Audit 48232

FY End
2022-09-30
Total Expended
$6.25M
Findings
6
Programs
1
Year: 2022 Accepted: 2023-01-18

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
50288 2022-001 Significant Deficiency Yes P
50289 2022-002 Significant Deficiency - P
50290 2022-003 Significant Deficiency - P
626730 2022-001 Significant Deficiency Yes P
626731 2022-002 Significant Deficiency - P
626732 2022-003 Significant Deficiency - P

Programs

ALN Program Spent Major Findings
14.157 Supportive Housing for the Elderly $408,887 Yes 3

Contacts

Name Title Type
KTV2HWLCJE16 Heng Ly Auditee
9176459555 James Huang Auditor
No contacts on file

Notes to SEFA

Title: Loan/loan guarantee outstanding balances Accounting Policies: 1.GENERAL INFORMATIONThe accompanying schedule of expenditures of federal awards (the Schedule) presents the activities in all federal awards of The Pavilion Housing Development Fund Corporation. All financial assistance received directly from federal agencies as well as financial assistance passed through other governmental agencies or nonprofit organizations are included on the schedule.2.BASIS OF ACCOUNTINGThe Schedule is presented using the accrual basis of accounting. The amounts reported in the Schedule may differ from certain financial reports submitted to federal funding agencies due to those reports being submitted on either cash or a modified cash basis of accounting.3.RELATIONSHIP TO BASIC FINANCIAL STATEMENTSFederal expenditures are reported on the statement of activities as operating costs before depreciation. The expenditures reported in the basic financial statements may differ from the expenditures reported in the Schedule due to program expenditures exceeding grant or contract budget limitations or agency matching or in-kind contributions which are not included as federal awards.4.BASIS OF PRESENTATIONThe accompanying Schedule includes the federal award activity of The Pavilion Housing Development Fund Corporation under programs of the federal government for the year ended September 30, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of The Pavilion Housing Development Fund Corporation, it is not intended and does not present the financial position, changes in net assets (deficit), or cash flows of The Pavilion Housing Development Fund Corporation.5.SUBRECIPIENTSThe Organization provided no federal awards to sub recipients for the year ended September 30, 2022.6.INDIRECT COSTSThe Organization does not have a federally negotiated indirect cost rate and has not elected to use the 10% de minimis rate as covered in section 200.414 in the Uniform Guidance.7.U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT CAPITAL ADVANCE (SECTION 202)The Organization has received financing for the Project consisting of a capital advance in the amount of $5,840,900 from the United States Department of Housing and Urban Development (HUD). The advance is subject to HUD compliance requirements and will be forgiven in 2045 if all requirements are met. The balance of the capital advance at September 30, 2022 is $5,840,900. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. SUPPORTIVE HOUSING FOR THE ELDERLY (14.157) - Balances outstanding at the end of the audit period were 5840900.

Finding Details

Criteria The Organization as mortgagor, in accordance with the regulatory agreement, is required to maintain a reserve for replacements. The required minimum monthly deposit into this account is $2,079. Additionally, the Organization is required to deposit all prior year required delinquent deposits. For the year ended September 30, 2022, a total of $29,109 was to be deposited into the replacement reserve account, which consists of $24,952 for current year deposits, plus $4,157 for prior year delinquent deposits; however, no deposits were made into the replacement reserve account. Condition The Organization did not make all required deposits into the replacement reserve account per the regulatory agreement. Cause Due to limited cash flow management was unable to fulfill all required deposits. Questioned Costs None noted. Context When performing our audit, we noted the Organization did not make all required deposits in the current year. Effect The Organization did not make the deposits into the replacement reserve account as required by the HUD agreement. Repeat Finding Repeat Finding of 2021-001 and 2020-001. Recommendation We recommend management make the required deposit as soon as possible and review the activity in the reserve accounts monthly to determine that deposits are being made as required. Views of Responsible Official and Planned Corrective Action Management concurs with the audit finding. Management will transfer the funds as soon as cash flow permits.
Criteria Audits of financial statements of HUD projects are required to be submitted to the REAC 90 days after the end of the fiscal year and audits of financial statements and supplemental information performed under Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (?Uniform Guidance?) are required to be submitted to the Federal Audit Clearinghouse 30 days after receipt of the auditors? report, or nine months after the end of the fiscal year, whichever comes first. Condition The audited financial statements, reports and supplemental information for the year ended September 30, 2021 were not submitted to the REAC within 90 days of the Organization?s fiscal year end, and was not submitted to the Federal Audit Clearinghouse within nine months of the fiscal year end. Cause The audit of the financial statements was not completed in the specified time period. Questioned Costs None noted. Effect The Organization is noncompliant with the requirements of HUD and Uniform Guidance. Recommendation The Organization should submit the audited financial statements to the REAC and the Federal Audit Clearinghouse within the required timeframe and implement controls to ensure timely submission. Views of Responsible Official and Planned Corrective Action Management agrees with the finding.
Criteria Audits of financial statements of HUD projects are required to deposit security deposit funds received from tenants in a separate bank account, apart from all other funds of the Project. Condition The security deposits received for 2 tenants was not deposited or transferred to the security deposit bank account. Cause The security deposits were deposited into the operating account and the funds were not transferred to the security deposit account. Questioned Costs None noted. Effect The Organization is noncompliant with the requirements of HUD. Recommendation The Organization should transfer the funds from the operating account to the security deposit account. Views of Responsible Official and Planned Corrective Action Management agrees with the finding.
Criteria The Organization as mortgagor, in accordance with the regulatory agreement, is required to maintain a reserve for replacements. The required minimum monthly deposit into this account is $2,079. Additionally, the Organization is required to deposit all prior year required delinquent deposits. For the year ended September 30, 2022, a total of $29,109 was to be deposited into the replacement reserve account, which consists of $24,952 for current year deposits, plus $4,157 for prior year delinquent deposits; however, no deposits were made into the replacement reserve account. Condition The Organization did not make all required deposits into the replacement reserve account per the regulatory agreement. Cause Due to limited cash flow management was unable to fulfill all required deposits. Questioned Costs None noted. Context When performing our audit, we noted the Organization did not make all required deposits in the current year. Effect The Organization did not make the deposits into the replacement reserve account as required by the HUD agreement. Repeat Finding Repeat Finding of 2021-001 and 2020-001. Recommendation We recommend management make the required deposit as soon as possible and review the activity in the reserve accounts monthly to determine that deposits are being made as required. Views of Responsible Official and Planned Corrective Action Management concurs with the audit finding. Management will transfer the funds as soon as cash flow permits.
Criteria Audits of financial statements of HUD projects are required to be submitted to the REAC 90 days after the end of the fiscal year and audits of financial statements and supplemental information performed under Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (?Uniform Guidance?) are required to be submitted to the Federal Audit Clearinghouse 30 days after receipt of the auditors? report, or nine months after the end of the fiscal year, whichever comes first. Condition The audited financial statements, reports and supplemental information for the year ended September 30, 2021 were not submitted to the REAC within 90 days of the Organization?s fiscal year end, and was not submitted to the Federal Audit Clearinghouse within nine months of the fiscal year end. Cause The audit of the financial statements was not completed in the specified time period. Questioned Costs None noted. Effect The Organization is noncompliant with the requirements of HUD and Uniform Guidance. Recommendation The Organization should submit the audited financial statements to the REAC and the Federal Audit Clearinghouse within the required timeframe and implement controls to ensure timely submission. Views of Responsible Official and Planned Corrective Action Management agrees with the finding.
Criteria Audits of financial statements of HUD projects are required to deposit security deposit funds received from tenants in a separate bank account, apart from all other funds of the Project. Condition The security deposits received for 2 tenants was not deposited or transferred to the security deposit bank account. Cause The security deposits were deposited into the operating account and the funds were not transferred to the security deposit account. Questioned Costs None noted. Effect The Organization is noncompliant with the requirements of HUD. Recommendation The Organization should transfer the funds from the operating account to the security deposit account. Views of Responsible Official and Planned Corrective Action Management agrees with the finding.