Education Agency Questioned Costs: N/A Type of Finding: Noncompliance, Significant Deficiency Compliance Requirement: Procurement and Suspension and Debarment Criteria Non‐federal entities other than states, including those operating federal programs as subrecipients of states, must follow the procurement standards set out at 2 CFR §§200.318 through 200.326. They must use their own documented procurement procedures, which reflect applicable State and local laws and regulations, provided that the procurements conform to applicable federal statutes and the procurement requirements identified in 2 CFR part 200. Additionally, non‐federal entities are prohibited from contracting with or making subawards under covered transactions to parties that are suspended or debarred. When a non‐federal entity enters into a covered transaction with an entity at a lower tier, the non‐federal entity must verify that the entity, as defined in 2 CFR §180.995 and agency adopting regulations, is not suspended or debarred or otherwise excluded from participating in the transaction. This verification may be accomplished by (1) checking the System of Award Management (SAM) maintained by the General Services Administration (GSA) or (2) collecting a certification from the entity, or adding a clause or condition to the covered transaction with that entity (2 CFR §180.300). Condition The District did not follow Federal, State, and Board policies and regulations governing procurement. Cause The District official responsible for making the purchase was not aware of the procurement compliance requirements. Additionally, those responsible for approving the purchase did not verify compliance. Effect The District was not in compliance with Federal, State, and Board policies and regulations governing procurement. Context The District procured computers, software licenses, and charging carts in the amount of $356,747 using quotations rather than issuing a formal procurement. Furthermore, the District did not check whether the vendor was suspended or debarred. Recommendation District employees who are delegated the authority to procure goods and services should receive training on Federal, State, and Board procurement policies and procedures. Additionally, approvers of requisitions should ensure purchases exceeding the formal procurement threshold are appropriately procured in accordance with Federal, State and Board policies and regulations. Views of Responsible Officials See Corrective Action Plan.

Corrective Action Plan

Findings and Questioned Costs Related to Federal Awards Finding Number: 2023‐001 Program Name/Assistance Listing Title: Education Stabilization Fund Assistance Listing Number: 84.425U Contact Person: Diana Fitzpatrick, Director of Finance Anticipated Completion Date: April 30, 2024 Planned Corrective Action: When notified by the audit firm of the error in procurement procedures, district employees were notified of the correct procedures. This information has been and will continue to be made known to district employees who are delegated authority to procure goods and services during monthly leadership meetings. During this spring’s annual budget workshop with district staff, a brief training session will be held on Federal, State, and Board procurement policies and procedures. Also, a record of vetting vendors has been implemented this current fiscal year via the Sam.gov website.

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring

Other Findings in this Audit

  • 586503 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.553 School Breakfast Program $198,941
10.555 National School Lunch Program $94,455
84.938 Disaster Recovery Assistance for Education $94,277
84.010 Title I Grants to Local Educational Agencies $90,216
10.558 Child and Adult Care Food Program $33,945
84.424 Student Support and Academic Enrichment Program $33,865
84.173 Special Education_preschool Grants $17,033
84.027 Special Education_grants to States $16,382
93.778 Medical Assistance Program $13,826
84.425 Covid 19 Education Stabilization Fund $12,090
84.173 Covid 19 Special Education_preschool Grants $8,417
84.365 English Language Acquisition State Grants $2,099
84.367 Supporting Effective Instruction State Grant $87