Audit 4780

FY End
2022-09-30
Total Expended
$937,881
Findings
42
Programs
9
Year: 2022 Accepted: 2023-11-30
Auditor: Martin Hood LLC

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
2905 2022-003 - - L
2906 2022-003 - - L
2907 2022-003 - - L
2908 2022-003 - - L
2909 2022-003 - - L
2910 2022-003 - - L
2911 2022-003 - - L
2912 2022-004 Material Weakness - L
2913 2022-004 Material Weakness - L
2914 2022-004 Material Weakness - L
2915 2022-004 Material Weakness - L
2916 2022-004 Material Weakness - L
2917 2022-004 Material Weakness - L
2918 2022-004 Material Weakness - L
2919 2022-005 Material Weakness - B
2920 2022-005 Material Weakness - B
2921 2022-005 Material Weakness - B
2922 2022-005 Material Weakness - B
2923 2022-005 Material Weakness - B
2924 2022-005 Material Weakness - B
2925 2022-005 Material Weakness - B
579347 2022-003 - - L
579348 2022-003 - - L
579349 2022-003 - - L
579350 2022-003 - - L
579351 2022-003 - - L
579352 2022-003 - - L
579353 2022-003 - - L
579354 2022-004 Material Weakness - L
579355 2022-004 Material Weakness - L
579356 2022-004 Material Weakness - L
579357 2022-004 Material Weakness - L
579358 2022-004 Material Weakness - L
579359 2022-004 Material Weakness - L
579360 2022-004 Material Weakness - L
579361 2022-005 Material Weakness - B
579362 2022-005 Material Weakness - B
579363 2022-005 Material Weakness - B
579364 2022-005 Material Weakness - B
579365 2022-005 Material Weakness - B
579366 2022-005 Material Weakness - B
579367 2022-005 Material Weakness - B

Contacts

Name Title Type
DRKLM7UJV9Y6 Lisa Miller Auditee
2174432999 Greg Douglas Auditor
No contacts on file

Notes to SEFA

Title: Accounting Policy Accounting Policies: The Schedule of Expenditures of Federal Awards includes the federal grant activity of Community Research, Resource, Information, and Service for Seniors and is presented on the accrual basis of accounting for the year ended September 30, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in, the preparation of the financial statements. De Minimis Rate Used: N Rate Explanation: Contract specific rates, if any. The Schedule of Expenditures of Federal Awards includes the federal grant activity of Community Research, Resource, Information, and Service for Seniors and is presented on the accrual basis of accounting for the year ended September 30, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in, the preparation of the financial statements.
Title: Indirect Rate Accounting Policies: The Schedule of Expenditures of Federal Awards includes the federal grant activity of Community Research, Resource, Information, and Service for Seniors and is presented on the accrual basis of accounting for the year ended September 30, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in, the preparation of the financial statements. De Minimis Rate Used: N Rate Explanation: Contract specific rates, if any. Community Research, Resource, Information, and Service for Seniors did not use the 10 percent de minimis indirect cost rate for the year ended September 30, 2022.
Title: Subrecipients Accounting Policies: The Schedule of Expenditures of Federal Awards includes the federal grant activity of Community Research, Resource, Information, and Service for Seniors and is presented on the accrual basis of accounting for the year ended September 30, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in, the preparation of the financial statements. De Minimis Rate Used: N Rate Explanation: Contract specific rates, if any. Community Research, Resource, Information, and Service for Seniors did not provide federal awards to subrecipients for the year ended September 30, 2022.

Finding Details

Criteria Based on the requirements of Title 2 CFR Part 200 Subpart F Section 200.512, submission of the Data Collection Form and audit report to the Federal Audit Clearinghouse (FAC) must be completed within the earlier of 30 calendar days after receipt of the auditor’s report, or nine months after the end of the audit period. Condition The Fiscal Year 2021 Data Collection Form and audit report were submitted over four months after the nine month limit. Population of Items Tested Fiscal Year 2021 Data Collection Form and audit report. Cause of Condition Audit was not complete until after June 30, 2022. Effects of Condition Data Collection Form and audit report submission were not timely. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations The Data Collection Form and audit report should be filed in compliance with Title 2 CFR Part 200 Subpart F Section 200.512.
Criteria Based on the requirements of Title 2 CFR Part 200 Subpart F Section 200.512, submission of the Data Collection Form and audit report to the Federal Audit Clearinghouse (FAC) must be completed within the earlier of 30 calendar days after receipt of the auditor’s report, or nine months after the end of the audit period. Condition The Fiscal Year 2021 Data Collection Form and audit report were submitted over four months after the nine month limit. Population of Items Tested Fiscal Year 2021 Data Collection Form and audit report. Cause of Condition Audit was not complete until after June 30, 2022. Effects of Condition Data Collection Form and audit report submission were not timely. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations The Data Collection Form and audit report should be filed in compliance with Title 2 CFR Part 200 Subpart F Section 200.512.
Criteria Based on the requirements of Title 2 CFR Part 200 Subpart F Section 200.512, submission of the Data Collection Form and audit report to the Federal Audit Clearinghouse (FAC) must be completed within the earlier of 30 calendar days after receipt of the auditor’s report, or nine months after the end of the audit period. Condition The Fiscal Year 2021 Data Collection Form and audit report were submitted over four months after the nine month limit. Population of Items Tested Fiscal Year 2021 Data Collection Form and audit report. Cause of Condition Audit was not complete until after June 30, 2022. Effects of Condition Data Collection Form and audit report submission were not timely. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations The Data Collection Form and audit report should be filed in compliance with Title 2 CFR Part 200 Subpart F Section 200.512.
Criteria Based on the requirements of Title 2 CFR Part 200 Subpart F Section 200.512, submission of the Data Collection Form and audit report to the Federal Audit Clearinghouse (FAC) must be completed within the earlier of 30 calendar days after receipt of the auditor’s report, or nine months after the end of the audit period. Condition The Fiscal Year 2021 Data Collection Form and audit report were submitted over four months after the nine month limit. Population of Items Tested Fiscal Year 2021 Data Collection Form and audit report. Cause of Condition Audit was not complete until after June 30, 2022. Effects of Condition Data Collection Form and audit report submission were not timely. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations The Data Collection Form and audit report should be filed in compliance with Title 2 CFR Part 200 Subpart F Section 200.512.
Criteria Based on the requirements of Title 2 CFR Part 200 Subpart F Section 200.512, submission of the Data Collection Form and audit report to the Federal Audit Clearinghouse (FAC) must be completed within the earlier of 30 calendar days after receipt of the auditor’s report, or nine months after the end of the audit period. Condition The Fiscal Year 2021 Data Collection Form and audit report were submitted over four months after the nine month limit. Population of Items Tested Fiscal Year 2021 Data Collection Form and audit report. Cause of Condition Audit was not complete until after June 30, 2022. Effects of Condition Data Collection Form and audit report submission were not timely. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations The Data Collection Form and audit report should be filed in compliance with Title 2 CFR Part 200 Subpart F Section 200.512.
Criteria Based on the requirements of Title 2 CFR Part 200 Subpart F Section 200.512, submission of the Data Collection Form and audit report to the Federal Audit Clearinghouse (FAC) must be completed within the earlier of 30 calendar days after receipt of the auditor’s report, or nine months after the end of the audit period. Condition The Fiscal Year 2021 Data Collection Form and audit report were submitted over four months after the nine month limit. Population of Items Tested Fiscal Year 2021 Data Collection Form and audit report. Cause of Condition Audit was not complete until after June 30, 2022. Effects of Condition Data Collection Form and audit report submission were not timely. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations The Data Collection Form and audit report should be filed in compliance with Title 2 CFR Part 200 Subpart F Section 200.512.
Criteria Based on the requirements of Title 2 CFR Part 200 Subpart F Section 200.512, submission of the Data Collection Form and audit report to the Federal Audit Clearinghouse (FAC) must be completed within the earlier of 30 calendar days after receipt of the auditor’s report, or nine months after the end of the audit period. Condition The Fiscal Year 2021 Data Collection Form and audit report were submitted over four months after the nine month limit. Population of Items Tested Fiscal Year 2021 Data Collection Form and audit report. Cause of Condition Audit was not complete until after June 30, 2022. Effects of Condition Data Collection Form and audit report submission were not timely. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations The Data Collection Form and audit report should be filed in compliance with Title 2 CFR Part 200 Subpart F Section 200.512.
Criteria Financial reports submitted for federal grants should be supported by the grantee’s accounting records. Condition Financial reports submitted by the Organization for its major federal program grants did not reconcile to the Organization’s accounting records. Also, there was no indication that financial reports were reviewed and approved by supervisory staff. Population of Items Tested Eight financial reports were tested and four were found to have expenditures reported more than the Organization’s expenditure amount in the accounting records for the applicable period. All eight financial reports lacked documentation of supervisory review and approval. Cause of Condition The cause of the condition is unknown. Effects of Condition Financial reports for major federal program grants were not consistently supported by the Organization’s accounting records. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations Procedures should be implemented to ensure financial reports are accurately prepared, reviewed, and approved before submission, and documentation should be maintained for these components.
Criteria Financial reports submitted for federal grants should be supported by the grantee’s accounting records. Condition Financial reports submitted by the Organization for its major federal program grants did not reconcile to the Organization’s accounting records. Also, there was no indication that financial reports were reviewed and approved by supervisory staff. Population of Items Tested Eight financial reports were tested and four were found to have expenditures reported more than the Organization’s expenditure amount in the accounting records for the applicable period. All eight financial reports lacked documentation of supervisory review and approval. Cause of Condition The cause of the condition is unknown. Effects of Condition Financial reports for major federal program grants were not consistently supported by the Organization’s accounting records. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations Procedures should be implemented to ensure financial reports are accurately prepared, reviewed, and approved before submission, and documentation should be maintained for these components.
Criteria Financial reports submitted for federal grants should be supported by the grantee’s accounting records. Condition Financial reports submitted by the Organization for its major federal program grants did not reconcile to the Organization’s accounting records. Also, there was no indication that financial reports were reviewed and approved by supervisory staff. Population of Items Tested Eight financial reports were tested and four were found to have expenditures reported more than the Organization’s expenditure amount in the accounting records for the applicable period. All eight financial reports lacked documentation of supervisory review and approval. Cause of Condition The cause of the condition is unknown. Effects of Condition Financial reports for major federal program grants were not consistently supported by the Organization’s accounting records. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations Procedures should be implemented to ensure financial reports are accurately prepared, reviewed, and approved before submission, and documentation should be maintained for these components.
Criteria Financial reports submitted for federal grants should be supported by the grantee’s accounting records. Condition Financial reports submitted by the Organization for its major federal program grants did not reconcile to the Organization’s accounting records. Also, there was no indication that financial reports were reviewed and approved by supervisory staff. Population of Items Tested Eight financial reports were tested and four were found to have expenditures reported more than the Organization’s expenditure amount in the accounting records for the applicable period. All eight financial reports lacked documentation of supervisory review and approval. Cause of Condition The cause of the condition is unknown. Effects of Condition Financial reports for major federal program grants were not consistently supported by the Organization’s accounting records. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations Procedures should be implemented to ensure financial reports are accurately prepared, reviewed, and approved before submission, and documentation should be maintained for these components.
Criteria Financial reports submitted for federal grants should be supported by the grantee’s accounting records. Condition Financial reports submitted by the Organization for its major federal program grants did not reconcile to the Organization’s accounting records. Also, there was no indication that financial reports were reviewed and approved by supervisory staff. Population of Items Tested Eight financial reports were tested and four were found to have expenditures reported more than the Organization’s expenditure amount in the accounting records for the applicable period. All eight financial reports lacked documentation of supervisory review and approval. Cause of Condition The cause of the condition is unknown. Effects of Condition Financial reports for major federal program grants were not consistently supported by the Organization’s accounting records. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations Procedures should be implemented to ensure financial reports are accurately prepared, reviewed, and approved before submission, and documentation should be maintained for these components.
Criteria Financial reports submitted for federal grants should be supported by the grantee’s accounting records. Condition Financial reports submitted by the Organization for its major federal program grants did not reconcile to the Organization’s accounting records. Also, there was no indication that financial reports were reviewed and approved by supervisory staff. Population of Items Tested Eight financial reports were tested and four were found to have expenditures reported more than the Organization’s expenditure amount in the accounting records for the applicable period. All eight financial reports lacked documentation of supervisory review and approval. Cause of Condition The cause of the condition is unknown. Effects of Condition Financial reports for major federal program grants were not consistently supported by the Organization’s accounting records. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations Procedures should be implemented to ensure financial reports are accurately prepared, reviewed, and approved before submission, and documentation should be maintained for these components.
Criteria Financial reports submitted for federal grants should be supported by the grantee’s accounting records. Condition Financial reports submitted by the Organization for its major federal program grants did not reconcile to the Organization’s accounting records. Also, there was no indication that financial reports were reviewed and approved by supervisory staff. Population of Items Tested Eight financial reports were tested and four were found to have expenditures reported more than the Organization’s expenditure amount in the accounting records for the applicable period. All eight financial reports lacked documentation of supervisory review and approval. Cause of Condition The cause of the condition is unknown. Effects of Condition Financial reports for major federal program grants were not consistently supported by the Organization’s accounting records. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations Procedures should be implemented to ensure financial reports are accurately prepared, reviewed, and approved before submission, and documentation should be maintained for these components.
Criteria Internal controls should be in place that provide reasonable assurance that expenditure transactions are adequately documented. Condition Our testing identified a lack of documentation for non-payroll transactions as follows: • One transaction for $20 out of 24 tested for a total value of $129,117 lacked support for the transaction. • Two transactions totaling $5,353 out of 24 tested for a total value of $129,117 lacked support for the allocation to the grant charged. Population of Items Tested Twenty-four non-payroll transactions charged to the major federal program grants for a total of $129,117 were tested. Three transactions were found to have errors. Cause of Condition The cause of the condition is unknown. Effects of Condition Charges made to federal grants are not adequately supported and may be disallowed. Auditor’s Recommendations Procedures should be implemented to ensure that expenditure transactions are adequately documented and appropriately allocated.
Criteria Internal controls should be in place that provide reasonable assurance that expenditure transactions are adequately documented. Condition Our testing identified a lack of documentation for non-payroll transactions as follows: • One transaction for $20 out of 24 tested for a total value of $129,117 lacked support for the transaction. • Two transactions totaling $5,353 out of 24 tested for a total value of $129,117 lacked support for the allocation to the grant charged. Population of Items Tested Twenty-four non-payroll transactions charged to the major federal program grants for a total of $129,117 were tested. Three transactions were found to have errors. Cause of Condition The cause of the condition is unknown. Effects of Condition Charges made to federal grants are not adequately supported and may be disallowed. Auditor’s Recommendations Procedures should be implemented to ensure that expenditure transactions are adequately documented and appropriately allocated.
Criteria Internal controls should be in place that provide reasonable assurance that expenditure transactions are adequately documented. Condition Our testing identified a lack of documentation for non-payroll transactions as follows: • One transaction for $20 out of 24 tested for a total value of $129,117 lacked support for the transaction. • Two transactions totaling $5,353 out of 24 tested for a total value of $129,117 lacked support for the allocation to the grant charged. Population of Items Tested Twenty-four non-payroll transactions charged to the major federal program grants for a total of $129,117 were tested. Three transactions were found to have errors. Cause of Condition The cause of the condition is unknown. Effects of Condition Charges made to federal grants are not adequately supported and may be disallowed. Auditor’s Recommendations Procedures should be implemented to ensure that expenditure transactions are adequately documented and appropriately allocated.
Criteria Internal controls should be in place that provide reasonable assurance that expenditure transactions are adequately documented. Condition Our testing identified a lack of documentation for non-payroll transactions as follows: • One transaction for $20 out of 24 tested for a total value of $129,117 lacked support for the transaction. • Two transactions totaling $5,353 out of 24 tested for a total value of $129,117 lacked support for the allocation to the grant charged. Population of Items Tested Twenty-four non-payroll transactions charged to the major federal program grants for a total of $129,117 were tested. Three transactions were found to have errors. Cause of Condition The cause of the condition is unknown. Effects of Condition Charges made to federal grants are not adequately supported and may be disallowed. Auditor’s Recommendations Procedures should be implemented to ensure that expenditure transactions are adequately documented and appropriately allocated.
Criteria Internal controls should be in place that provide reasonable assurance that expenditure transactions are adequately documented. Condition Our testing identified a lack of documentation for non-payroll transactions as follows: • One transaction for $20 out of 24 tested for a total value of $129,117 lacked support for the transaction. • Two transactions totaling $5,353 out of 24 tested for a total value of $129,117 lacked support for the allocation to the grant charged. Population of Items Tested Twenty-four non-payroll transactions charged to the major federal program grants for a total of $129,117 were tested. Three transactions were found to have errors. Cause of Condition The cause of the condition is unknown. Effects of Condition Charges made to federal grants are not adequately supported and may be disallowed. Auditor’s Recommendations Procedures should be implemented to ensure that expenditure transactions are adequately documented and appropriately allocated.
Criteria Internal controls should be in place that provide reasonable assurance that expenditure transactions are adequately documented. Condition Our testing identified a lack of documentation for non-payroll transactions as follows: • One transaction for $20 out of 24 tested for a total value of $129,117 lacked support for the transaction. • Two transactions totaling $5,353 out of 24 tested for a total value of $129,117 lacked support for the allocation to the grant charged. Population of Items Tested Twenty-four non-payroll transactions charged to the major federal program grants for a total of $129,117 were tested. Three transactions were found to have errors. Cause of Condition The cause of the condition is unknown. Effects of Condition Charges made to federal grants are not adequately supported and may be disallowed. Auditor’s Recommendations Procedures should be implemented to ensure that expenditure transactions are adequately documented and appropriately allocated.
Criteria Internal controls should be in place that provide reasonable assurance that expenditure transactions are adequately documented. Condition Our testing identified a lack of documentation for non-payroll transactions as follows: • One transaction for $20 out of 24 tested for a total value of $129,117 lacked support for the transaction. • Two transactions totaling $5,353 out of 24 tested for a total value of $129,117 lacked support for the allocation to the grant charged. Population of Items Tested Twenty-four non-payroll transactions charged to the major federal program grants for a total of $129,117 were tested. Three transactions were found to have errors. Cause of Condition The cause of the condition is unknown. Effects of Condition Charges made to federal grants are not adequately supported and may be disallowed. Auditor’s Recommendations Procedures should be implemented to ensure that expenditure transactions are adequately documented and appropriately allocated.
Criteria Based on the requirements of Title 2 CFR Part 200 Subpart F Section 200.512, submission of the Data Collection Form and audit report to the Federal Audit Clearinghouse (FAC) must be completed within the earlier of 30 calendar days after receipt of the auditor’s report, or nine months after the end of the audit period. Condition The Fiscal Year 2021 Data Collection Form and audit report were submitted over four months after the nine month limit. Population of Items Tested Fiscal Year 2021 Data Collection Form and audit report. Cause of Condition Audit was not complete until after June 30, 2022. Effects of Condition Data Collection Form and audit report submission were not timely. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations The Data Collection Form and audit report should be filed in compliance with Title 2 CFR Part 200 Subpart F Section 200.512.
Criteria Based on the requirements of Title 2 CFR Part 200 Subpart F Section 200.512, submission of the Data Collection Form and audit report to the Federal Audit Clearinghouse (FAC) must be completed within the earlier of 30 calendar days after receipt of the auditor’s report, or nine months after the end of the audit period. Condition The Fiscal Year 2021 Data Collection Form and audit report were submitted over four months after the nine month limit. Population of Items Tested Fiscal Year 2021 Data Collection Form and audit report. Cause of Condition Audit was not complete until after June 30, 2022. Effects of Condition Data Collection Form and audit report submission were not timely. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations The Data Collection Form and audit report should be filed in compliance with Title 2 CFR Part 200 Subpart F Section 200.512.
Criteria Based on the requirements of Title 2 CFR Part 200 Subpart F Section 200.512, submission of the Data Collection Form and audit report to the Federal Audit Clearinghouse (FAC) must be completed within the earlier of 30 calendar days after receipt of the auditor’s report, or nine months after the end of the audit period. Condition The Fiscal Year 2021 Data Collection Form and audit report were submitted over four months after the nine month limit. Population of Items Tested Fiscal Year 2021 Data Collection Form and audit report. Cause of Condition Audit was not complete until after June 30, 2022. Effects of Condition Data Collection Form and audit report submission were not timely. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations The Data Collection Form and audit report should be filed in compliance with Title 2 CFR Part 200 Subpart F Section 200.512.
Criteria Based on the requirements of Title 2 CFR Part 200 Subpart F Section 200.512, submission of the Data Collection Form and audit report to the Federal Audit Clearinghouse (FAC) must be completed within the earlier of 30 calendar days after receipt of the auditor’s report, or nine months after the end of the audit period. Condition The Fiscal Year 2021 Data Collection Form and audit report were submitted over four months after the nine month limit. Population of Items Tested Fiscal Year 2021 Data Collection Form and audit report. Cause of Condition Audit was not complete until after June 30, 2022. Effects of Condition Data Collection Form and audit report submission were not timely. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations The Data Collection Form and audit report should be filed in compliance with Title 2 CFR Part 200 Subpart F Section 200.512.
Criteria Based on the requirements of Title 2 CFR Part 200 Subpart F Section 200.512, submission of the Data Collection Form and audit report to the Federal Audit Clearinghouse (FAC) must be completed within the earlier of 30 calendar days after receipt of the auditor’s report, or nine months after the end of the audit period. Condition The Fiscal Year 2021 Data Collection Form and audit report were submitted over four months after the nine month limit. Population of Items Tested Fiscal Year 2021 Data Collection Form and audit report. Cause of Condition Audit was not complete until after June 30, 2022. Effects of Condition Data Collection Form and audit report submission were not timely. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations The Data Collection Form and audit report should be filed in compliance with Title 2 CFR Part 200 Subpart F Section 200.512.
Criteria Based on the requirements of Title 2 CFR Part 200 Subpart F Section 200.512, submission of the Data Collection Form and audit report to the Federal Audit Clearinghouse (FAC) must be completed within the earlier of 30 calendar days after receipt of the auditor’s report, or nine months after the end of the audit period. Condition The Fiscal Year 2021 Data Collection Form and audit report were submitted over four months after the nine month limit. Population of Items Tested Fiscal Year 2021 Data Collection Form and audit report. Cause of Condition Audit was not complete until after June 30, 2022. Effects of Condition Data Collection Form and audit report submission were not timely. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations The Data Collection Form and audit report should be filed in compliance with Title 2 CFR Part 200 Subpart F Section 200.512.
Criteria Based on the requirements of Title 2 CFR Part 200 Subpart F Section 200.512, submission of the Data Collection Form and audit report to the Federal Audit Clearinghouse (FAC) must be completed within the earlier of 30 calendar days after receipt of the auditor’s report, or nine months after the end of the audit period. Condition The Fiscal Year 2021 Data Collection Form and audit report were submitted over four months after the nine month limit. Population of Items Tested Fiscal Year 2021 Data Collection Form and audit report. Cause of Condition Audit was not complete until after June 30, 2022. Effects of Condition Data Collection Form and audit report submission were not timely. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations The Data Collection Form and audit report should be filed in compliance with Title 2 CFR Part 200 Subpart F Section 200.512.
Criteria Financial reports submitted for federal grants should be supported by the grantee’s accounting records. Condition Financial reports submitted by the Organization for its major federal program grants did not reconcile to the Organization’s accounting records. Also, there was no indication that financial reports were reviewed and approved by supervisory staff. Population of Items Tested Eight financial reports were tested and four were found to have expenditures reported more than the Organization’s expenditure amount in the accounting records for the applicable period. All eight financial reports lacked documentation of supervisory review and approval. Cause of Condition The cause of the condition is unknown. Effects of Condition Financial reports for major federal program grants were not consistently supported by the Organization’s accounting records. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations Procedures should be implemented to ensure financial reports are accurately prepared, reviewed, and approved before submission, and documentation should be maintained for these components.
Criteria Financial reports submitted for federal grants should be supported by the grantee’s accounting records. Condition Financial reports submitted by the Organization for its major federal program grants did not reconcile to the Organization’s accounting records. Also, there was no indication that financial reports were reviewed and approved by supervisory staff. Population of Items Tested Eight financial reports were tested and four were found to have expenditures reported more than the Organization’s expenditure amount in the accounting records for the applicable period. All eight financial reports lacked documentation of supervisory review and approval. Cause of Condition The cause of the condition is unknown. Effects of Condition Financial reports for major federal program grants were not consistently supported by the Organization’s accounting records. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations Procedures should be implemented to ensure financial reports are accurately prepared, reviewed, and approved before submission, and documentation should be maintained for these components.
Criteria Financial reports submitted for federal grants should be supported by the grantee’s accounting records. Condition Financial reports submitted by the Organization for its major federal program grants did not reconcile to the Organization’s accounting records. Also, there was no indication that financial reports were reviewed and approved by supervisory staff. Population of Items Tested Eight financial reports were tested and four were found to have expenditures reported more than the Organization’s expenditure amount in the accounting records for the applicable period. All eight financial reports lacked documentation of supervisory review and approval. Cause of Condition The cause of the condition is unknown. Effects of Condition Financial reports for major federal program grants were not consistently supported by the Organization’s accounting records. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations Procedures should be implemented to ensure financial reports are accurately prepared, reviewed, and approved before submission, and documentation should be maintained for these components.
Criteria Financial reports submitted for federal grants should be supported by the grantee’s accounting records. Condition Financial reports submitted by the Organization for its major federal program grants did not reconcile to the Organization’s accounting records. Also, there was no indication that financial reports were reviewed and approved by supervisory staff. Population of Items Tested Eight financial reports were tested and four were found to have expenditures reported more than the Organization’s expenditure amount in the accounting records for the applicable period. All eight financial reports lacked documentation of supervisory review and approval. Cause of Condition The cause of the condition is unknown. Effects of Condition Financial reports for major federal program grants were not consistently supported by the Organization’s accounting records. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations Procedures should be implemented to ensure financial reports are accurately prepared, reviewed, and approved before submission, and documentation should be maintained for these components.
Criteria Financial reports submitted for federal grants should be supported by the grantee’s accounting records. Condition Financial reports submitted by the Organization for its major federal program grants did not reconcile to the Organization’s accounting records. Also, there was no indication that financial reports were reviewed and approved by supervisory staff. Population of Items Tested Eight financial reports were tested and four were found to have expenditures reported more than the Organization’s expenditure amount in the accounting records for the applicable period. All eight financial reports lacked documentation of supervisory review and approval. Cause of Condition The cause of the condition is unknown. Effects of Condition Financial reports for major federal program grants were not consistently supported by the Organization’s accounting records. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations Procedures should be implemented to ensure financial reports are accurately prepared, reviewed, and approved before submission, and documentation should be maintained for these components.
Criteria Financial reports submitted for federal grants should be supported by the grantee’s accounting records. Condition Financial reports submitted by the Organization for its major federal program grants did not reconcile to the Organization’s accounting records. Also, there was no indication that financial reports were reviewed and approved by supervisory staff. Population of Items Tested Eight financial reports were tested and four were found to have expenditures reported more than the Organization’s expenditure amount in the accounting records for the applicable period. All eight financial reports lacked documentation of supervisory review and approval. Cause of Condition The cause of the condition is unknown. Effects of Condition Financial reports for major federal program grants were not consistently supported by the Organization’s accounting records. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations Procedures should be implemented to ensure financial reports are accurately prepared, reviewed, and approved before submission, and documentation should be maintained for these components.
Criteria Financial reports submitted for federal grants should be supported by the grantee’s accounting records. Condition Financial reports submitted by the Organization for its major federal program grants did not reconcile to the Organization’s accounting records. Also, there was no indication that financial reports were reviewed and approved by supervisory staff. Population of Items Tested Eight financial reports were tested and four were found to have expenditures reported more than the Organization’s expenditure amount in the accounting records for the applicable period. All eight financial reports lacked documentation of supervisory review and approval. Cause of Condition The cause of the condition is unknown. Effects of Condition Financial reports for major federal program grants were not consistently supported by the Organization’s accounting records. Questioned Costs No questioned costs over $25,000. Auditor’s Recommendations Procedures should be implemented to ensure financial reports are accurately prepared, reviewed, and approved before submission, and documentation should be maintained for these components.
Criteria Internal controls should be in place that provide reasonable assurance that expenditure transactions are adequately documented. Condition Our testing identified a lack of documentation for non-payroll transactions as follows: • One transaction for $20 out of 24 tested for a total value of $129,117 lacked support for the transaction. • Two transactions totaling $5,353 out of 24 tested for a total value of $129,117 lacked support for the allocation to the grant charged. Population of Items Tested Twenty-four non-payroll transactions charged to the major federal program grants for a total of $129,117 were tested. Three transactions were found to have errors. Cause of Condition The cause of the condition is unknown. Effects of Condition Charges made to federal grants are not adequately supported and may be disallowed. Auditor’s Recommendations Procedures should be implemented to ensure that expenditure transactions are adequately documented and appropriately allocated.
Criteria Internal controls should be in place that provide reasonable assurance that expenditure transactions are adequately documented. Condition Our testing identified a lack of documentation for non-payroll transactions as follows: • One transaction for $20 out of 24 tested for a total value of $129,117 lacked support for the transaction. • Two transactions totaling $5,353 out of 24 tested for a total value of $129,117 lacked support for the allocation to the grant charged. Population of Items Tested Twenty-four non-payroll transactions charged to the major federal program grants for a total of $129,117 were tested. Three transactions were found to have errors. Cause of Condition The cause of the condition is unknown. Effects of Condition Charges made to federal grants are not adequately supported and may be disallowed. Auditor’s Recommendations Procedures should be implemented to ensure that expenditure transactions are adequately documented and appropriately allocated.
Criteria Internal controls should be in place that provide reasonable assurance that expenditure transactions are adequately documented. Condition Our testing identified a lack of documentation for non-payroll transactions as follows: • One transaction for $20 out of 24 tested for a total value of $129,117 lacked support for the transaction. • Two transactions totaling $5,353 out of 24 tested for a total value of $129,117 lacked support for the allocation to the grant charged. Population of Items Tested Twenty-four non-payroll transactions charged to the major federal program grants for a total of $129,117 were tested. Three transactions were found to have errors. Cause of Condition The cause of the condition is unknown. Effects of Condition Charges made to federal grants are not adequately supported and may be disallowed. Auditor’s Recommendations Procedures should be implemented to ensure that expenditure transactions are adequately documented and appropriately allocated.
Criteria Internal controls should be in place that provide reasonable assurance that expenditure transactions are adequately documented. Condition Our testing identified a lack of documentation for non-payroll transactions as follows: • One transaction for $20 out of 24 tested for a total value of $129,117 lacked support for the transaction. • Two transactions totaling $5,353 out of 24 tested for a total value of $129,117 lacked support for the allocation to the grant charged. Population of Items Tested Twenty-four non-payroll transactions charged to the major federal program grants for a total of $129,117 were tested. Three transactions were found to have errors. Cause of Condition The cause of the condition is unknown. Effects of Condition Charges made to federal grants are not adequately supported and may be disallowed. Auditor’s Recommendations Procedures should be implemented to ensure that expenditure transactions are adequately documented and appropriately allocated.
Criteria Internal controls should be in place that provide reasonable assurance that expenditure transactions are adequately documented. Condition Our testing identified a lack of documentation for non-payroll transactions as follows: • One transaction for $20 out of 24 tested for a total value of $129,117 lacked support for the transaction. • Two transactions totaling $5,353 out of 24 tested for a total value of $129,117 lacked support for the allocation to the grant charged. Population of Items Tested Twenty-four non-payroll transactions charged to the major federal program grants for a total of $129,117 were tested. Three transactions were found to have errors. Cause of Condition The cause of the condition is unknown. Effects of Condition Charges made to federal grants are not adequately supported and may be disallowed. Auditor’s Recommendations Procedures should be implemented to ensure that expenditure transactions are adequately documented and appropriately allocated.
Criteria Internal controls should be in place that provide reasonable assurance that expenditure transactions are adequately documented. Condition Our testing identified a lack of documentation for non-payroll transactions as follows: • One transaction for $20 out of 24 tested for a total value of $129,117 lacked support for the transaction. • Two transactions totaling $5,353 out of 24 tested for a total value of $129,117 lacked support for the allocation to the grant charged. Population of Items Tested Twenty-four non-payroll transactions charged to the major federal program grants for a total of $129,117 were tested. Three transactions were found to have errors. Cause of Condition The cause of the condition is unknown. Effects of Condition Charges made to federal grants are not adequately supported and may be disallowed. Auditor’s Recommendations Procedures should be implemented to ensure that expenditure transactions are adequately documented and appropriately allocated.
Criteria Internal controls should be in place that provide reasonable assurance that expenditure transactions are adequately documented. Condition Our testing identified a lack of documentation for non-payroll transactions as follows: • One transaction for $20 out of 24 tested for a total value of $129,117 lacked support for the transaction. • Two transactions totaling $5,353 out of 24 tested for a total value of $129,117 lacked support for the allocation to the grant charged. Population of Items Tested Twenty-four non-payroll transactions charged to the major federal program grants for a total of $129,117 were tested. Three transactions were found to have errors. Cause of Condition The cause of the condition is unknown. Effects of Condition Charges made to federal grants are not adequately supported and may be disallowed. Auditor’s Recommendations Procedures should be implemented to ensure that expenditure transactions are adequately documented and appropriately allocated.