Audit 355927

FY End
2024-06-30
Total Expended
$1.90M
Findings
8
Programs
1
Year: 2024 Accepted: 2025-05-09

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
560013 2024-001 Significant Deficiency - L
560014 2024-002 Significant Deficiency - L
560015 2024-003 Significant Deficiency - N
560016 2024-004 Significant Deficiency - N
1136455 2024-001 Significant Deficiency - L
1136456 2024-002 Significant Deficiency - L
1136457 2024-003 Significant Deficiency - N
1136458 2024-004 Significant Deficiency - N

Programs

ALN Program Spent Major Findings
14.195 Project-Based Rental Assistance (pbra) $1.90M Yes 4

Contacts

Name Title Type
CCKZRUP78MC6 Laurie Lee Auditee
8059225226 Jeff Lathrop Auditor
No contacts on file

Notes to SEFA

Title: Note 1 Accounting Policies: Accrual basis of accounting. De Minimis Rate Used: N Rate Explanation: The Corporation has elected to not use the 10% de minimus cost rate. The schedule of expenditures of federal awards is prepared on the accrual basis of accounting.
Title: Note 2 Accounting Policies: Accrual basis of accounting. De Minimis Rate Used: N Rate Explanation: The Corporation has elected to not use the 10% de minimus cost rate. The Corporation has elected to not use the 10% de minimus cost rate.

Finding Details

Assistance Listing (Federal award identification number and year): Section 8 Housing Assistance Payments Contract, CFDA# 14.195 (Project identification number HAP #CA16L000119) Auditor non-compliance code: Z - Other Finding resolution status: Completed Universe population status: N/A Sample size information: N/A Statistically valid sample: N/A Name of Federal agency: U.S Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: N/A Statement of condition #2024-001: Pursuant to Section 10(e) of the Regulatory Agreement, the Corporation is required to furnish HUD with a complete annual financial report based upon an examination of the books and records of the Company prepared in accordance with GAAP, audited in accordance with Generally Accepted Auditing Standards and Government Auditing Standards and any additional requirements of HUD unless the report is waived in writing by HUD within ninety days, or such period established in writing by HUD. Criteria: The Corporation did not furnish HUD with a complete annual financial report within ninety days following the end of the fiscal year ending June 30, 2024. Effect: The Corporation was not in compliance with the Regulatory Agreement. Cause: The accounting team did not provide financial information in a timely manner. Recommendation: The annual financial statements should be issued in a timely manner pursuant to the time frame set forth by HUD. Management's response: Management concurs with the finding and recommendation. The audited financial statements have been submitted to HUD. No further action is required.
Assistance Listing (Federal award identification number and year): Section 8 Housing Assistance Payments Contract, CFDA# 14.195 (Project identification number HAP #CA16L000119) Auditor non-compliance code: Z - Other Finding resolution status: Completed Universe population status: N/A Sample size information: N/A Statistically valid sample: N/A Name of Federal agency: U.S Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: N/A Statement of condition #2024-002: The Form SF-SAC Single Audit Data Collection Form for the year ended June 30, 2024 was not submitted within the required timeframe to the federal audit clearinghouse. Criteria: Pursuant to the Uniform Guidance, the Corporation is required to submit Form SF-SAC Single Audit Data Collection Form within the earlier of 30 calendar days after receipt of the auditor's report or nine months after the end of the audit period. Effect: The Corporation was not in compliance with the Uniform Guidance Section 200.512. Cause: The Corporation did not submit Form SF-SAC Single Audit Data Collection Form within nine months after the end of the audit period. Recommendation: Management should submit the Form SF-SAC Single Audit Data Collection Form within the earlier of 30 calendar days after receipt of the auditor's report or nine months after the end of the audit period in the future. Management's response: Agree. Form SF-SAC Single Audit Data Collection Form for the year ended June 30, 2024 was submitted to the federal audit clearinghouse. No further action is required.
Assistance Listing (Federal award identification number and year): Section 8 Housing Assistance Payments Contract, CFDA# 14.195 (Project identification number HAP #CA16L000119) Auditor non-compliance code: I – Failure to maintain property / open physical inspection Finding resolution status: Completed Universe population status: N/A Sample size information: N/A Statistically valid sample: N/A Name of Federal agency: U.S Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: N/A Statement of condition #2024-003: The Property received an overall rating of satisfactory on the Management Occupancy Review report performed on November 7, 2023. Management did not submit responses to the findings until more than 30 days later, on May 7, 2024. Criteria: Pursuant to the HAP Contract and Regulatory Agreement, the Property is to be maintained in good repair and condition and considered decent, safe, and sanitary. Management is to conduct routine unit and general property inspections and deficiencies should be corrected. Pursuant to Chapter 6 of the HUD Asset Management Handbook (4350.1 REV-1), deficiencies identified in a Management and Occupancy Review must be corrected within 30 calendar days or as otherwise stipulated in the corrective action plan provided. Effect: The Corporation is not in compliance with the HAP Contract, Regulatory Agreement, or HUD Asset Management Handbook. Cause: Management has experienced high turnover in their administrative rolls, which led to the delay in submission of responses. Recommendation: Management should respond to all Management Occupancy Review findings within 30 days going forward. Management's response: Agree. Management has responded to all deficiencies and has received a close out letter dated September 9, 2024.
Assistance Listing (Federal award identification number and year): Section 8 Housing Assistance Payments Contract, CFDA# 14.195 (Project identification number HAP #CA16L000119) Auditor non-compliance code: R – Section 8 Program Administration Finding resolution status: Completed Universe population status: 116 tenant files Sample size information: 12 tenant files Statistically valid sample: N/A Name of Federal agency: U.S Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: N/A Statement of condition #2024-004: During the year ended June 30, 2024, 1 of the 12 resident files selected for testing under the HUD Consolidated Audit Guide was missing the most recent executed HUD-50059 and most recent lease agreement and/or amendment. Criteria: In accordance with the HAP Contract and HUD Handbook 4350.3, the Corporation must certify and recertify residents and update other applicable forms in accordance with HUD regulations and contractual requirements. Effect: The Corporation is not in compliance with the terms of the HAP Contract or HUD Handbook 4350.3. Current, future, and potentially prior funding under the HAP Contract could be impacted as a result of these resident files. Cause: The Corporation was unable to locate the entirety of 1 of the 12 resident files selected for testing at the Property. Recommendation: The Corporation should ensure that all resident files are maintained at the site for each resident of the Property, and the Corporation should ensure that the resident files include all properly executed and documented resident eligibility forms. Management's response: Management concurs with the finding and recommendation. The resident file noted in the statement of condition was for a resident who moved out of the Property during the year ended June 30, 2024. No further action is required related to this resident's file. However, the Corporation intends to review and update, as necessary, the other resident files to ensure the Property is in compliance with HUD requirements.
Assistance Listing (Federal award identification number and year): Section 8 Housing Assistance Payments Contract, CFDA# 14.195 (Project identification number HAP #CA16L000119) Auditor non-compliance code: Z - Other Finding resolution status: Completed Universe population status: N/A Sample size information: N/A Statistically valid sample: N/A Name of Federal agency: U.S Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: N/A Statement of condition #2024-001: Pursuant to Section 10(e) of the Regulatory Agreement, the Corporation is required to furnish HUD with a complete annual financial report based upon an examination of the books and records of the Company prepared in accordance with GAAP, audited in accordance with Generally Accepted Auditing Standards and Government Auditing Standards and any additional requirements of HUD unless the report is waived in writing by HUD within ninety days, or such period established in writing by HUD. Criteria: The Corporation did not furnish HUD with a complete annual financial report within ninety days following the end of the fiscal year ending June 30, 2024. Effect: The Corporation was not in compliance with the Regulatory Agreement. Cause: The accounting team did not provide financial information in a timely manner. Recommendation: The annual financial statements should be issued in a timely manner pursuant to the time frame set forth by HUD. Management's response: Management concurs with the finding and recommendation. The audited financial statements have been submitted to HUD. No further action is required.
Assistance Listing (Federal award identification number and year): Section 8 Housing Assistance Payments Contract, CFDA# 14.195 (Project identification number HAP #CA16L000119) Auditor non-compliance code: Z - Other Finding resolution status: Completed Universe population status: N/A Sample size information: N/A Statistically valid sample: N/A Name of Federal agency: U.S Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: N/A Statement of condition #2024-002: The Form SF-SAC Single Audit Data Collection Form for the year ended June 30, 2024 was not submitted within the required timeframe to the federal audit clearinghouse. Criteria: Pursuant to the Uniform Guidance, the Corporation is required to submit Form SF-SAC Single Audit Data Collection Form within the earlier of 30 calendar days after receipt of the auditor's report or nine months after the end of the audit period. Effect: The Corporation was not in compliance with the Uniform Guidance Section 200.512. Cause: The Corporation did not submit Form SF-SAC Single Audit Data Collection Form within nine months after the end of the audit period. Recommendation: Management should submit the Form SF-SAC Single Audit Data Collection Form within the earlier of 30 calendar days after receipt of the auditor's report or nine months after the end of the audit period in the future. Management's response: Agree. Form SF-SAC Single Audit Data Collection Form for the year ended June 30, 2024 was submitted to the federal audit clearinghouse. No further action is required.
Assistance Listing (Federal award identification number and year): Section 8 Housing Assistance Payments Contract, CFDA# 14.195 (Project identification number HAP #CA16L000119) Auditor non-compliance code: I – Failure to maintain property / open physical inspection Finding resolution status: Completed Universe population status: N/A Sample size information: N/A Statistically valid sample: N/A Name of Federal agency: U.S Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: N/A Statement of condition #2024-003: The Property received an overall rating of satisfactory on the Management Occupancy Review report performed on November 7, 2023. Management did not submit responses to the findings until more than 30 days later, on May 7, 2024. Criteria: Pursuant to the HAP Contract and Regulatory Agreement, the Property is to be maintained in good repair and condition and considered decent, safe, and sanitary. Management is to conduct routine unit and general property inspections and deficiencies should be corrected. Pursuant to Chapter 6 of the HUD Asset Management Handbook (4350.1 REV-1), deficiencies identified in a Management and Occupancy Review must be corrected within 30 calendar days or as otherwise stipulated in the corrective action plan provided. Effect: The Corporation is not in compliance with the HAP Contract, Regulatory Agreement, or HUD Asset Management Handbook. Cause: Management has experienced high turnover in their administrative rolls, which led to the delay in submission of responses. Recommendation: Management should respond to all Management Occupancy Review findings within 30 days going forward. Management's response: Agree. Management has responded to all deficiencies and has received a close out letter dated September 9, 2024.
Assistance Listing (Federal award identification number and year): Section 8 Housing Assistance Payments Contract, CFDA# 14.195 (Project identification number HAP #CA16L000119) Auditor non-compliance code: R – Section 8 Program Administration Finding resolution status: Completed Universe population status: 116 tenant files Sample size information: 12 tenant files Statistically valid sample: N/A Name of Federal agency: U.S Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: N/A Statement of condition #2024-004: During the year ended June 30, 2024, 1 of the 12 resident files selected for testing under the HUD Consolidated Audit Guide was missing the most recent executed HUD-50059 and most recent lease agreement and/or amendment. Criteria: In accordance with the HAP Contract and HUD Handbook 4350.3, the Corporation must certify and recertify residents and update other applicable forms in accordance with HUD regulations and contractual requirements. Effect: The Corporation is not in compliance with the terms of the HAP Contract or HUD Handbook 4350.3. Current, future, and potentially prior funding under the HAP Contract could be impacted as a result of these resident files. Cause: The Corporation was unable to locate the entirety of 1 of the 12 resident files selected for testing at the Property. Recommendation: The Corporation should ensure that all resident files are maintained at the site for each resident of the Property, and the Corporation should ensure that the resident files include all properly executed and documented resident eligibility forms. Management's response: Management concurs with the finding and recommendation. The resident file noted in the statement of condition was for a resident who moved out of the Property during the year ended June 30, 2024. No further action is required related to this resident's file. However, the Corporation intends to review and update, as necessary, the other resident files to ensure the Property is in compliance with HUD requirements.