Audit 54477

FY End
2022-06-30
Total Expended
$981,181
Findings
6
Programs
10
Year: 2022 Accepted: 2023-02-27

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
62683 2022-001 Material Weakness - F
62684 2022-001 Material Weakness - F
62685 2022-001 Material Weakness - F
639125 2022-001 Material Weakness - F
639126 2022-001 Material Weakness - F
639127 2022-001 Material Weakness - F

Programs

ALN Program Spent Major Findings
84.425 Education Stabilization Fund $362,591 Yes 1
84.027 Special Education_grants to States $75,775 - 0
84.010 Title I Grants to Local Educational Agencies $75,571 - 0
10.553 School Breakfast Program $43,103 - 0
84.358 Rural Education $28,114 - 0
84.367 Improving Teacher Quality State Grants $14,737 - 0
10.560 State Administrative Expenses for Child Nutrition $12,361 - 0
10.555 National School Lunch Program $3,451 - 0
84.424 Student Support and Academic Enrichment Program $2,500 - 0
10.649 Pandemic Ebt Administrative Costs $614 - 0

Contacts

Name Title Type
NE5EG39LMDH9 Charles Anderson Auditee
2074353661 Gisele L. MacDonald Auditor
No contacts on file

Notes to SEFA

Accounting Policies: The Schedule of Expenditures of Federal Awards is presented on the modified accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Therefore, some amounts presented in the schedule may differ from amounts presented in, or used in, the preparation of the basic financial statements. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate.

Finding Details

2022 ? 001 The District did not have adequate internal controls over and did not comply with federal requirements for prevailing wages. Federal Assistance Listing Number and Title: #84.425D Elementary & Secondary School Emergency Relief Fund (ESSER II) #84.425U American Rescue Plan ? Elementary and Secondary School Emergency Relief (ARP ESSER / ESSER III) Federal Grantor Name: U.S. Department of Education Pass-through Entity Name: State of Maine Department of Education Applicable Compliance Component: Prevailing Wages Known Questioned Cost Amount: $43,610 and $145,036 Background The Elementary & Secondary School Emergency Relief Fund (ESSER) provides funds for COVID related burdens faced by schools. Certain expenditures funded by the ESSER program are subjected to prevailing wages requirements. Certain expenditures include contracts above $2,000 that concern construction, alteration, or repair of a ?public building? or ?public work?. Description of Condition The District didn?t have adequate internal controls over federal funds and therefore did not inform the contractor of the prevailing wage requirement. The District didn?t have a formal federal procurement policy in place. During the audited period, the District spent $43,610 to upgrade the exterior of the bus garage building using ESSER II funds. Another $145,036 was spent to renovate the interior of the bus garage building using ESSER III funds. The contractor was not notified of the prevailing wage requirement on these projects since they were funded by these federal awards. Cause of the Condition Management was not aware of the requirement for a federal procurement policy. They were also not aware of the requirement for prevailing wages to be paid on certain expenditures in which the ESSER program funds paid for. Effect of Condition and Questioned Costs By not having proper controls and policies in place, the District did not comply with federal prevailing wage requirement. It?s possible the Contractor did not pay their employees prevailing wages or file certified payroll reports to prove prevailing wages. The District could be liable for paying the additional wages if prevailing wages were not met.
2022 ? 001 The District did not have adequate internal controls over and did not comply with federal requirements for prevailing wages. Federal Assistance Listing Number and Title: #84.425D Elementary & Secondary School Emergency Relief Fund (ESSER II) #84.425U American Rescue Plan ? Elementary and Secondary School Emergency Relief (ARP ESSER / ESSER III) Federal Grantor Name: U.S. Department of Education Pass-through Entity Name: State of Maine Department of Education Applicable Compliance Component: Prevailing Wages Known Questioned Cost Amount: $43,610 and $145,036 Background The Elementary & Secondary School Emergency Relief Fund (ESSER) provides funds for COVID related burdens faced by schools. Certain expenditures funded by the ESSER program are subjected to prevailing wages requirements. Certain expenditures include contracts above $2,000 that concern construction, alteration, or repair of a ?public building? or ?public work?. Description of Condition The District didn?t have adequate internal controls over federal funds and therefore did not inform the contractor of the prevailing wage requirement. The District didn?t have a formal federal procurement policy in place. During the audited period, the District spent $43,610 to upgrade the exterior of the bus garage building using ESSER II funds. Another $145,036 was spent to renovate the interior of the bus garage building using ESSER III funds. The contractor was not notified of the prevailing wage requirement on these projects since they were funded by these federal awards. Cause of the Condition Management was not aware of the requirement for a federal procurement policy. They were also not aware of the requirement for prevailing wages to be paid on certain expenditures in which the ESSER program funds paid for. Effect of Condition and Questioned Costs By not having proper controls and policies in place, the District did not comply with federal prevailing wage requirement. It?s possible the Contractor did not pay their employees prevailing wages or file certified payroll reports to prove prevailing wages. The District could be liable for paying the additional wages if prevailing wages were not met.
2022 ? 001 The District did not have adequate internal controls over and did not comply with federal requirements for prevailing wages. Federal Assistance Listing Number and Title: #84.425D Elementary & Secondary School Emergency Relief Fund (ESSER II) #84.425U American Rescue Plan ? Elementary and Secondary School Emergency Relief (ARP ESSER / ESSER III) Federal Grantor Name: U.S. Department of Education Pass-through Entity Name: State of Maine Department of Education Applicable Compliance Component: Prevailing Wages Known Questioned Cost Amount: $43,610 and $145,036 Background The Elementary & Secondary School Emergency Relief Fund (ESSER) provides funds for COVID related burdens faced by schools. Certain expenditures funded by the ESSER program are subjected to prevailing wages requirements. Certain expenditures include contracts above $2,000 that concern construction, alteration, or repair of a ?public building? or ?public work?. Description of Condition The District didn?t have adequate internal controls over federal funds and therefore did not inform the contractor of the prevailing wage requirement. The District didn?t have a formal federal procurement policy in place. During the audited period, the District spent $43,610 to upgrade the exterior of the bus garage building using ESSER II funds. Another $145,036 was spent to renovate the interior of the bus garage building using ESSER III funds. The contractor was not notified of the prevailing wage requirement on these projects since they were funded by these federal awards. Cause of the Condition Management was not aware of the requirement for a federal procurement policy. They were also not aware of the requirement for prevailing wages to be paid on certain expenditures in which the ESSER program funds paid for. Effect of Condition and Questioned Costs By not having proper controls and policies in place, the District did not comply with federal prevailing wage requirement. It?s possible the Contractor did not pay their employees prevailing wages or file certified payroll reports to prove prevailing wages. The District could be liable for paying the additional wages if prevailing wages were not met.
2022 ? 001 The District did not have adequate internal controls over and did not comply with federal requirements for prevailing wages. Federal Assistance Listing Number and Title: #84.425D Elementary & Secondary School Emergency Relief Fund (ESSER II) #84.425U American Rescue Plan ? Elementary and Secondary School Emergency Relief (ARP ESSER / ESSER III) Federal Grantor Name: U.S. Department of Education Pass-through Entity Name: State of Maine Department of Education Applicable Compliance Component: Prevailing Wages Known Questioned Cost Amount: $43,610 and $145,036 Background The Elementary & Secondary School Emergency Relief Fund (ESSER) provides funds for COVID related burdens faced by schools. Certain expenditures funded by the ESSER program are subjected to prevailing wages requirements. Certain expenditures include contracts above $2,000 that concern construction, alteration, or repair of a ?public building? or ?public work?. Description of Condition The District didn?t have adequate internal controls over federal funds and therefore did not inform the contractor of the prevailing wage requirement. The District didn?t have a formal federal procurement policy in place. During the audited period, the District spent $43,610 to upgrade the exterior of the bus garage building using ESSER II funds. Another $145,036 was spent to renovate the interior of the bus garage building using ESSER III funds. The contractor was not notified of the prevailing wage requirement on these projects since they were funded by these federal awards. Cause of the Condition Management was not aware of the requirement for a federal procurement policy. They were also not aware of the requirement for prevailing wages to be paid on certain expenditures in which the ESSER program funds paid for. Effect of Condition and Questioned Costs By not having proper controls and policies in place, the District did not comply with federal prevailing wage requirement. It?s possible the Contractor did not pay their employees prevailing wages or file certified payroll reports to prove prevailing wages. The District could be liable for paying the additional wages if prevailing wages were not met.
2022 ? 001 The District did not have adequate internal controls over and did not comply with federal requirements for prevailing wages. Federal Assistance Listing Number and Title: #84.425D Elementary & Secondary School Emergency Relief Fund (ESSER II) #84.425U American Rescue Plan ? Elementary and Secondary School Emergency Relief (ARP ESSER / ESSER III) Federal Grantor Name: U.S. Department of Education Pass-through Entity Name: State of Maine Department of Education Applicable Compliance Component: Prevailing Wages Known Questioned Cost Amount: $43,610 and $145,036 Background The Elementary & Secondary School Emergency Relief Fund (ESSER) provides funds for COVID related burdens faced by schools. Certain expenditures funded by the ESSER program are subjected to prevailing wages requirements. Certain expenditures include contracts above $2,000 that concern construction, alteration, or repair of a ?public building? or ?public work?. Description of Condition The District didn?t have adequate internal controls over federal funds and therefore did not inform the contractor of the prevailing wage requirement. The District didn?t have a formal federal procurement policy in place. During the audited period, the District spent $43,610 to upgrade the exterior of the bus garage building using ESSER II funds. Another $145,036 was spent to renovate the interior of the bus garage building using ESSER III funds. The contractor was not notified of the prevailing wage requirement on these projects since they were funded by these federal awards. Cause of the Condition Management was not aware of the requirement for a federal procurement policy. They were also not aware of the requirement for prevailing wages to be paid on certain expenditures in which the ESSER program funds paid for. Effect of Condition and Questioned Costs By not having proper controls and policies in place, the District did not comply with federal prevailing wage requirement. It?s possible the Contractor did not pay their employees prevailing wages or file certified payroll reports to prove prevailing wages. The District could be liable for paying the additional wages if prevailing wages were not met.
2022 ? 001 The District did not have adequate internal controls over and did not comply with federal requirements for prevailing wages. Federal Assistance Listing Number and Title: #84.425D Elementary & Secondary School Emergency Relief Fund (ESSER II) #84.425U American Rescue Plan ? Elementary and Secondary School Emergency Relief (ARP ESSER / ESSER III) Federal Grantor Name: U.S. Department of Education Pass-through Entity Name: State of Maine Department of Education Applicable Compliance Component: Prevailing Wages Known Questioned Cost Amount: $43,610 and $145,036 Background The Elementary & Secondary School Emergency Relief Fund (ESSER) provides funds for COVID related burdens faced by schools. Certain expenditures funded by the ESSER program are subjected to prevailing wages requirements. Certain expenditures include contracts above $2,000 that concern construction, alteration, or repair of a ?public building? or ?public work?. Description of Condition The District didn?t have adequate internal controls over federal funds and therefore did not inform the contractor of the prevailing wage requirement. The District didn?t have a formal federal procurement policy in place. During the audited period, the District spent $43,610 to upgrade the exterior of the bus garage building using ESSER II funds. Another $145,036 was spent to renovate the interior of the bus garage building using ESSER III funds. The contractor was not notified of the prevailing wage requirement on these projects since they were funded by these federal awards. Cause of the Condition Management was not aware of the requirement for a federal procurement policy. They were also not aware of the requirement for prevailing wages to be paid on certain expenditures in which the ESSER program funds paid for. Effect of Condition and Questioned Costs By not having proper controls and policies in place, the District did not comply with federal prevailing wage requirement. It?s possible the Contractor did not pay their employees prevailing wages or file certified payroll reports to prove prevailing wages. The District could be liable for paying the additional wages if prevailing wages were not met.