Audit 5613

FY End
2023-05-31
Total Expended
$83.00M
Findings
76
Programs
31
Organization: Saint Joseph's University (PA)
Year: 2023 Accepted: 2023-12-06

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
3591 2023-003 Significant Deficiency - F
3592 2023-003 Significant Deficiency - F
3593 2023-003 Significant Deficiency - F
3594 2023-003 Significant Deficiency - F
3595 2023-003 Significant Deficiency - F
3596 2023-003 Significant Deficiency - F
3597 2023-003 Significant Deficiency - F
3598 2023-003 Significant Deficiency - F
3599 2023-003 Significant Deficiency - F
3600 2023-003 Significant Deficiency - F
3601 2023-003 Significant Deficiency - F
3602 2023-003 Significant Deficiency - F
3603 2023-003 Significant Deficiency - F
3604 2023-003 Significant Deficiency - F
3605 2023-003 Significant Deficiency - F
3606 2023-003 Significant Deficiency - F
3607 2023-003 Significant Deficiency - F
3608 2023-003 Significant Deficiency - F
3609 2023-003 Significant Deficiency - F
3610 2023-003 Significant Deficiency - F
3611 2023-003 Significant Deficiency - F
3612 2023-003 Significant Deficiency - F
3613 2023-003 Significant Deficiency - F
3614 2023-003 Significant Deficiency - F
3615 2023-003 Significant Deficiency - F
3616 2023-003 Significant Deficiency - F
3617 2023-003 Significant Deficiency - F
3618 2023-003 Significant Deficiency - F
3619 2023-003 Significant Deficiency - F
3620 2023-003 Significant Deficiency - F
3621 2023-003 Significant Deficiency - F
3622 2023-001 Significant Deficiency - N
3623 2023-001 Significant Deficiency - N
3624 2023-001 Significant Deficiency - N
3625 2023-001 Significant Deficiency - N
3626 2023-001 Significant Deficiency - N
3627 2023-001 Significant Deficiency - N
3628 2023-002 Significant Deficiency - N
580033 2023-003 Significant Deficiency - F
580034 2023-003 Significant Deficiency - F
580035 2023-003 Significant Deficiency - F
580036 2023-003 Significant Deficiency - F
580037 2023-003 Significant Deficiency - F
580038 2023-003 Significant Deficiency - F
580039 2023-003 Significant Deficiency - F
580040 2023-003 Significant Deficiency - F
580041 2023-003 Significant Deficiency - F
580042 2023-003 Significant Deficiency - F
580043 2023-003 Significant Deficiency - F
580044 2023-003 Significant Deficiency - F
580045 2023-003 Significant Deficiency - F
580046 2023-003 Significant Deficiency - F
580047 2023-003 Significant Deficiency - F
580048 2023-003 Significant Deficiency - F
580049 2023-003 Significant Deficiency - F
580050 2023-003 Significant Deficiency - F
580051 2023-003 Significant Deficiency - F
580052 2023-003 Significant Deficiency - F
580053 2023-003 Significant Deficiency - F
580054 2023-003 Significant Deficiency - F
580055 2023-003 Significant Deficiency - F
580056 2023-003 Significant Deficiency - F
580057 2023-003 Significant Deficiency - F
580058 2023-003 Significant Deficiency - F
580059 2023-003 Significant Deficiency - F
580060 2023-003 Significant Deficiency - F
580061 2023-003 Significant Deficiency - F
580062 2023-003 Significant Deficiency - F
580063 2023-003 Significant Deficiency - F
580064 2023-001 Significant Deficiency - N
580065 2023-001 Significant Deficiency - N
580066 2023-001 Significant Deficiency - N
580067 2023-001 Significant Deficiency - N
580068 2023-001 Significant Deficiency - N
580069 2023-001 Significant Deficiency - N
580070 2023-002 Significant Deficiency - N

Programs

ALN Program Spent Major Findings
84.268 Federal Direct Student Loans $66.96M Yes 2
93.342 Health Professions Student Loans, Including Primary Care Loans/loans for Disadvantaged Students $4.71M Yes 1
84.063 Federal Pell Grant Program $4.64M Yes 1
84.038 Federal Perkins Loan Program $1.68M Yes 1
84.007 Federal Supplemental Educational Opportunity Grants $765,845 Yes 1
93.136 Injury Prevention and Control Research and State and Community Based Programs $685,375 - 0
84.033 Federal Work-Study Program $578,408 Yes 1
84.407A Transition Programs for Students with Intellectual Disabilities Into Higher Education $275,921 - 0
98.001 Usaid Foreign Assistance for Programs Overseas $168,039 Yes 1
12.000 Evidence Disclosure Strategies in Interviews $143,895 Yes 1
93.855 Allergy, Immunology and Transplantation Research $143,157 Yes 1
93.394 Cancer Detection and Diagnosis Research $109,746 Yes 1
11.609 Measurement and Engineering Research and Standards $89,198 Yes 1
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $84,150 Yes 1
16.525 Grants to Reduce Domestic Violence, Dating Violence, Sexual Assault, and Stalking on Campus $80,405 - 0
59.077 Community Navigator Pilot Program $72,376 - 0
10.962 Cochran Fellowship Program-International Training-Foreign Participant $54,189 - 0
93.859 Biomedical Research and Research Training $47,316 Yes 1
20.200 Highway Research and Development Program $38,328 Yes 1
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders $37,918 Yes 1
93.867 Vision Research $33,199 Yes 1
47.074 Biological Sciences $27,380 Yes 1
97.061 Centers for Homeland Security $23,695 Yes 1
59.044 Veterans Outreach Program $17,362 - 0
93.350 National Center for Advancing Translational Sciences $16,366 Yes 1
93.393 Cancer Cause and Prevention Research $8,432 Yes 1
93.866 Aging Research $7,551 Yes 1
47.049 Mathematical and Physical Sciences $3,594 Yes 1
84.425C Education Stabilization Fund $1,000 - 0
47.076 Education and Human Resources $813 Yes 1
93.837 Cardiovascular Diseases Research $444 Yes 1

Contacts

Name Title Type
YGSGAA2XKP71 John Dyer Auditee
6106601123 Elizabeth Ireland Auditor
No contacts on file

Notes to SEFA

Title: NOTE B - FEDERAL STUDENT LOAN PROGRAMS Accounting Policies: The purpose of the Schedule of Expenditures of Federal Awards (the “Schedule”) is to present details of the activities of Saint Joseph’s University and its subsidiary (the “University”) which have been financed by the U.S. government for the year ended May 31, 2023. Because the Schedule presents only a selected portion of the operations of the University, it is not intended to and does not present the consolidated financial position, changes in net assets, or cash flows of the University. For the purposes of the Schedule, federal awards include all grants, contracts and similar agreements entered into directly between the University and the agencies or departments of the federal government and all sub-awards to the University by nonfederal organizations pursuant to federal grants, contracts and similar agreements. Federally guaranteed loans issued to students of the University directly by the University are also included in the Schedule. The Schedule is prepared on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Pass-through entity identifying numbers are presented where available. The University has elected not to use the 10 percent de minimis indirect cost rate allowed under the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: University Election The federal student loan programs listed subsequently are administered directly by the University, and balances and transactions relating to this program are included in the University’s consolidated financial statements. Loans made during the year are included in the federal expenditures presented in theSchedule. The outstanding balance and disbursements as of and for the year ended May 31, 2023 are as follows:
Title: NOTE C - TRAINING PENNSYLVANIA’S FIRST RESPONDERS IN ADDICTION AND RECOVERY GRANT Accounting Policies: The purpose of the Schedule of Expenditures of Federal Awards (the “Schedule”) is to present details of the activities of Saint Joseph’s University and its subsidiary (the “University”) which have been financed by the U.S. government for the year ended May 31, 2023. Because the Schedule presents only a selected portion of the operations of the University, it is not intended to and does not present the consolidated financial position, changes in net assets, or cash flows of the University. For the purposes of the Schedule, federal awards include all grants, contracts and similar agreements entered into directly between the University and the agencies or departments of the federal government and all sub-awards to the University by nonfederal organizations pursuant to federal grants, contracts and similar agreements. Federally guaranteed loans issued to students of the University directly by the University are also included in the Schedule. The Schedule is prepared on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Pass-through entity identifying numbers are presented where available. The University has elected not to use the 10 percent de minimis indirect cost rate allowed under the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: University Election The following table details the grant revenue recognized, grant receipts and receivables for the Training Pennsylvania’s First Responders in Addiction and Recovery grant received from the Department of Health and Human Services and passed through the Pennsylvania Department of Health for the year ended May 31, 2023

Finding Details

Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-001: Special Tests and Provisions – Verification Student Financial Assistance Cluster U.S. Department of Education Award Period: June 1, 2022 – May 31, 2023 Criteria: An institution is required to establish written policies and procedures that incorporate theprovisions of 34 CFR 668.51 through 668.61 for verifying applicant information for those applicants selectedfor verification by U.S. Department of Education (“ED”). The institution shall require each applicant whoseapplication is selected by ED to verify the information required for the Verification Tracking Group to whichthe applicant is assigned. However, certain applicants are excluded from the verification process as listedin 34 CFR 668.54(b). The institution shall also require applicants to verify any information used to calculatean applicant’s Estimated Family Contribution (“EFC”) that the institution has reason to believe is inaccurateand provide an accurate code for the individual’s verification status in the Common Origination andDisbursement (COD) system. (34 CFR 668.54(a); FSA Handbook Application and Verification Guide,Chapter 4). Condition: There were no controls in place to prevent erroneously updating verification tracking softwareto a status of selected but not verified. Context: In the 2022-2023 aid year, students selected for V5 verification were not required to submitincome information, however per the Dear Colleague letter from the Deputy Assistant Secretary for Policy,Planning, and Innovation of the Department of Education dated May 18, 2022, noted that all V4 and V5selected students must still provide verification of identity. Cause: The student's verification status was erroneously updated within the institution’s verification trackingsoftware to “Selected but not verified” and the record was marked complete. Effect: Verification of 1 selected student was noted completed. However, verification of identity had notbeen performed. Questioned costs: None Repeat finding: No.Recommendation: We recommend that management adheres consistently to its policies around theverification of student information to ensure compliance with verification requirements. We furtherrecommend that management perform a monitoring review for the list of students selected for verificationat a level of precision that would identify any errors or instances of noncompliance with federal requirementsand that this review be documented. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-001: Special Tests and Provisions – Verification Student Financial Assistance Cluster U.S. Department of Education Award Period: June 1, 2022 – May 31, 2023 Criteria: An institution is required to establish written policies and procedures that incorporate theprovisions of 34 CFR 668.51 through 668.61 for verifying applicant information for those applicants selectedfor verification by U.S. Department of Education (“ED”). The institution shall require each applicant whoseapplication is selected by ED to verify the information required for the Verification Tracking Group to whichthe applicant is assigned. However, certain applicants are excluded from the verification process as listedin 34 CFR 668.54(b). The institution shall also require applicants to verify any information used to calculatean applicant’s Estimated Family Contribution (“EFC”) that the institution has reason to believe is inaccurateand provide an accurate code for the individual’s verification status in the Common Origination andDisbursement (COD) system. (34 CFR 668.54(a); FSA Handbook Application and Verification Guide,Chapter 4). Condition: There were no controls in place to prevent erroneously updating verification tracking softwareto a status of selected but not verified. Context: In the 2022-2023 aid year, students selected for V5 verification were not required to submitincome information, however per the Dear Colleague letter from the Deputy Assistant Secretary for Policy,Planning, and Innovation of the Department of Education dated May 18, 2022, noted that all V4 and V5selected students must still provide verification of identity. Cause: The student's verification status was erroneously updated within the institution’s verification trackingsoftware to “Selected but not verified” and the record was marked complete. Effect: Verification of 1 selected student was noted completed. However, verification of identity had notbeen performed. Questioned costs: None Repeat finding: No.Recommendation: We recommend that management adheres consistently to its policies around theverification of student information to ensure compliance with verification requirements. We furtherrecommend that management perform a monitoring review for the list of students selected for verificationat a level of precision that would identify any errors or instances of noncompliance with federal requirementsand that this review be documented. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-001: Special Tests and Provisions – Verification Student Financial Assistance Cluster U.S. Department of Education Award Period: June 1, 2022 – May 31, 2023 Criteria: An institution is required to establish written policies and procedures that incorporate theprovisions of 34 CFR 668.51 through 668.61 for verifying applicant information for those applicants selectedfor verification by U.S. Department of Education (“ED”). The institution shall require each applicant whoseapplication is selected by ED to verify the information required for the Verification Tracking Group to whichthe applicant is assigned. However, certain applicants are excluded from the verification process as listedin 34 CFR 668.54(b). The institution shall also require applicants to verify any information used to calculatean applicant’s Estimated Family Contribution (“EFC”) that the institution has reason to believe is inaccurateand provide an accurate code for the individual’s verification status in the Common Origination andDisbursement (COD) system. (34 CFR 668.54(a); FSA Handbook Application and Verification Guide,Chapter 4). Condition: There were no controls in place to prevent erroneously updating verification tracking softwareto a status of selected but not verified. Context: In the 2022-2023 aid year, students selected for V5 verification were not required to submitincome information, however per the Dear Colleague letter from the Deputy Assistant Secretary for Policy,Planning, and Innovation of the Department of Education dated May 18, 2022, noted that all V4 and V5selected students must still provide verification of identity. Cause: The student's verification status was erroneously updated within the institution’s verification trackingsoftware to “Selected but not verified” and the record was marked complete. Effect: Verification of 1 selected student was noted completed. However, verification of identity had notbeen performed. Questioned costs: None Repeat finding: No.Recommendation: We recommend that management adheres consistently to its policies around theverification of student information to ensure compliance with verification requirements. We furtherrecommend that management perform a monitoring review for the list of students selected for verificationat a level of precision that would identify any errors or instances of noncompliance with federal requirementsand that this review be documented. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-001: Special Tests and Provisions – Verification Student Financial Assistance Cluster U.S. Department of Education Award Period: June 1, 2022 – May 31, 2023 Criteria: An institution is required to establish written policies and procedures that incorporate theprovisions of 34 CFR 668.51 through 668.61 for verifying applicant information for those applicants selectedfor verification by U.S. Department of Education (“ED”). The institution shall require each applicant whoseapplication is selected by ED to verify the information required for the Verification Tracking Group to whichthe applicant is assigned. However, certain applicants are excluded from the verification process as listedin 34 CFR 668.54(b). The institution shall also require applicants to verify any information used to calculatean applicant’s Estimated Family Contribution (“EFC”) that the institution has reason to believe is inaccurateand provide an accurate code for the individual’s verification status in the Common Origination andDisbursement (COD) system. (34 CFR 668.54(a); FSA Handbook Application and Verification Guide,Chapter 4). Condition: There were no controls in place to prevent erroneously updating verification tracking softwareto a status of selected but not verified. Context: In the 2022-2023 aid year, students selected for V5 verification were not required to submitincome information, however per the Dear Colleague letter from the Deputy Assistant Secretary for Policy,Planning, and Innovation of the Department of Education dated May 18, 2022, noted that all V4 and V5selected students must still provide verification of identity. Cause: The student's verification status was erroneously updated within the institution’s verification trackingsoftware to “Selected but not verified” and the record was marked complete. Effect: Verification of 1 selected student was noted completed. However, verification of identity had notbeen performed. Questioned costs: None Repeat finding: No.Recommendation: We recommend that management adheres consistently to its policies around theverification of student information to ensure compliance with verification requirements. We furtherrecommend that management perform a monitoring review for the list of students selected for verificationat a level of precision that would identify any errors or instances of noncompliance with federal requirementsand that this review be documented. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-001: Special Tests and Provisions – Verification Student Financial Assistance Cluster U.S. Department of Education Award Period: June 1, 2022 – May 31, 2023 Criteria: An institution is required to establish written policies and procedures that incorporate theprovisions of 34 CFR 668.51 through 668.61 for verifying applicant information for those applicants selectedfor verification by U.S. Department of Education (“ED”). The institution shall require each applicant whoseapplication is selected by ED to verify the information required for the Verification Tracking Group to whichthe applicant is assigned. However, certain applicants are excluded from the verification process as listedin 34 CFR 668.54(b). The institution shall also require applicants to verify any information used to calculatean applicant’s Estimated Family Contribution (“EFC”) that the institution has reason to believe is inaccurateand provide an accurate code for the individual’s verification status in the Common Origination andDisbursement (COD) system. (34 CFR 668.54(a); FSA Handbook Application and Verification Guide,Chapter 4). Condition: There were no controls in place to prevent erroneously updating verification tracking softwareto a status of selected but not verified. Context: In the 2022-2023 aid year, students selected for V5 verification were not required to submitincome information, however per the Dear Colleague letter from the Deputy Assistant Secretary for Policy,Planning, and Innovation of the Department of Education dated May 18, 2022, noted that all V4 and V5selected students must still provide verification of identity. Cause: The student's verification status was erroneously updated within the institution’s verification trackingsoftware to “Selected but not verified” and the record was marked complete. Effect: Verification of 1 selected student was noted completed. However, verification of identity had notbeen performed. Questioned costs: None Repeat finding: No.Recommendation: We recommend that management adheres consistently to its policies around theverification of student information to ensure compliance with verification requirements. We furtherrecommend that management perform a monitoring review for the list of students selected for verificationat a level of precision that would identify any errors or instances of noncompliance with federal requirementsand that this review be documented. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-001: Special Tests and Provisions – Verification Student Financial Assistance Cluster U.S. Department of Education Award Period: June 1, 2022 – May 31, 2023 Criteria: An institution is required to establish written policies and procedures that incorporate theprovisions of 34 CFR 668.51 through 668.61 for verifying applicant information for those applicants selectedfor verification by U.S. Department of Education (“ED”). The institution shall require each applicant whoseapplication is selected by ED to verify the information required for the Verification Tracking Group to whichthe applicant is assigned. However, certain applicants are excluded from the verification process as listedin 34 CFR 668.54(b). The institution shall also require applicants to verify any information used to calculatean applicant’s Estimated Family Contribution (“EFC”) that the institution has reason to believe is inaccurateand provide an accurate code for the individual’s verification status in the Common Origination andDisbursement (COD) system. (34 CFR 668.54(a); FSA Handbook Application and Verification Guide,Chapter 4). Condition: There were no controls in place to prevent erroneously updating verification tracking softwareto a status of selected but not verified. Context: In the 2022-2023 aid year, students selected for V5 verification were not required to submitincome information, however per the Dear Colleague letter from the Deputy Assistant Secretary for Policy,Planning, and Innovation of the Department of Education dated May 18, 2022, noted that all V4 and V5selected students must still provide verification of identity. Cause: The student's verification status was erroneously updated within the institution’s verification trackingsoftware to “Selected but not verified” and the record was marked complete. Effect: Verification of 1 selected student was noted completed. However, verification of identity had notbeen performed. Questioned costs: None Repeat finding: No.Recommendation: We recommend that management adheres consistently to its policies around theverification of student information to ensure compliance with verification requirements. We furtherrecommend that management perform a monitoring review for the list of students selected for verificationat a level of precision that would identify any errors or instances of noncompliance with federal requirementsand that this review be documented. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-002: Special Tests and Provisions – Disbursements to or on behalf ofAL Number: 84.268 U.S. Department of Education Federal Direct Student Loans Award Period: June 1, 2022 – May 31, 2023 Criteria: In accordance with 34 CFR 668.165(a), before an institution disburses Title IV of the HigherEducation Act (“Title IV, HEA”) program funds for any award year, the institution must notify a student ofthe amount of funds that the student or his or her parent can expect to receive under each Title IV, HEAprogram, and how and when those funds will be disbursed. If those funds include Direct Loan programfunds, the notice must indicate which funds are from subsidized loans, which are from unsubsidized loans,and which are Parent Loan for Undergraduate Students (“PLUS”). Condition: Students enrolled at the University did not receive EFT notices during the summer or fallsemesters. Context: The University completed a merger with University of the Sciences June 1, 2022. The studentsnot receiving required notifications were legacy University of the Sciences students. Cause: EFT notices are automatically generated by the institution's financial aid software upon packagingof financial aid, according to specific fund codes. Legacy University of the Sciences Students were includedin the University of the Sciences OPEID Code and not flagged to the fund codes generating EFT noticeemails. When the financial aid packages were prepared for disbursement, no EFT notices were providedto that population of students. Effect: 11 of 40 selected students selected did not receive notification of EFT's related to Title IV, HEAprogram awards for the Summer 2022 and Fall 2022 semesters. For the total population, there were 2,179instances of non-compliance which affected 1,259 students and accounted for $19,378,713 in Title IV, HEAprogram award disbursements. Questioned costs: None. Repeat finding: No. Recommendation: We recommend that management consider applicable regulation guidelines andensure that background functions are appropriately functioning for all applicable fund codes, particularlyaround mergers with other institutions. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-003: Equipment and Real Property Management – Finding Research and Development Cluster Various Assistance Listing Numbers Award Period: June 1, 2022 – May 31, 2023 Criteria: 2 CFR section 200.313(d)(2) requires that a physical inventory of the property must be taken andthe results reconciled with the property records at least once every two years. Condition: The University did not take an inventory for the year ended May 31, 2022 or May 31, 2023. Context: Grants staff was unable to timely complete a physical inventory count of federally funded propertydue to other conflicting responsibilities. Cause: The University closed in March 2020 at the onset of the COVID-19 pandemic through August 2021.During that time, access to campus buildings was restricted which prevented completion of a physicalinventory. the Office of Research & Development was short staffed and was focusing on dealing with dayto-day operations, which continued to limit the ability to conduct a physical inventory. At the start of theFY22 year, the staff was focused on the post-merger integration and pre-Workday implementationconversions, which further delayed the ability/capacity to conduct a physical inventory. Effect: The campus closing caused delays in many processes and the required inventory was not taken. Questioned costs: None. Recurring finding: No. Recommendations: We recommend that management resume the inventory counting every two years. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-001: Special Tests and Provisions – Verification Student Financial Assistance Cluster U.S. Department of Education Award Period: June 1, 2022 – May 31, 2023 Criteria: An institution is required to establish written policies and procedures that incorporate theprovisions of 34 CFR 668.51 through 668.61 for verifying applicant information for those applicants selectedfor verification by U.S. Department of Education (“ED”). The institution shall require each applicant whoseapplication is selected by ED to verify the information required for the Verification Tracking Group to whichthe applicant is assigned. However, certain applicants are excluded from the verification process as listedin 34 CFR 668.54(b). The institution shall also require applicants to verify any information used to calculatean applicant’s Estimated Family Contribution (“EFC”) that the institution has reason to believe is inaccurateand provide an accurate code for the individual’s verification status in the Common Origination andDisbursement (COD) system. (34 CFR 668.54(a); FSA Handbook Application and Verification Guide,Chapter 4). Condition: There were no controls in place to prevent erroneously updating verification tracking softwareto a status of selected but not verified. Context: In the 2022-2023 aid year, students selected for V5 verification were not required to submitincome information, however per the Dear Colleague letter from the Deputy Assistant Secretary for Policy,Planning, and Innovation of the Department of Education dated May 18, 2022, noted that all V4 and V5selected students must still provide verification of identity. Cause: The student's verification status was erroneously updated within the institution’s verification trackingsoftware to “Selected but not verified” and the record was marked complete. Effect: Verification of 1 selected student was noted completed. However, verification of identity had notbeen performed. Questioned costs: None Repeat finding: No.Recommendation: We recommend that management adheres consistently to its policies around theverification of student information to ensure compliance with verification requirements. We furtherrecommend that management perform a monitoring review for the list of students selected for verificationat a level of precision that would identify any errors or instances of noncompliance with federal requirementsand that this review be documented. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-001: Special Tests and Provisions – Verification Student Financial Assistance Cluster U.S. Department of Education Award Period: June 1, 2022 – May 31, 2023 Criteria: An institution is required to establish written policies and procedures that incorporate theprovisions of 34 CFR 668.51 through 668.61 for verifying applicant information for those applicants selectedfor verification by U.S. Department of Education (“ED”). The institution shall require each applicant whoseapplication is selected by ED to verify the information required for the Verification Tracking Group to whichthe applicant is assigned. However, certain applicants are excluded from the verification process as listedin 34 CFR 668.54(b). The institution shall also require applicants to verify any information used to calculatean applicant’s Estimated Family Contribution (“EFC”) that the institution has reason to believe is inaccurateand provide an accurate code for the individual’s verification status in the Common Origination andDisbursement (COD) system. (34 CFR 668.54(a); FSA Handbook Application and Verification Guide,Chapter 4). Condition: There were no controls in place to prevent erroneously updating verification tracking softwareto a status of selected but not verified. Context: In the 2022-2023 aid year, students selected for V5 verification were not required to submitincome information, however per the Dear Colleague letter from the Deputy Assistant Secretary for Policy,Planning, and Innovation of the Department of Education dated May 18, 2022, noted that all V4 and V5selected students must still provide verification of identity. Cause: The student's verification status was erroneously updated within the institution’s verification trackingsoftware to “Selected but not verified” and the record was marked complete. Effect: Verification of 1 selected student was noted completed. However, verification of identity had notbeen performed. Questioned costs: None Repeat finding: No.Recommendation: We recommend that management adheres consistently to its policies around theverification of student information to ensure compliance with verification requirements. We furtherrecommend that management perform a monitoring review for the list of students selected for verificationat a level of precision that would identify any errors or instances of noncompliance with federal requirementsand that this review be documented. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-001: Special Tests and Provisions – Verification Student Financial Assistance Cluster U.S. Department of Education Award Period: June 1, 2022 – May 31, 2023 Criteria: An institution is required to establish written policies and procedures that incorporate theprovisions of 34 CFR 668.51 through 668.61 for verifying applicant information for those applicants selectedfor verification by U.S. Department of Education (“ED”). The institution shall require each applicant whoseapplication is selected by ED to verify the information required for the Verification Tracking Group to whichthe applicant is assigned. However, certain applicants are excluded from the verification process as listedin 34 CFR 668.54(b). The institution shall also require applicants to verify any information used to calculatean applicant’s Estimated Family Contribution (“EFC”) that the institution has reason to believe is inaccurateand provide an accurate code for the individual’s verification status in the Common Origination andDisbursement (COD) system. (34 CFR 668.54(a); FSA Handbook Application and Verification Guide,Chapter 4). Condition: There were no controls in place to prevent erroneously updating verification tracking softwareto a status of selected but not verified. Context: In the 2022-2023 aid year, students selected for V5 verification were not required to submitincome information, however per the Dear Colleague letter from the Deputy Assistant Secretary for Policy,Planning, and Innovation of the Department of Education dated May 18, 2022, noted that all V4 and V5selected students must still provide verification of identity. Cause: The student's verification status was erroneously updated within the institution’s verification trackingsoftware to “Selected but not verified” and the record was marked complete. Effect: Verification of 1 selected student was noted completed. However, verification of identity had notbeen performed. Questioned costs: None Repeat finding: No.Recommendation: We recommend that management adheres consistently to its policies around theverification of student information to ensure compliance with verification requirements. We furtherrecommend that management perform a monitoring review for the list of students selected for verificationat a level of precision that would identify any errors or instances of noncompliance with federal requirementsand that this review be documented. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-001: Special Tests and Provisions – Verification Student Financial Assistance Cluster U.S. Department of Education Award Period: June 1, 2022 – May 31, 2023 Criteria: An institution is required to establish written policies and procedures that incorporate theprovisions of 34 CFR 668.51 through 668.61 for verifying applicant information for those applicants selectedfor verification by U.S. Department of Education (“ED”). The institution shall require each applicant whoseapplication is selected by ED to verify the information required for the Verification Tracking Group to whichthe applicant is assigned. However, certain applicants are excluded from the verification process as listedin 34 CFR 668.54(b). The institution shall also require applicants to verify any information used to calculatean applicant’s Estimated Family Contribution (“EFC”) that the institution has reason to believe is inaccurateand provide an accurate code for the individual’s verification status in the Common Origination andDisbursement (COD) system. (34 CFR 668.54(a); FSA Handbook Application and Verification Guide,Chapter 4). Condition: There were no controls in place to prevent erroneously updating verification tracking softwareto a status of selected but not verified. Context: In the 2022-2023 aid year, students selected for V5 verification were not required to submitincome information, however per the Dear Colleague letter from the Deputy Assistant Secretary for Policy,Planning, and Innovation of the Department of Education dated May 18, 2022, noted that all V4 and V5selected students must still provide verification of identity. Cause: The student's verification status was erroneously updated within the institution’s verification trackingsoftware to “Selected but not verified” and the record was marked complete. Effect: Verification of 1 selected student was noted completed. However, verification of identity had notbeen performed. Questioned costs: None Repeat finding: No.Recommendation: We recommend that management adheres consistently to its policies around theverification of student information to ensure compliance with verification requirements. We furtherrecommend that management perform a monitoring review for the list of students selected for verificationat a level of precision that would identify any errors or instances of noncompliance with federal requirementsand that this review be documented. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-001: Special Tests and Provisions – Verification Student Financial Assistance Cluster U.S. Department of Education Award Period: June 1, 2022 – May 31, 2023 Criteria: An institution is required to establish written policies and procedures that incorporate theprovisions of 34 CFR 668.51 through 668.61 for verifying applicant information for those applicants selectedfor verification by U.S. Department of Education (“ED”). The institution shall require each applicant whoseapplication is selected by ED to verify the information required for the Verification Tracking Group to whichthe applicant is assigned. However, certain applicants are excluded from the verification process as listedin 34 CFR 668.54(b). The institution shall also require applicants to verify any information used to calculatean applicant’s Estimated Family Contribution (“EFC”) that the institution has reason to believe is inaccurateand provide an accurate code for the individual’s verification status in the Common Origination andDisbursement (COD) system. (34 CFR 668.54(a); FSA Handbook Application and Verification Guide,Chapter 4). Condition: There were no controls in place to prevent erroneously updating verification tracking softwareto a status of selected but not verified. Context: In the 2022-2023 aid year, students selected for V5 verification were not required to submitincome information, however per the Dear Colleague letter from the Deputy Assistant Secretary for Policy,Planning, and Innovation of the Department of Education dated May 18, 2022, noted that all V4 and V5selected students must still provide verification of identity. Cause: The student's verification status was erroneously updated within the institution’s verification trackingsoftware to “Selected but not verified” and the record was marked complete. Effect: Verification of 1 selected student was noted completed. However, verification of identity had notbeen performed. Questioned costs: None Repeat finding: No.Recommendation: We recommend that management adheres consistently to its policies around theverification of student information to ensure compliance with verification requirements. We furtherrecommend that management perform a monitoring review for the list of students selected for verificationat a level of precision that would identify any errors or instances of noncompliance with federal requirementsand that this review be documented. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-001: Special Tests and Provisions – Verification Student Financial Assistance Cluster U.S. Department of Education Award Period: June 1, 2022 – May 31, 2023 Criteria: An institution is required to establish written policies and procedures that incorporate theprovisions of 34 CFR 668.51 through 668.61 for verifying applicant information for those applicants selectedfor verification by U.S. Department of Education (“ED”). The institution shall require each applicant whoseapplication is selected by ED to verify the information required for the Verification Tracking Group to whichthe applicant is assigned. However, certain applicants are excluded from the verification process as listedin 34 CFR 668.54(b). The institution shall also require applicants to verify any information used to calculatean applicant’s Estimated Family Contribution (“EFC”) that the institution has reason to believe is inaccurateand provide an accurate code for the individual’s verification status in the Common Origination andDisbursement (COD) system. (34 CFR 668.54(a); FSA Handbook Application and Verification Guide,Chapter 4). Condition: There were no controls in place to prevent erroneously updating verification tracking softwareto a status of selected but not verified. Context: In the 2022-2023 aid year, students selected for V5 verification were not required to submitincome information, however per the Dear Colleague letter from the Deputy Assistant Secretary for Policy,Planning, and Innovation of the Department of Education dated May 18, 2022, noted that all V4 and V5selected students must still provide verification of identity. Cause: The student's verification status was erroneously updated within the institution’s verification trackingsoftware to “Selected but not verified” and the record was marked complete. Effect: Verification of 1 selected student was noted completed. However, verification of identity had notbeen performed. Questioned costs: None Repeat finding: No.Recommendation: We recommend that management adheres consistently to its policies around theverification of student information to ensure compliance with verification requirements. We furtherrecommend that management perform a monitoring review for the list of students selected for verificationat a level of precision that would identify any errors or instances of noncompliance with federal requirementsand that this review be documented. Views of Responsible Officials: See management’s corrective action plan on page 51.
Finding 2023-002: Special Tests and Provisions – Disbursements to or on behalf ofAL Number: 84.268 U.S. Department of Education Federal Direct Student Loans Award Period: June 1, 2022 – May 31, 2023 Criteria: In accordance with 34 CFR 668.165(a), before an institution disburses Title IV of the HigherEducation Act (“Title IV, HEA”) program funds for any award year, the institution must notify a student ofthe amount of funds that the student or his or her parent can expect to receive under each Title IV, HEAprogram, and how and when those funds will be disbursed. If those funds include Direct Loan programfunds, the notice must indicate which funds are from subsidized loans, which are from unsubsidized loans,and which are Parent Loan for Undergraduate Students (“PLUS”). Condition: Students enrolled at the University did not receive EFT notices during the summer or fallsemesters. Context: The University completed a merger with University of the Sciences June 1, 2022. The studentsnot receiving required notifications were legacy University of the Sciences students. Cause: EFT notices are automatically generated by the institution's financial aid software upon packagingof financial aid, according to specific fund codes. Legacy University of the Sciences Students were includedin the University of the Sciences OPEID Code and not flagged to the fund codes generating EFT noticeemails. When the financial aid packages were prepared for disbursement, no EFT notices were providedto that population of students. Effect: 11 of 40 selected students selected did not receive notification of EFT's related to Title IV, HEAprogram awards for the Summer 2022 and Fall 2022 semesters. For the total population, there were 2,179instances of non-compliance which affected 1,259 students and accounted for $19,378,713 in Title IV, HEAprogram award disbursements. Questioned costs: None. Repeat finding: No. Recommendation: We recommend that management consider applicable regulation guidelines andensure that background functions are appropriately functioning for all applicable fund codes, particularlyaround mergers with other institutions. Views of Responsible Officials: See management’s corrective action plan on page 51.